Administrative Actions -2002

Order #	Date Issued	Respondents	Action	Contact	Case Number
OB-2002-0001	01/03/2002	Jere Locke Beasley Jr.	Order to Bar	David Williams	S98-00187
OB-2002-0002	02/27/2002	Brenda Micklow Lawson	Order to Bar	Mike Foley	S96-00123
CD-2002-0003 CO-2002-2003	03/04/2002 05/21/2002	Heartland Investment Associates, Inc. Heartland Investment Associates, Inc.	Cease & Desist Consent Order	Jim Pugh Jim Pugh	S02-00052 S02-00052
CD-2002-0004	03/18/2002	One Share of Stock, Inc. dba One Share.com Lance Lee Adrienne Urizar	Cease & Desist	Ricky Locklar	S02-00010
OB-2002-0005	05/08/2002	Ryan O. Rancher	Order to Bar	Pete Peters	S02-00005
OB-2002-0006	03/26/2002	Michael Joseph Esposito	Order to Bar	Rickey Locklar	S01-00226
OB-2002-0007	03/26/2002	Michael A. Fortugno	Order to Bar	Rickey Locklar	S01-00226
SC-2002-0008 CO-2002-0008	04/01/2002 06/09/2008	Josephthal & Company Inc. Ron Adelstein Doni Adelstein Ron Adelstein	Show Cause Consent Order	Steve Brantley	S01-00170
CD-2002-0009 CO-2002-0009	05/16/2002 07/29/2002	Florida Capital Apartment Partners (Jacksonville) LTD Florida Capital Securities Corp Stephen Austin Selby Florida Capital Apartment Partners (Jacksonville) LTD Florida Capital Securities Corp Stephen Austin Selby	Cease & Desist Consent Order	Jim Pugh Jim Pugh	S02-00099 S02-00099
CD-2002-0010 CO-2002-0010	06/19/2002 10/10/2002	Coastal Discount Stockbrokers, Inc. Coastal Discount Stockbrokers, Inc.	Cease & Desist Consent Order	Jim Pugh Jim Pugh	S02-00120 S02-00120
OB-2002-0011	07/15/2002	Howard Schwartz	Order to Bar	Steve Brantley	S00-00132
OB-2002-0012	07/15/2002	Salvatore Marasa	Order to Bar	Steve Brantley	S00-00132
OB-2002-0013	07/15/2002	Steven Finkelstein	Order to Bar	Steve Brantley	S00-00132
OB-2002-0014	07/15/2002	John Belkin	Order to Bar	Steve Brantley	S00-00132
CD-2002-0015 CO-2002-0015	08/14/2002 07-06-2004	Pastor James S. Moore Trinity Life Church Trinity Life Church, Inc. Pastor James S. Moore Trinity Life Church Trinity Life Church, INC.	Cease & Desist Consent Order	David Williams David Williams	S02-00030 S02-00030
CD-2002-0016	08/13/2002	Gregory D. Matthews Sean G. Conner Homeland Energy, Inc.	Cease & Desist	Reuben Redd	S02-00114
SC-2002-0017 OB-2002-0017 OV-2002-0017	09/05/2002 12/17/2004 05/30/2006	Robert David Child Robert David Child Robert David Child	Show Cause Order to Bar Order to Vacate and agreement to not seek registration	Ricky Locklar Ricky Locklar Ricky Locklar	S01-00126 S01-00126 S01-00126
CD-2002-0018 OV-2002-0018	09/16/2002 08/08/2003	Heartland Energy Inc. Charles Reed Cagle Randy Kamps Heartland Energy Inc. Charles Reed Cagle Randy Kamps	Cease & Desist Order to Vacate	Kim Lewis Kim Lewis	S02-00172 S02-00172
CD-2002-0019	09/16/2002	Cyber Vention L.L.C Castellum L.L.C. White Oak L.L.C. William M. Keever	Cease & Desist	Chris Young	S02-00173
CD-2002-0020 OV-2002-0020	10/08/2002 08/14/2003	Brian Fredrick Ferraioli Brian Fredrick Ferraioli	Cease & Desist Order to Vacate	Ricky Locklar David Williams	S02-00197 S02-00197
CD-2002-0021 CO-2002-0021	10/08/2002 01/22/2004	Mammoth Capital Corp. Dennel Finance, Ltd. Max Metcalf Charles Gregory William Bill Cox Benjamin Cook Gregory Prescott Mammoth Capital Corp. Dennel Finance, Ltd. Max Metcalf Charles Gregory William Bill Cox Benjamin Cook Gregory Prescott	Cease & Desist Consent Order	Rossie Peters Rossie Peters	S02-00001 S02-00001
SC-2002-0022 OB-2002-0022 CO-2002-0022	10/15/2002 01/29/2002 01-26-2005	Forrest Granville Bruner Forrest Granville Bruner Forrest Granville Bruner	Show Cause Order to Bar Consent Order	Ricky Locklar Ricky Locklar Ricky Locklar	S01-00198 S01-00198 S01-00198
CD-2002-0023	10/30/2002	Jack Chapman Chapman Communication Systems, Inc.	Cease & Desist	David Williams	S02-00035
CD-2002-0024	10/30/2002	Hotel Connect, MGT, LLC. Michael Allen Von Kanel	Cease & Desist	David Williams	S00-00330
CD-2002-0025	11/18/2002	Texan Energy Corp Inc. Bill Smith" Barry V. Reed	Cease & Desist	Pete Peters	S02-00015
CD-2002-0026	12/06/2002	Dianna Blair Torbett aka Dianna Blairtorbett Jerry G Combs McMinn Consultants Asset Management Associates aka Asset Management Association International Ventures LTD International Ventures	Cease & Desist	Reuben Reed	S00-00181
CD-2002-0027	12/20/2002	John H. Seibert Peggy Seibert Sharon Newbill Eubanks Service International S&W Properties SBJ Joint Ventures Grand Oaks	Cease & Desist	Pete Peters	S02-00014
CO-2002-0028	11/04/2002	Merrill Lynch, Pierce, Fenner, & Smith, Inc.	Consent Order	Ricky Locklar	S02-00097

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