News Archives - 2017

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08/16/2017 - Alabama Legislature Passes Bill to Modernize Regulation of Money Transfers. Governor Ivey Signs Into Law
(Effective on August 1, 2017)
06/20/2017 - Henry County Resident (Judy Kay Morehead) Arrested for Alleged Alabama Securities Act Violations
06/20/2017 - Henry County Resident (Stanley Wayne Morehead) Arrested for Alleged Alabama Securities Act Violations
06/20/2017 - Henry County Resident (Benjamin Wayne Morehead) Arrested for Alleged Alabama Securities Act Violations
06/16/2017 - Madison County Woman (Kimberly Joy Dixson Scott) Indicted for Violations of Alabama Securities Act
06/14/2017 - Alabama Securities Commission Recognizes World Elder Abuse Awareness Day
05/25/2017 - James W. Strickhausen of Baldwin County, Alabama, Arrested for Alleged Alabama Securities Act Violations.
05/24/2017 - Auburn University Retiree Association (AURA) presents Wilford S. Bailey Award to Director, Joseph P. Borg
05/18/2017 - Arizona Resident (Larry Busch) Pleads Guilty to Conspiracy to Commit Securities Fraud in Baldwin County, Alabama
04/20/2017 - Warren, Michigan Man (Robert Craig Rudder) Pleads Guilty to Conspiracy to Commit Securities Fraud
03/02/2017 - Michigan Man (Robert Craig Rudder) Arrested for Alleged Violations of Alabama Securities Act
02/02/2017 - Louisiana Man (Bruce Alexander Gwyn) Pleads Guilty to Securities Registration Charge in Baldwin County, Alabama
02/27/2017 - Financial Field Manual for U.S. Servicemen and Women and Their Families Now Available
from Alabama Securities Commission

 


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dlord@asc.alabama.gov