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Latest News
8/18/2017 - Alabama Legislature Passes Bill to Modernize Regulation of Money Transfers (Effective August 1, 2017)
6/21/2017 - Henry County Resident (Benjamin Wayne Morehead) Arrested for Alleged Alabama Securities Act Violations
6/21/2017 - Henry County Resident (Judy Kay Morehead) Arrested for Alleged Alabama Securities Act Violations
6/21/2017 - Henry County Resident (Stanley Wayne Morehead) Arrested for Alleged Alabama Securities Act Violations
6/16/2017 - Madison County Woman (Kimberly Joy Dixson Scott) Indicted for Violations of Alabama Securities Act
6/14/2017 - Alabama Securities Commission Recognizes World Elder Abuse Awareness Day
Key Events and Information
New Mandatory Reporting Requirements for Broker-Dealers and Investment Advisers
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Form
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Guidelines
The Alabama Monetary Transmission Act will replace the current Sale of Checks Act on August 1, 2017.
Proposed Rule for federal Regulation Crowdfunding
BITCOIN Advisory
Protect Alabama Troops