News Releases
Links to older news articles can be found in the News Archives Section.

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1.  3-02-2017 Michigan Man (Robert Craig Rudder) Arrested for Alleged Violations of Alabama Securities Act
2.  2-27-2017 Financial Field Manual for U.S. Servicemen and Women and Their Families Now Available from Alabama Securities Commission
3.  2-09-2017 Louisiana Man (Bruce Alexander Gwyn) Pleads Guilty to Securities Registration Charge in Baldwin County, Alabama
4.  12-05-2016 South Carolina Man (Michael Wallace Fullard) Arrested for Alabama Securities Act Violations
5.  12-01-2016 Jefferson County Man Arrested for Alleged Violations of the Alabama Securities Act
6.  10-03-2016 California Resident (Deshaun Williams) Pleads Guilty to Securities Violations in Baldwin County, Alabama
7.  9-20-2016 Talladega County, Alabama Man (Jason Todd Caudle) Pleads Guilty to Securities Fraud
8.  8-29-2016 INFORMED INVESTOR ALERT -- EB-5 Fraud: Immigrant Investors Beware
9.  7-13-2016 "When I'm 65" Documentary About Saving and Investing for Retirement to Air July 17th on APT
10.  7-06-2016 Banks, Alabama Man (Terry Earl Hester) Indicted for Alleged Securities Fraud
11.  6-28-2016 Arizona Man (James Friend Liebes) Indicted for Alleged Securities Fraud in Tuscaloosa County
12.  6-15-2016 ALABAMA SECURITIES COMMISSION RECOGNIZES WORLD ELDER ABUSE AWARENESS DAY BY ASKING CITIZENS TO WATCH FOR SIGNS OF ELDER FINANCIAL EXPLOITATION
13.  5-31-2016 Troy Man (Jesse Morgan Hinson) Pleads Guilty to Securities Fraud Charges
14.  5-26-2016 Madison County, Alabama Man (Keith Michael Rogers) Guilty of Securities Fraud, Sentenced
15.  5-17-2016 Alabama Securities Commission Reaches Settlement with LPL Financial: Firm Agrees to Return Alabama Investors’ Money for Inappropriate Real Estate Investment Sales
16.  5-03-2016 Final Indicted Co-Conspirator (Robert J. Levine) Pleads Guilty to Securities Charge
17.  5-03-2016 Alabama Securities Commission Welcomes New Commissioner R. Austin Huffaker and Recognizes Reappointment of Commissioner Marlene M. McCain
18.  4-21-2016 Talladega County, Alabama Man (Jason Todd Caudle) Indicted for Alleged Securities Fraud
19.  4-18-2016 Alabama Legislature Passes Bill To Help Protect Vulnerable Adults From Financial Exploitation-Governor Bentley Signs Into Law
20.  4-12-2016 Louisiana Man (Bruce Alexander Gwyn) Arrested for Second Time for Alleged Violations of Alabama Securities Act
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