Administrative Actions - 2018

2017 | 2016 | 2015 | 2014 | 2013 | 2012 | 2011 | 2010 | 2009 | 2008 | 2007 | 2006 | 2005 | 2004 | 2003 | 2002 | 2001

Order #

Date Issued Respondents Action Contact Case Number
CD-2018-0001
01/11/2018
Hart Natural Resources LLC
Frank Bevil Hart II
Cease and Desist
Chuck James S14-0250
CD-2018-0002
04/10/2018
Joseph P. Bedingfield, Jr.
Cease and Desist
Bobby Sharp S16-0193
CD-2018-0003
04/20/2018
Chain Group Escrow Service
Cease and Desist
Randy Jones S18-0042
CD-2018-0004
05/02/2018


06/20/2018
EXTRABIT LTD
Mack Deacon

All Respondents
Cease and Desist


Final Order - No Response
Leighton Greenlee S18-0065
CD-2018-0005
05/02/2018

12/12/2018
Leverage

All Respondents
Cease and Desist

Final Order - No Response
Chip Harrison S18-0063
CD-2018-0006
05/04/2018


06/20/2018
Pooltrade
Harold Theron

All Respondents
Cease and Desist


Final Order - No Response
Mike Wilkerson S18-0064
CD-2018-0007
05/18/2018








08/27/2018
Platinum Coin
Mikhail Gil
Roman Dinkevich
Sergei Cherepanov
Vladimir Gorshkov
Andrey Rogov
Anatoly Malevanchuk
Roman Terekhin

All Respondents
Cease and Desist








Final Order - No Response
Bobby Sharp S18-0084
CD-2018-0010
05/25/2018



10/01/2018
Houston Energy Resources, LLC
Edward S. "Pete" Lippincott
Charles Mack Robinson

Edward Pete Lippincott
Charles Mack Robinson
Cease and Desist



Final Order - No Response
Mark Mitchell S17-0033
CD-2018-0011
05/25/2018
Future Income Payments LLC
Scott Kohn
Cease and Desist
Mike Wilkerson S18-0023
CO-2018-0012
06/22/2018
LPL Financial LLC
Concent Order
Ricky Locklar S17-0114
CD-2018-0014
07/13/2018
ZANFAU LTD
Henrik Madsen
Rali Ralev
Todar Boyadzhiev
Cease and Desist
Mike Gantt S18-0122
CD-2018-0015
07/13/2018
Hashkon, Inc
Brian Kendrick
Bertram Gamino
Sean Barrett
Laura Blalock
Cease and Desist
Mike Gantt S18-0123
CD-2018-0016
07/25/2018
Clanton Sunrise Develpers, LLC
Peggy L Hodge
Cease and Desist
Randy Jones S18-0088
CD-2018-0018
08/18/2018


11/9/2018
DOT Farms
Barry Bryant

Barry Bryant
Cease and Desist


Final Order - No Response
Elizabeth Planer S17-0211
CD-2018-0019
09/18/2018
JINBI Limited
Andre Rafnsson
Joseph Crawley
Cease and Desist
Michael Gantt S18-0160
CD-2018-0021
11/9/2018
Everlight Financial, INC.
Russell Morgan II
Cease and Desist
Elizabeth Planer S18-0136
CD-2018-0022
11/21/2018
Peak Energy Company
Steven Pellegrino
Michael S. Warren
Todd Allen
Cease and Desist
Mark Mitchell S18-0068
CD-2018-0023
11/26/2018
UNIFOX
Dalibor Malek
Vadim Belousov
Jan Turek
Cease and Desist
Michael Gantt S18-0202