filing fee of $40.00 in the form of a non-personal check or money order
payable to the Alabama Securities Commission.
registration fee of one tenth of one percent of the aggregate offering
price of the securities which are to be offered In the State of Alabama,
no less than $100.00, but not to exceed a fee of $1,500.00.
originally executed Consent to Service of Process, Form
U-2, appointing Alabama’s
Secretary of State to accept service of process.
originally executed Uniform Corporate Resolutions Form
originally executed Application to Register Securities, Form
copy of the prospectus.
other documents required to be submitted with the Form U-1, see item 8 of
the Form U-1.
the Commission with notification of SEC