Contact Us


      
STREET ADDRESS Alabama Securities Commission
RSA Dexter Avenue Building
445 Dexter Avenue
Suite 12000
Montgomery, AL 36104
 
MAILING ADDRESS Alabama Securities Commission
P.O. Box 304700
Montgomery, AL 36130-4700
   
PHONE/FAX/EMAIL Toll Free Call: 1-800-222-1253
Local Call: (334)242-2984
Fax: (334) 242-0240 
Email: asc@asc.alabama.gov
     
DIRECTOR'S OFFICE    
Joseph Borg Director (334)242-2984
Chris Rhodes Executive Assistant to the Director (334)242-2984
Edwin Reed Deputy Director Administration (334)242-2984
Amanda Senn Acting Deputy Director General Counsel (334)242-2984
Greg Bordenkircher Chief Litigation Counsel (334)242-2984
     
LEGAL COUNSEL    
Beau Brown Associate Counsel (334)242-2984
David Byrne Associate Counsel (334)242-2984
James Eubank Associate Counsel (334)242-2984
Leslie Worrell Associate Counsel (334)242-2984
Michelle Ray Associate Counsel (334)242-2984
Kim Booher Paralegal (334)242-2984
Shana Proctor Paralegal (334)242-2984
     
ENFORCEMENT DIVISION    
Ricky Locklar Senior Special Agent (334)242-2984
Michael Gantt Senior Special Agent (334)242-2984
     
REGISTRATION DIVISION - Licensing  
Lisa Tolar Securities Registration Manager (334)242-2984
Bene' Kyles Securities Analyst Supervisor (334)242-2372
Tina Tell Securities Analyst Supervisor (334)353-7143
Ashlee Gould Securities Analyst, Senior (334)353-1057
LaShonda Moultrie Securities Analyst, Senior (334)353-5084
Sandra Smith Securities Analyst, Senior (334)353-7145
Tim Adams Securities Analyst, Senior (334)353-7883
Sonya Daniels Mutual Fund Filings (334)242-2392
     
REGISTRATION DIVISION - Auditing  
Rena Davis Securities Registration Manager  (334)242-2984
Spencer Lee Securities Analyst Supervisor (334)353-7368
Josh Lacy Securities Analyst, Senior (334)242-2383
Lauren Hitt Securities Analyst, Senior (334)242-2384
Marilyn Bullard Securities Analyst, Senior (334)242-2375
David Strickland Securities Analyst (334)353-1056
     
EDUCATION & PUBLIC AFFAIRS   
Dan Lord Manager (334)353-4858
Nick Vonderau Marketing Specialist (334)353-7697
     
ADMINISTRATION DIVISION    
Renee Sanders Accounting/Personnel/Purchasing Manager (334)242-2378
     
INFORMATION TECHNOLOGY    
David Gilmore Manager (334)242-2395
Darren Boulware Operations Specialist (334)353-7155
Bonnie Traphan Network Associate (334)242-2381
     

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