Order # |
Date Issued |
Respondents |
Action |
Contact |
Case Number |
| CD-2001-0001 |
01/03/2001 |
Liberty International Foundation
Thomas Lynn Thrash |
Cease & Desist |
Steve Brantley |
S00-00062 |
| CD-2001-0002 |
01/10/2001 |
Progressive Primitive Oaks, Inc.
Tula Venture
Elton Jerome King |
Cease & Desist |
Steve Brantley |
S98-00017 |
CD-2001-0003
CO-2001-0003 |
04/24/2001
01/10/2001 |
American Millennium Corp. Inc.
Jack Augsback & Company, LLC
Jack Augsback & Company, LLC |
Cease & Desist
Consent Order |
Jim Pugh
|
S01-00016 |
| CD-2001-0004 |
01/12/2001 |
American Internet Research Institute
Stratus Marketing Group Inc.
John Bono |
Cease & Desist |
Reuben Redd |
S00-00028 |
| CD-2001-0005 |
01/11/2001 |
Betty S Wood
Bob Finkbeiner
Sherman T. Smith
Big International
aka
Big International Inc.
Big Financial Group
Courtney Agencies
Agora Office Services |
Cease & Desist |
Reuben Redd |
S00-00220 |
| CD-2001-0006 |
01/24/2001
03/12/2001 |
Aqcess Technologies, Inc.
Thomas R. Sanford
Jon-Erik Prichard
Kain K. Johnson
All Respondents |
Cease & Desist
Final Order due to no Response |
Lisa Tolar |
M01-00030 |
| CD-2001-0007 |
01/24/2001 |
Hollywood On Air, Inc.
John Velasco-Mills |
Cease & Desist |
Chris Young |
S01-00019 |
CD-2001-0008
CO-2001-0008 |
02/01/2001
06/01/2001 |
Wallstreet Associates, Inc.
Jerry L. Hall
Wallstreet Associates, Inc.
Jerry L. Hall |
Cease & Desist
Consent Order |
Jim Pugh
|
S01-00034 |
| CD-2001-0009 |
02/06/2001 |
ETS Payphones Inc.
Donis Burl McWaters
Harold Roger Underwood
Galen W. Terry
Samuel John Wehby |
Cease & Desist |
Reuben Redd |
S00-00153 |
CD-2001-0010
OV-2001-0010 |
02/06/2001
04/15/2003 |
Attractions Plus
Jeric Wade
Attractions Plus, Inc.
Attractions Plus
Jeric Wade
Attractions Plus, Inc. |
Cease & Desist
Order to Vacate |
Reuben Redd
Mike Foley |
S00-00285 |
CD-2001-0011
OV-2001-0011 |
02/12/2001
08/23/2001 |
Jerry's Of The Caribbean, LLC
Adam Schwartz
John J. Smith, Jr.
David Terzian
Robert Begelman
Jerry's Of The Caribbean, LLC
Adam Schwartz
John J. Smith, Jr.
David Terzian
Robert Begelman |
Cease & Desist
Order To Vacate |
Lisa Tolar
Jim Pugh |
S01-00049 |
| CD-2001-0012 |
02/14/2001 |
MN Partners Inc.
Frank Delucca |
Cease & Desist |
Kim Lewis |
S01-00027 |
CD-2001-0013
OV-2001-0013 |
02/16/2001
03/19/2001 |
Your Discount Broker, Inc.
William Kilborn Fraser
Your Discount Broker, Inc.
William Kilborn Fraser |
Cease & Desist
Order To Vacate |
Jim Pugh
|
S01-00048 |
| OB-2001-0014 |
02/21/2001 |
Pamela M Cook |
Order of Bar |
Steve Brantley |
S00-00289 |
OS-2001-0015
OB-2001-0015
SC-2001-0015 |
03/27/2001
06/25/2001
07/24/2001 |
James C Hulsey, III
James C Hulsey, III
James C Hulsey, III |
Suspension Order
Order of Bar
Show Cause |
Steve Brantley
|
S01-00071 |
CD-2001-0016
OB-2001-0016 |
04/18/2001
07/10/2001 |
Internet & Television Programming Fund, LLC
Millennium Associates
Millennium Associate |
Cease & Desist
Order of Bar |
Jim Pugh
|
S01-00088
S01-00089 |
CD-2001-0017
OB-2001-0017
CO-2001-0017 |
04/18/2001
07/11/2001
11/06/2001 |
Exchangemall.com, Inc.
Exchangemall.com, Inc.
Exchangemall.com, Inc. |
Cease & Desist
Order of Bar
Consent Order |
Jim Pugh
|
S01-00089
S01-00088
S-01-00089 |
CD-2001-0018
CO-2001-0018 |
04/20/2001
08/13/2002 |
Viatical & Elderly Settlement Providers, LLC
Ronald J. Chancellor
Viatical & Elderly Settlement Providers, LLC
Ronald J. Chancellor |
Cease & Desist
Consent Order |
Chris Young
|
S01-00091 |
| OB-2001-0019 |
05/02/2001 |
Morris Malone Johnson, Jr. |
Order of Bar |
Jim Kight |
S01-00101 |
| CD-2001-0020 |
05/02/2001 |
Unitel Investments
Vernon L. Smith Jr. |
Cease & Desist |
Chris Young |
S00-0087 |
| CD-2001-0021 |
05/04/2001 |
Tri-West Investment Club
Haarlem Universal Corporation
Jason Kingsley
Mark Goldman
Alan Richards
Alan Waage
Alex Haarlem |
Cease & Desist |
Kim Lewis |
S01-00018 |
| CD-2001-0022 |
05/04/2001 |
Financial Warfare Club, Inc.
Teresa Y. Hodge
Marcus D. Dukes |
Cease & Desist |
Chris Young |
S01-00105 |
| CD-2001-0023 |
05/22/2001 |
Elder Care Network, LLC
Elder Care Network of Laurinburg, LLC
Prime Atlantic, Inc.
John Daniels
David Halsey
John Walter Lang
Lawrence Crowell Leafer
Larry Wayne Long |
Cease & Desist |
Jim Kight |
S99-00343 |
| OB-2001-0024 |
05/23/2001 |
Donny Menashe Bashkin |
Order of Bar |
Jim Kight |
S00-00132 |
| OB-2001-0025 |
05/23/2001 |
John Catalano, Jr. |
Order of Bar |
Jim Kight |
S00-00132 |
| OB-2001-0026 |
05/23/2001 |
Victoria Susan Edwards |
Order of Bar |
Jim Kight |
S00-00132 |
| OB-2001-0027 |
05/23/2001 |
Raymond Maglione III |
Order of Bar |
Jim Kight |
S00-00132 |
| OB-2001-0028 |
05/23/2001 |
Christopher Polisano |
Order of Bar |
Jim Kight |
S00-00132 |
| OB-2001-0029 |
05/23/2001 |
Peter Laurence Falk |
Order of Bar |
Jim Kight |
S00-00132 |
| OB-2001-0030 |
05/23/2001 |
John James Caso, Jr. |
Order of Bar |
Jim Kight |
S00-00132 |
| OB-2001-0031 |
05/23/2001 |
Seth Brian Kanarick |
Order of Bar |
Jim Kight |
S00-00132 |
| OB-2001-0032 |
05/23/2001 |
Frank Joseph Messina |
Order of Bar |
Jim Kight |
S00-00132 |
| OB-2001-0033 |
05/23/2001 |
Michael Caso |
Order of Bar |
Jim Kight |
S00-00132 |
| OB-2001-0034 |
05/23/2001 |
Kenneth Thomas Tripoli |
Order of Bar |
Jim Kight |
S00-00132 |
CD-2001-0035
CO-2001-0035 |
05/23/2001
08/27/2001 |
Alabama Sand LLP
William Prince
Ed Deerman
Danny Ingram
Ed Deerman
Danny Ingram |
Cease & Desist
Consent Order |
Jack Robison
|
S00-00284 |
CD-2001-0036
CO-2001-0036 |
06/01/2001
05/25/2001 |
The Abernathy Technology Research Institute Inc.
The Abernathy Technology Research Institute Inc. |
Cease & Desist
Consent Order |
Jim Pugh
|
S01-00122 |
| CD-2001-0037 |
05/31/2001 |
First Americap Corporation
Capital Relations Group, LLC
Stephen Harrison Thomas
Robert Douglas Williams
Tiji Thomas
Cyrus Industries, Inc f/k/a
Icon Trading, Inc
Raece B Richardson
Byteaudio.Com |
Cease & Desist |
Jack Robison |
S01-00098 |
CD-2001-0038
OV-2001-0038 |
07/09/2001
01/03/2002 |
National Viatical, Inc
Michael Sullivan
National Viatical, Inc
Michael Sullivan
James Torchia |
Cease & Desist
Order to Vacate |
David Williams
|
S01-00125 |
| CD-2001-0039 |
07/24/2001 |
Daystar Assembly of God Church
Gary Dopson
Daystar Trust |
Cease & Desist |
David Williams |
S01-00156 |
| CD-2001-0040 |
08/14/2001 |
Pack Currency Management
Ronnie W. Pack
Yolanda Pack |
Cease & Desist |
Reuben Redd |
S01-00066 |
| CD-2001-0041 |
07/14/2001 |
Community Homebanc
Jordan P. Olshan
OMC
The Olshan Mortgage Company
Investors Trust, Inc.
DBA: Mortgage Investors, Inc. |
Cease & Desist |
Ricky Locklar |
S01-00132 |
| CD-2001-0042 |
08/16/2001
06/05/2008 |
O'Neal Cleveland
Investors Inc O'Neal Cleveland
Investors Inc |
Cease & Desist
Final Order Due to no Response |
Ricky Locklar |
S00-00128 |
CD-2001-0043
CO-2001-0043 |
08/20/2001
01/03/2011 |
USA Transit Facility, Inc
Alabama Transit Facility
Motivity, Inc.
Kenneth H. Looney
Heidi Ueltzen
Mary Lou Upton
Delbert Shelton
Brenda Stealey
USA Transit Facility, Inc
Alabama Transit Facility
Motivity, Inc.
Kenneth H. Looney
Heidi Ueltzen
Mary Lou Upton
Delbert Shelton
Brenda Stealey |
Cease & Desist
Consent Order |
David Williams
Mike Foley |
S01-00133 |
| CD-2001-0044 |
08/22/2001 |
The Silver Club
Mary Thomson |
Cease & Desist |
Jack Robinson |
S01-00177 |
| CD-2001-0045 |
09/04/2001 |
Health Maintenance Centers Inc.
Kevin L. Lawrence |
Cease & Desist |
Chris Young |
S01-00171 |
| OB-2001-0046 |
11/05/2001 |
Thomas John Downey, Jr. |
Order of Bar |
Steve Brantley |
S01-00082 |
CD-2001-0047
CO-2001-0047 |
12/04/2001
03/17/2002 |
Gold Capital Management, Inc.
Gold Capital Management, Inc. |
Cease & Desist
Consent Order |
Jim Pugh
|
S01-00233 |
| CD-2001-0048 |
12/18/2001 |
Payday Today.Com, Inc.
Michael Durand Beard
David L'Hoir |
Cease & Desist |
David Williams |
S01-00158 |