Administrative Actions - 2013

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Order #

Date Issued Respondents Action Contact Case Number
OB-2013-0001 02/15/2013 David Darrell Anthony Order to Bar Mike Gantt S12-0067
OB-2013-0002 02/15/2013

04/24/2013

William David Thomas, Jr

William David Thomas, Jr

Order to Bar

Final Order - No Response

Mike Gantt S11-0243
CD-2013-0003














OV-2013-0003



OB-2013-0003
02/20/2013






09/24/2013

11/05/2013





10/24/2013



02/07/2014


02/07/2014


02/07/2014
Westover Energy Trading Partners, LLC
RAMCO and Associates, LLC
Mercator Associates, LLC
Yaman Huseyin Sencan
Stephen Merry

Yaman Huseyin Sencan

Westover Energy Trading Partners, LLC
RAMCO and Associates, LLC
Stephen Merry
Mercator Associates LLC

Westover Energy Trading Partners, LLC
RAMCO and Associates, LLC

Yaman Huseyin Sencan
Stephen Merry

Stephen Merry
RAMCO and Associates, LLC

Yaman Huseyin Sencan
Westover Energy Trading Partners, LLC
Cease and Desist






Final Order - No Response

Final Order - No Response





Order to Vacate



Order of Bar


Final Order - No Response


Final Order - No Response
Jerry Hankins S12-0218
CD-2013-0005 03/14/2013






05/25/2013





06/23/2014
Inter Reef LTD
   d/b/a Profitable Sunrise
Roman Novak
Radoslav Novak
Melton McClanahan
Adam York

Inter Reef LTD
  d/b/a Profitable Sunrise
Roman Novak
Radoslav Novak
Melton McClanahan

Adam York
Cease & Desist






Final Order - No Response




Final Order - No Response
Rossie Peters S13-0060
CD-2013-0006





CD-2013-0006a
03/12/2013



10/31/2013

09/05/2014
Arizona Gold Corporation
Don L. Jenkins
Jack Young

All Respondents

Arizona Gold Corporation
Don L Jenkins
James Albert Ashpole
   aka: Jack Young
Cease & Desist



Final Order - No Response

Cease & Desist -Amended
Mike Gantt S12-0245
CD-2013-0007 03/21/2013









06/04/2013




05/06/2014
Sabine Partnership #3, LTD
Insignia Energy Group, Inc
IEG Permian Basin, LLC
Martin D. Lewis
Melaina Bowden
   aka Melaina
N. Frederick
   aka Melaina
Frederick-Bowden

Sabine Partnership #3, LTD
Insignia Energy Group, Inc
IEG Permian Basin, LLC
Martin D. Lewis

Melaina Bowden
   aka Melaina N. Frederick
   aka Melaina Frederick-Bowden
Cease & Desist









Final Order - No Response




Final Order- No Response
Charles Traywick S12-0151
CD-2013-0008 03/27/2013




06/12/2013
HI-Tech Energy Inc
John Louis Wetzel
Fredrick Murphy
John Vanderfield

All Respondents
Cease & Desist




Final Order- No Response
Mike Gantt S13-0041
CD-2013-0009 05/10/2013



06/10/2013
Tri State Investment LLC
Roy Allen Tucker
Terica S Weeks

All Respondents
Cease & Desist



Final Order - waiver of hearing
Jerry Hankins S13-0009
CD-2013-0010 05/13/2013

04/22/2014
Neil Philip Berman

Neil Philip Berman
Cease & Desist

Final Order - No Response
Mike Wilkerson S12-0214
CD-2013-0011






CD-2013-0011A
05/15/2013




06/24/2013

07/05/2013

02/25/2016
Hessel Trading, Inc.
TOPFINANCIAL.COM
Norman James Secor
Steven Eugene Walker

All Respondents

Wealthlab, Inc.

Wealthlab, Inc.
Cease & Desist




Final Order - No Response

Cease & Desist -Amended

Final Order - No Response
Chip Harrison S11-0240
CD-2013-0012 05/17/2013 Kemako World, Incorporated
ANH Tran
   aka Tuyet A. Musick
   aka Tuyet A. Richmond
Cease & Desist Jerry Hankins S13-0030
CD-2013-0013
















CO-2013-0013a

CO-2013-0013b
06/05/2013








09/19/2013


02/21/2014




09/18/2014

06/05/2014
Felmina Alliance LTD
Phil Burrell
John Moton, Jr
Helen Smith
Thomas Marrin Bickham
Darlene Mensinger
James Kirk
Terrence B Scott, Sr

Terrence B Scott, Sr
John Moton, Jr

Felmina Alliance LTD
Phil Burrell
James Kirk
Darlene Mensinger

Helen Smith

Thomas Marrin Bickham
Cease & Desist








Final - No Response


Final - No Response




Consent Order

Consent Order
Rossie Peters S13-0078
CD-2013-0015 06/25/2013









10/01/2013
Drinkrite Inc
The Visuals Group Inc
Enterprise Financial Group
Pristine Solutions Inc
Bevrich Corporation
Scott William Absher
Donna Mae Le Gore
Thomas Melvin Downs
Thomas Michael Haws

All Respondents
Cease & Desist









Final Order - No Response
Chuck James S13-0119
CO-2013-0016 09/27/2013 RBC Capital Markets, LLC Consent Order Joseph Borg S13-0188
OB-2013-0017 11/08/2013

03/16/2017
James Mark McLaughlin

James Mark McLaughlin
Order to Bar

Final Order - Insufficient Response by Respondent
Mike Gantt S12-0303
CD-2013-0018 12/19/2013


04/17/2017
National Business Services Inc
Jamie Screws Williams

All Respondents
Cease & Desist


Final Order - Commission Decision
Chuck James S13-0176
CD-2013-0019 12/20/2013


02/10/2014
Hard Rock Properties LLC
Jason Caudle

All Respondents
Cease & Desist


Final Order - No Response
Rossie Peters S13-0104