Administrative Actions - 2011

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Order #

Date Issued Respondents Action Contact Case Number
CD-2011-0001 01/05/2011
 

02/10/2011

Green Warrior, Inc.
Nicholas Green

All Respondents

Cease & Desist
 

Final Order

Charles Traywick S10-0458
CD-2011-0002 01/20/2011



03/14/2011
Friends United Network Inc
   (aka) Fun Group LLC
Richard I Byrne

All Respondents
Cease & Desist



Final Order - No Response
Rossi Peters S10-0176
CD-2011-0003 01/21/2011
 

02/01/2012

Lighthouse Capital, LTD
Carl Caserta

All Respondents

Cease & Desist
 

Final No RESP

Kim Lewis S10-0320
CD-2011-0004 02/01/2011





 

10/31/2013

International Finance & Trust LLC
Julie Holden
Bryan Smith
Kurt Hamilton
Mainsail Business Consultants Inc
Howard Lee McCauley
Darrell Gresham

International Finance & Trust LLC
Julie Holden
Kurt Hamilton
Mainsail Business Consultants Inc
Howard Lee McCauley
Darrell Gresham

Cease & Desist





 

Final Order Due to No Response

Mike Gantt S20-0292
CD-2011-0005 02/23/2011


07/07/2011
Infinity Business Group
Clifton A Burdette

All Respondents
Cease & Desist


Final Order - No Response
Randy Jones S10-0177
CD-2011-0007 03/14/2011
 

12/01/2011

Harbor Consulting Inc.
Jeffrey A. Friedlander

All Respondents

Cease & Desist
 

Final Order Due to Waiving the Right to a Formal Hearing.

Mike Gantt S10-0228
CD-2011-0008 04/01/2011

 

05/09/2011
 

07/20/2011

Ascending Growth Properties, LLC
Richard Austin Wagner
Charlotte Caron

Ascending Growth Properties, LLC
Richard Austin Wagner

Charlotte Caron

Cease & Desist

 

Final Order Due to No Response

Final Order Due to No Response

Charles Traywick S11-0035
OB-2011-0010 04/27/2011

 

09/07/2011

Adaven, Incorporated
Gulfport Oil & Gas, Incorporated
Norris R. Harris

All Respondents

Order of Bar

 

Final Order Due to no Response

Jerry Hankins S05-0335
CD-2011-0011 05/05/2011

 

06/13/2011

Alexander Capital, LLP
Jeremy A Paul
J.C. Kelly Well #1-H Venture

All Respondents

Cease and Desist

 

Final Order Due to no Response

Kim Lewis S10-0444
CD-2011-0013 05/19/2011

06/20/2011

Dr. Scott William Naley

Dr. Scott William Naley

Cease & Desist

Final Order Due to no Response

Chuck James S10-0397
CD-2011-0014

 

CO-2011-0014

 

05/19/2011

 

05/03/2012

 

K-Sam Oil Company, LLC
Old Town Bay Drilling Venture
Michael P. Krasner

For All Respondents

Cease & Desist

 

Consent Order

 

Charles Traywick S10-0445
CD-2011-0015 05/27/2011






 

08/04/2011





 

08/29/2011

Spero X. Vourliotis
Carey Michael Billingsley
Pamela Ayers Billingsley
The Cornerstone Investment Group
The Capstone Group
The TRI Stone Group
Billingsley Investment and Resources
      Company, LLC

Spero X. Vourliotis
Carey Michael Billingsley
Pamela Ayers Billingsley
The Capstone Group
The TRI Stone Group
Billingsley Investment and
         Resources Company, LLC

The Cornerstone Investment Group

Cease & Desist






 

Final Order Due to No Response




 

Final Order Due to No Response

Chip Harrison S11-0130
CD-2011-0016 06/29/2011


 

01/30/2012

Global 8 Enviromental Technologies
   Inc.
   aka  Organic Recycling Technologies Inc.
Pacific Ocean Resources Corporation
Donald Verne Dyer

All Respondents

Cease & Desist


 

Final Order Due to No Response

Rossie Peters S11-0041
OB-2011-0017 07/12/2011
 

09/19/2011

Matthew Leon Bradakis
Virginia Sue Moore

All Respondents

Order to Bar
 

Final Order Due to No Response

Charles Traywick S10-0461
CD-2011-0018 07/14/2011


08/08/2012
Titles R US, Inc.
Harry H. "Woody" Duncan, Jr.

All Respondents
Cease & Desist


Final Order - Criminal Conviction
Charles Traywick S11-0055
CD-2011-0020 08/04/2011



03/27/2015
Mutual Entertainment, LLC
Stuart Rawitt
Jody Bardin

All Respondents
Cease & Desist



Final Order
Charles Traywick S11-0186
CO-2011-0021 08/29/2011




 

08/29/2011

Benchmark operating Company, LLC
Sabine Salt Water Well Joint Venture
Linville Lewis
Melanina Frederick-Bowden
Martin D. Lewis
les Beck

All Respondents

Consent Order




 

Final Order

Charles Traywick S10-0371
CO-2011-0022 08/23/2011 Raymond James & Associates, Inc.,
Raymond James Financial Services, Inc.
Consent Order Kim Lewis S11-0196
CD-2011-0023 12/20/2011
 

02/17/2012

Nevada Precious Metals Inc
David Charles Stuart

All Respondents

Cease & Desist
 

Final Order

Rossie Peters S11-0252