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Latest News
8/10/2018 - Morgan County, Alabama Man Indicted for Alleged Theft, Forgery, and Securities Fraud
8/10/2018 - ASC Director Borg receives a Lifetime Achievement Award from the Alabama Senior Citizens Hall of Fame
8/2/2018 - Alleged securities fraud defendant arrested in Moldova, extradited to Baldwin County
7/9/2018 - Alabama Securities Commission Appoints Senn to Deputy Director of Enforcement
6/12/2018 - ALABAMA SECURITIES COMMISSION RECOGNIZES WORLD ELDER ABUSE AWARENESS DAY JUNE 15
5/21/2018 - ALABAMA SECURITIES COMMISSION PARTICIPATES IN COORDINATED INTERNATIONAL CRYPTO CRACKDOWN
Key Events and Information
Notice of Fee Changes Effective June 1, 2018
New Mandatory Reporting Requirements for Broker-Dealers and Investment Advisers
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The Alabama Monetary Transmission Act will replace the current Sale of Checks Act on August 1, 2017.
BITCOIN Advisory
Protect Alabama Troops