Administrative Actions - 2008

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Order #

Date Issued Respondents Action Contact Case Number
CD-2008-0001 01/02/2008


 

02/06/2008

LYR Enterprises LLC.
   (aka) LYR Enterprises, Inc.
David E Ridge
Lesa Y Ridge

All Respondents

Cease & Desist


 

Final Order Due to no Response

Jerry Hankins S07-0451
CD-2008-0002 01/02/2008

 

03/30/2009

Compass Trading Enterprises
   (aka) Compass Trading LLC.
H.J. "Tiny" Cleveland, Jr.

All Respondents

Cease & Desist

 

Final Order Due to no Response

Jerry Hankins S07-0527
OB-2008-0003 01/24/2008

04/08/2008

Donald C Martin

All Respondents

Order of Bar

Final Order Due to no Response

Kim Lewis S06-0169
CD-2008-0007 2/12/2008 Timothy Grant Jones Cease & Desist Mike Gantt S07-0545
CD-2008-0008 03/17/2008


 

10/27/2008

STARR International Trade Venture
    AKA S.I.T.A
    AKA S.I.T.V
Paul Huey Richardson

All Respondents

Cease & Desist


 

Final Order Due to no Response

Jerry Hankins S07-0349
CD-2008-0009

CO-2008-0009

03/18/2008

06/11/2008

Paul Christopher Schemitz, Sr.

Paul Christopher Schemitz, Sr.

Cease & Desist

Consent Order

Jerry Hankins S05-0124
CO-2008-0011 03/19/2008 Morgan Stanley & Co. Incorporated Consent Order Joseph Borg Ricky Locklar S05-0302
CD-2008-0012
 
03/25/2008




 

05/06/2008

 

07/02/2009

Retirement Planning Corporation
Senior Information Center
   AKA Senior Info Center
Robert Edward Bradford
Pete Wayne McGinnis
Ikey Joe Fowler

Pete Wayne McGinnis
Ikey Joe Fowler
 

Retirement Planning Corporation
Senior Information Center
   AKA Senior Info Center
Robert Edward Bradford

Cease & Desist




 

Final Order Due to no Response

Final Order Due to no Response

Jerry Hankins S08-0115
CD-2008-0013 04/08/2008

05/13/2008

Mark Lynwood Ryder

All Respondents

Cease & Desist

Final Order - Waived Right to Hearing

Chip Harrison S07-0373
CD-2008-0014 04/14/2008

 

11/16/2008

Alan Burdette Investments, LLC
Cary Alan Burdette
Clifton A Burdette

All Respondents

Cease & Desist

 

Final Order Due to No Response

Randy Jones S07-0553
CD-2008-0015

 



 

OB-2008-0015

04/15/2008

 

08/27/2008

 

02-27-2009

Miller Johnson Steichen
Kinnard, Inc.
William M. Goblirsch

All Respondents

 

Miller Johnson Steichen
Kinnard, Inc.
William M. Goblirsch

Cease & Desist

 

Final Order Due to no Response

Order of Bar

Lisa Tolar S08-0175
CD-2008-0016 05/02/2008
 

05/02/2008

HBM LLC
Michael J. Dixon

All Respondents

Cease & Desist
 

Final Order Due to no Response

Mike Wilkerson
 

 

S08-0089
CD-2008-0018 06/04/2008



 

09/15/2008

Innova Leasing & Management LLC
Innova Energy LLC
Clement Ejedawe
Dennis J Kim
Frank Reynolds

All Respondents

Cease & Desist



 

Final Order Due to no Response

Michael Gantt S08-0187
CD-2008-0019




 

CO-2008-0019

06/09/2008



07/22/2014
 

02/22/2011

Del Mar Energy, Inc.
Michael Edward Latham
Brandon McCloskey

Brandon McCloskey

Del Mar Energy, Inc.
Michael Edward Latham

Cease & Desist



Final Order Due to No Response  

Consent Order

Randy Jones S08-0090
CD-2008-0020

 

OV-2008-0020

 

CO-2008-0020

06/17/2008

 

04/23/2009

 

08/17/2009

Skyframes, Inc
Chet Noblett
William Green Rigby, Jr.

Skyframes, Inc
Chet Noblett
William Green Rigby, Jr.

Skyframes, Inc
Chet Noblett
William Green Rigby, Jr.

Cease & Desist

 

Order to Vacate

 

Consent Order

David Williams

 

Mike Gantt

 

M. Gantt

S07-0445
CD-2008-0021



 

CO-2008-0021

07/09/2008



 

10/20/2008

Rothschild Investment Corp.
Bradley C. Drake
John Welch
Bart Bonga
Dale Bonga

Rothschild Investment Corp.
Bradley C. Drake
John Welch
Bart Bonga
Dale Bonga

Cease & Desist



 

Consent Order

Lisa Tolar
Mike Foley


 

Lisa Tolar

S08-0238
CD-2008-0022



 

CD-2008-0022 Amended

07/16/2008



 

02/04/2009






 

08/10/2009


08/10/2009

Western Pipeline Corporation
Robert e. Jent
Chris Jent
Mickey Horn
Jennifer Worthy

Western Pipeline Corporation
Robert e. Jent
Chris Jent
Mickey Horn
Jennifer Worthy
John Arthur Apple Jr.
Cliff Stahl
Randal Flowers

Chris Jent


All Respondents

Cease & Desist



 

Cease & Desist






 

Final Order - Waived Right to Hearing
Final Order - No Response

Mike Wilkerson



 

Mike Wilkerson

S08-0151
CD-2008-0023 07/24/2008


 

07/01/2009

Advanced Worldwide Security
       Solutions, Inc.
Robert Alan Landeros
Scott DearBorn

All Respondents

Cease & Desist


 

Final Order Due To Three unsuccessful attempts to legally serve  respondents

Jerry Hankins S-08-0197
OB-2008-0025 08/01/2008

09/16/2008

Charles Edward Atwell

All Respondents

Order of Bar

Final Order Due to no Response

Mike Wilkerson S06-0491
CD-2008-0026 08/12/2008


 

09/23/2008

G&G L. L. C.
Gourley & Gourley L. L. C.
Gourley & Associates, Inc.
Douglas Trent Gourley

All Respondents

Cease & Desist


 

Final Order Due to no Response

Chip Harrison S07-0364
CD-2008-0028 09/15/2008



 

10/27/2008

AJ's Gifts
   aka - AJ's Forex Trading Club
Mary Short
   aka - Mary M. Short
   aka - Mary McIntosh

All Respondents

Cease & Desist



 

Final Order Due to no Response

Jerry Hankins S08-0156
CD-2008-0029 09/19/2008

 

10/27/2008

Evinco Enterprises, LLC
Dwayne Lindley
Johnathan Phillips

All Respondents

Cease & Desist

 

Final Order Due to no Response

Jerry Hankins S08-0254
CD-2008-0030 10/06/2008



11/18/2008
The Yelder Group LLC.
The Yelder Institue
Jerome Yelder

All Respondents
Cease & Desist



Final Order - No Response
Rossie Peters S08-0255
CD-2008-0031





 

OV-2008-0031

CO-2008-0031

10/09/2008





 

10/22/2008

02/18/2009

Lakeside Equity Partners Inc.
Cathy Dewitt
Kevin L. Jefferson
John Labunski
Bradley Stuart Williams
Martha Drake
John P. Ley

John P. Ley

Lakeside Equity Partners Inc.
Cathy Dewitt
Kevin L. Jefferson
John Labunski
Bradley Stuart Williams
Martha Drake
John P. Ley

Cease & Desist





 

Order to Vacate

Consent Order

Rossie Peters S07-0412
CD-2008-0033 10/27/2008
 

12/02/2008

The Forex Project
Luis H. Rivas

All Respondents

Cease & Desist
 

Final Order Due to no Response

Jerry Hankins S08-0222
CD-2008-0035 11/19/2008
 

12/23/2008

BAMA Remodeling and Repair, LLC
Gene Thomas Legrone, Jr.

All Respondents

Cease & Desist
 

Final Order Due to no Response

Jerry Hankins S08-0234
OS-2008-0037 12/17/2008
 

02/11/2009

Bernard Lawrence Madoff
 

All Respondents

Order of Suspension

Final Order Due to no Response

Lisa Tolar S08-0554
OS-2008-0038 12/17/2008

 

02/11/2009

Bernard L. Madoff Investment
       Securities LLC
Bernard Lawrence Madoff

All Respondents

Order of Suspension
 

Final Order - Became a Revocation Order Due to no Response

Lisa Tolar S08-0554