News Releases
Links to older news articles can be found in the News Archives Section.

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 Date 
1.  12-12-2018 Insurance Agent, Ronald Warren Powell, Pleads Guilty to Securities and Insurance Fraud in Colbert County
2.  11-26-2018 Alabama Securities Commission Announces "IARD System Fee Waiver for Investment Adviser Firms Reduced System Fees Continued for Investment Adviser Representatives
3.  10-15-2018 Marijuana-Related Investments: Greener Pastures or Just Another Scam?
4.  10-15-2018 Alabama Securities Commission Issues Advisory - Marijuana Related Investments
5.  10-01-2018 California Resident, Vahak Dino Awadisian, Pleads Guilty to Securities Fraud in Baldwin County
6.  9-24-2018 Alabama Securities Commission cracks down on unregulated Crypto-currency Initial Offerings
7.  9-19-2018 WAtch For Scams in Florence's Wake
8.  9-06-2018 California Resident, Daniel Scott Register, Pleads Guilty to Securities Fraud
9.  8-28-2018 Alabama Securities Commission Updates Coordinated Crypto Crackdown
10.  8-22-2018 Founder of Lee County-Based Company, Kyle Geoffrey Sandler, Convicted of Securities Fraud
11.  8-10-2018 Morgan County, Alabama Man Indicted for Alleged Theft, Forgery, and Securities Fraud
12.  8-10-2018 ASC Director Borg receives a Lifetime Achievement Award from the Alabama Senior Citizens Hall of Fame
13.  8-02-2018 Alleged securities fraud defendant arrested in Moldova, extradited to Baldwin County
14.  7-09-2018 Alabama Securities Commission Appoints Senn to Deputy Director of Enforcement
15.  6-12-2018 ALABAMA SECURITIES COMMISSION RECOGNIZES WORLD ELDER ABUSE AWARENESS DAY JUNE 15
16.  5-21-2018 ALABAMA SECURITIES COMMISSION PARTICIPATES IN COORDINATED INTERNATIONAL CRYPTO CRACKDOWN
17.  5-07-2018 Arizona Man Sentenced for Securities Fraud in Tuscaloosa County
18.  5-02-2018 SECRETARY GALVIN AND ALABAMA DIRECTOR BORG ANNOUNCE 26 MILLION DOLLAR SETTLEMENT WITH LPL FINANCIAL
19.  4-25-2018 Former Financial Advisor, Derek Neal York, Sentenced to Prison for Securities
20.  4-24-2018 Governor Ivey proclaims April 2018 as Facts on Saving and Investing Campaign Month
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