News Releases
Links to older news articles can be found in the News Archives Section.

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 Date 
1.  8-10-2018 Morgan County, Alabama Man Indicted for Alleged Theft, Forgery, and Securities Fraud
2.  8-10-2018 ASC Director Borg receives a Lifetime Achievement Award from the Alabama Senior Citizens Hall of Fame
3.  8-02-2018 Alleged securities fraud defendant arrested in Moldova, extradited to Baldwin County
4.  7-09-2018 Alabama Securities Commission Appoints Senn to Deputy Director of Enforcement
5.  6-12-2018 ALABAMA SECURITIES COMMISSION RECOGNIZES WORLD ELDER ABUSE AWARENESS DAY JUNE 15
6.  5-21-2018 ALABAMA SECURITIES COMMISSION PARTICIPATES IN COORDINATED INTERNATIONAL CRYPTO CRACKDOWN
7.  5-07-2018 Arizona Man Sentenced for Securities Fraud in Tuscaloosa County
8.  5-02-2018 SECRETARY GALVIN AND ALABAMA DIRECTOR BORG ANNOUNCE 26 MILLION DOLLAR SETTLEMENT WITH LPL FINANCIAL
9.  4-24-2018 Governor Ivey proclaims April 2018 as Facts on Saving and Investing Campaign Month
10.  4-06-2018 Colbert County Man Arrested for Alleged Securities Fraud and Financial Exploitation of the Elderly
11.  3-19-2018 DreamVision Promoter Pleads Guilty to Securities Fraud
12.  3-07-2018 INFORMED INVESTOR ADVISORY - Are Unicorns a Myth?
13.  1-12-2018 Alabama Securities Commission Appoints Acting Deputy Director and Announces New Chief Litigation Counsel
14.  12-20-2017 Jefferson County, Alabama Man Indicted for Alleged Securities Fraud
15.  12-14-2017 ALABAMA SECURITIES COMMISSION ANNOUNCES TOP INVESTOR THREATS Promissory Notes, Real Estate Investments and Ponzi Schemes Top the List
16.  11-27-2017 Madison County, Alabama Man Indicted, Arrested for Alleged Violations of Alabama Securites Act
17.  10-30-2017 NASAA and Alabama Securities Commission Spotlights Warning Signs of Guardian Financial Abuse
18.  10-24-2017 Madison County, Alabama Woman Pleads Guilty, Sentenced for Illegal Investment Scheme
19.  10-11-2017 Alabama, Georgia Men Arrested for Alleged Violations of Alabama Securities Act
20.  9-26-2017 Alabama‚Äôs Joseph Borg Begins Third Term as NASAA President
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