|
Order
#
|
Date
Issued |
Respondents |
Action |
Contact |
Case
Number |
|
OB-2002-0001 |
01/03/2002 |
Jere Locke Beasley Jr. |
Order to Bar |
David Williams |
S98-00187 |
|
OB-2002-0002 |
02/27/2002 |
Brenda Micklow Lawson |
Order to Bar |
Mike Foley |
S96-00123 |
CD-2002-0003
CO-2002-2003 |
03/04/2002
05/21/2002 |
Heartland Investment
Associates, Inc.
Heartland Investment Associates, Inc. |
Cease & Desist
Consent Order |
Jim Pugh
|
S02-00052
S02-00052 |
|
CD-2002-0004 |
03/18/2002 |
One Share of Stock, Inc.
dba One Share.com
Lance Lee
Adrienne Urizar |
Cease & Desist |
Ricky Locklar |
S02-00010 |
|
OB-2002-0005 |
05/08/2002 |
Ryan O. Rancher |
Order to Bar |
Pete Peters |
S02-00005 |
|
OB-2002-0006 |
03/26/2002 |
Michael Joseph Esposito |
Order to Bar |
Rickey Locklar |
S01-00226 |
|
OB-2002-0007 |
03/26/2002 |
Michael A. Fortugno |
Order to Bar |
Rickey Locklar |
S01-00226 |
SC-2002-0008
CO-2002-0008 |
04/01/2002
06/09/2008 |
Josephthal & Company
Inc.
Ron Adelstein
Doni Adelstein Ron Adelstein |
Show Cause
Consent Order |
Steve Brantley |
S01-00170 |
CD-2002-0009
CO-2002-0009 |
05/16/2002
07/29/2002 |
Florida Capital Apartment
Partners (Jacksonville) LTD
Florida Capital Securities Corp
Stephen Austin Selby
Florida Capital Apartment Partners (Jacksonville) LTD
Florida Capital Securities Corp
Stephen Austin Selby |
Cease & Desist
Consent Order |
Jim Pugh
|
S02-00099
S02-00099 |
CD-2002-0010
CO-2002-0010 |
06/19/2002
10/10/2002 |
Coastal Discount
Stockbrokers, Inc.
Coastal Discount Stockbrokers, Inc. |
Cease & Desist
Consent Order |
Jim Pugh
|
S02-00120
S02-00120 |
|
OB-2002-0011 |
07/15/2002 |
Howard Schwartz |
Order to Bar |
Steve Brantley |
S00-00132 |
|
OB-2002-0012 |
07/15/2002 |
Salvatore Marasa |
Order to Bar |
Steve Brantley |
S00-00132 |
|
OB-2002-0013 |
07/15/2002 |
Steven Finkelstein |
Order to Bar |
Steve Brantley |
S00-00132 |
|
OB-2002-0014 |
07/15/2002 |
John Belkin |
Order to Bar |
Steve Brantley |
S00-00132 |
|
CD-2002-0015
CO-2002-0015
|
08/14/2002
07-06-2004 |
Pastor James S. Moore
Trinity Life Church
Trinity Life Church, Inc.
Pastor James S. Moore
Trinity Life Church
Trinity Life Church, Inc. |
Cease & Desist
Consent Order |
David Williams
|
S02-00030
S02-00030 |
|
CD-2002-0016 |
08/13/2002 |
Gregory D. Matthews
Sean G. Conner
Homeland Energy, Inc. |
Cease & Desist |
Reuben Redd |
S02-00114 |
|
SC-2002-0017
OB-2002-0017
OV-2002-0017
|
09/05/2002
12/17/2004
05/30/2006
|
Robert David Child
Robert David Child
Robert David Child
|
Show Cause
Order to Bar
Order to Vacate and agreement to not seek
registration
|
Ricky Locklar
|
S01-00126
S01-00126
S01-00126
|
CD-2002-0018
OV-2002-0018
|
09/16/2002
08/08/2003 |
Heartland Energy Inc.
Charles Reed Cagle
Randy Kamps
Heartland Energy Inc.
Charles Reed Cagle
Randy Kamps |
Cease & Desist
Order to Vacate |
Kim Lewis
|
S02-00172
S02-00172 |
|
CD-2002-0019 |
09/16/2002 |
Cyber Vention L.L.C
Castellum L.L.C.
White Oak L.L.C.
William M. Keever |
Cease & Desist |
Chris Young |
S02-00173 |
CD-2002-0020
OV-2002-0020 |
10/08/2002
08/14/2003 |
Brian Fredrick Ferraioli
Brian Fredrick Ferraioli |
Cease & Desist
Order to Vacate |
Ricky Locklar
David Williams |
S02-00197
S02-00197 |
|
CD-2002-0021
CO-2002-0021
|
10/08/2002
01/22/2004 |
Mammoth Capital Corp.
Dennel Finance, Ltd.
Max Metcalf
Charles Gregory
William Bill Cox
Benjamin Cook
Gregory Prescott
Mammoth Capital Corp.
Dennel Finance, Ltd.
Max Metcalf
Charles Gregory
William Bill Cox
Benjamin Cook
Gregory Prescott |
Cease & Desist
Consent Order |
Rossie Peters
|
S02-00001
S02-00001 |
SC-2002-0022
OB-2002-0022
CO-2002-0022 |
10/15/2002
01/29/2002 01-26-2005 |
Forrest Granville Bruner
Forrest Granville Bruner Forrest Granville
Bruner |
Show Cause
Order to Bar Consent Order |
Ricky Locklar
|
S01-00198
S01-00198 S01-00198 |
|
CD-2002-0023 |
10/30/2002 |
Jack Chapman
Chapman Communication Systems, Inc. |
Cease & Desist |
David Williams |
S02-00035 |
|
CD-2002-0024 |
10/30/2002
03/08/2006
|
Hotel Connect, MGT, LLC.
Michael Allen Von Kanel
All Respondents |
Cease & Desist
Final Order - Criminal Conviction
|
David Williams |
S00-00330 |
|
CD-2002-0025 |
11/18/2002 |
Texan Energy Corp Inc.
Bill Smith"
Barry V. Reed |
Cease & Desist |
Pete Peters |
S02-00015 |
|
CD-2002-0026 |
12/06/2002 |
Dianna Blair Torbett
aka Dianna Blairtorbett
Jerry G Combs
McMinn Consultants
Asset Management Associates
aka Asset Management Association
International Ventures LTD
International Ventures |
Cease & Desist |
Reuben Reed |
S00-00181 |
|
CD-2002-0027 |
12/20/2002 |
John H. Seibert
Peggy Seibert
Sharon Newbill Eubanks
Service International
S&W Properties
SBJ Joint Ventures
Grand Oaks |
Cease & Desist |
Pete Peters |
S02-00014 |
|
CO-2002-0028 |
11/04/2002 |
Merrill Lynch, Pierce,
Fenner, & Smith, Inc. |
Consent Order |
Ricky Locklar |
S02-00097 |