Administrative Actions - 2001
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Order # |
Date Issued | Respondents | Action | Contact | Case Number |
| CD-2001-0001 | 01/03/2001 | Liberty International Foundation Thomas Lynn Thrash |
Cease & Desist | Steve Brantley | S00-00062 |
| CD-2001-0002 | 01/10/2001 | Progressive Primitive Oaks, Inc. Tula Venture Elton Jerome King |
Cease & Desist | Steve Brantley | S98-00017 |
| CD-2001-0003 CO-2001-0003 |
04/24/2001 01/10/2001 |
American Millennium Corp. Inc. Jack Augsback & Company, LLC Jack Augsback & Company, LLC |
Cease & Desist Consent Order |
Jim Pugh |
S01-00016 |
| CD-2001-0004 | 01/12/2001 | American Internet Research Institute Stratus Marketing Group Inc. John Bono |
Cease & Desist | Reuben Redd | S00-00028 |
| CD-2001-0005 | 01/11/2001 | Betty S Wood Bob Finkbeiner Sherman T. Smith Big International aka Big International Inc. Big Financial Group Courtney Agencies Agora Office Services |
Cease & Desist | Reuben Redd | S00-00220 |
| CD-2001-0006 | 01/24/2001 03/12/2001 |
Aqcess Technologies, Inc. Thomas R. Sanford Jon-Erik Prichard Kain K. Johnson All Respondents |
Cease & Desist Final Order due to no Response |
Lisa Tolar | M01-00030 |
| CD-2001-0007 | 01/24/2001 | Hollywood On Air, Inc. John Velasco-Mills |
Cease & Desist | Chris Young | S01-00019 |
| CD-2001-0008 CO-2001-0008 |
02/01/2001 06/01/2001 |
Wallstreet Associates, Inc. Jerry L. Hall Wallstreet Associates, Inc. Jerry L. Hall |
Cease & Desist Consent Order |
Jim Pugh |
S01-00034 |
| CD-2001-0009 | 02/06/2001 | ETS Payphones Inc. Donis Burl McWaters Harold Roger Underwood Galen W. Terry Samuel John Wehby |
Cease & Desist | Reuben Redd | S00-00153 |
| CD-2001-0010 OV-2001-0010 |
02/06/2001 04/15/2003 |
Attractions Plus Jeric Wade Attractions Plus, Inc.
Attractions Plus |
Cease & Desist Order to Vacate |
Reuben Redd Mike Foley |
S00-00285 |
| CD-2001-0011 OV-2001-0011 |
02/12/2001 08/23/2001 |
Jerry's Of The Caribbean, LLC Adam Schwartz John J. Smith, Jr. David Terzian Robert Begelman Jerry's Of The Caribbean, LLC Adam Schwartz John J. Smith, Jr. David Terzian Robert Begelman |
Cease & Desist Order To Vacate |
Lisa Tolar Jim Pugh |
S01-00049 |
| CD-2001-0012 | 02/14/2001 | MN Partners Inc. Frank Delucca |
Cease & Desist | Kim Lewis | S01-00027 |
| CD-2001-0013 OV-2001-0013 |
02/16/2001 03/19/2001 |
Your Discount Broker, Inc. William Kilborn Fraser Your Discount Broker, Inc. William Kilborn Fraser |
Cease & Desist Order To Vacate |
Jim Pugh |
S01-00048 |
| OB-2001-0014 | 02/21/2001 | Pamela M Cook | Order of Bar | Steve Brantley | S00-00289 |
| OS-2001-0015 OB-2001-0015 SC-2001-0015 |
03/27/2001 06/25/2001 07/24/2001 |
James C Hulsey, III James C Hulsey, III James C Hulsey, III |
Suspension Order Order of Bar Show Cause |
Steve Brantley |
S01-00071 |
| CD-2001-0016 OB-2001-0016 |
04/18/2001 07/10/2001 |
Internet & Television Programming Fund, LLC Millennium Associates Millennium Associate |
Cease & Desist Order of Bar |
Jim Pugh |
S01-00088 S01-00089 |
| CD-2001-0017 OB-2001-0017 CO-2001-0017 |
04/18/2001 07/11/2001 11/06/2001 |
Exchangemall.com, Inc. Exchangemall.com, Inc. Exchangemall.com, Inc. |
Cease & Desist Order of Bar Consent Order |
Jim Pugh |
S01-00089 S01-00088 S-01-00089 |
| CD-2001-0018 CO-2001-0018 |
04/20/2001 08/13/2002 |
Viatical & Elderly Settlement Providers, LLC Ronald J. Chancellor Viatical & Elderly Settlement Providers, LLC Ronald J. Chancellor |
Cease & Desist Consent Order |
Chris Young |
S01-00091 |
| OB-2001-0019 | 05/02/2001 | Morris Malone Johnson, Jr. | Order of Bar | Jim Kight | S01-00101 |
| CD-2001-0020 | 05/02/2001 | Unitel Investments Vernon L. Smith Jr. |
Cease & Desist | Chris Young | S00-0087 |
| CD-2001-0021 | 05/04/2001 | Tri-West Investment Club Haarlem Universal Corporation Jason Kingsley Mark Goldman Alan Richards Alan Waage Alex Haarlem |
Cease & Desist | Kim Lewis | S01-00018 |
| CD-2001-0022 | 05/04/2001 | Financial Warfare Club, Inc. Teresa Y. Hodge Marcus D. Dukes |
Cease & Desist | Chris Young | S01-00105 |
| CD-2001-0023 | 05/22/2001 | Elder Care Network, LLC Elder Care Network of Laurinburg, LLC Prime Atlantic, Inc. John Daniels David Halsey John Walter Lang Lawrence Crowell Leafer Larry Wayne Long |
Cease & Desist | Jim Kight | S99-00343 |
| OB-2001-0024 | 05/23/2001 | Donny Menashe Bashkin | Order of Bar | Jim Kight | S00-00132 |
| OB-2001-0025 | 05/23/2001 | John Catalano, Jr. | Order of Bar | Jim Kight | S00-00132 |
| OB-2001-0026 | 05/23/2001 | Victoria Susan Edwards | Order of Bar | Jim Kight | S00-00132 |
| OB-2001-0027 | 05/23/2001 | Raymond Maglione III | Order of Bar | Jim Kight | S00-00132 |
| OB-2001-0028 | 05/23/2001 | Christopher Polisano | Order of Bar | Jim Kight | S00-00132 |
| OB-2001-0029 | 05/23/2001 | Peter Laurence Falk | Order of Bar | Jim Kight | S00-00132 |
| OB-2001-0030 | 05/23/2001 | John James Caso, Jr. | Order of Bar | Jim Kight | S00-00132 |
| OB-2001-0031 | 05/23/2001 | Seth Brian Kanarick | Order of Bar | Jim Kight | S00-00132 |
| OB-2001-0032 | 05/23/2001 | Frank Joseph Messina | Order of Bar | Jim Kight | S00-00132 |
| OB-2001-0033 | 05/23/2001 | Michael Caso | Order of Bar | Jim Kight | S00-00132 |
| OB-2001-0034 | 05/23/2001 | Kenneth Thomas Tripoli | Order of Bar | Jim Kight | S00-00132 |
| CD-2001-0035 CO-2001-0035 |
05/23/2001 08/27/2001 |
Alabama Sand LLP William Prince Ed Deerman Danny Ingram Ed Deerman Danny Ingram |
Cease & Desist Consent Order |
Jack Robison |
S00-00284 |
| CD-2001-0036 CO-2001-0036 |
06/01/2001 05/25/2001 |
The Abernathy Technology Research Institute Inc. The Abernathy Technology Research Institute Inc. |
Cease & Desist Consent Order |
Jim Pugh |
S01-00122 |
| CD-2001-0037 | 05/31/2001 | First Americap Corporation Capital Relations Group, LLC Stephen Harrison Thomas Robert Douglas Williams Tiji Thomas Cyrus Industries, Inc f/k/a Icon Trading, Inc Raece B Richardson Byteaudio.Com |
Cease & Desist | Jack Robison | S01-00098 |
| CD-2001-0038 OV-2001-0038 |
07/09/2001 01/03/2002 |
National Viatical, Inc Michael Sullivan National Viatical, Inc Michael Sullivan James Torchia |
Cease & Desist Order to Vacate |
David Williams |
S01-00125 |
| CD-2001-0039 | 07/24/2001 | Daystar Assembly of God Church Gary Dopson Daystar Trust |
Cease & Desist | David Williams | S01-00156 |
| CD-2001-0040 | 08/14/2001 | Pack Currency Management Ronnie W. Pack Yolanda Pack |
Cease & Desist | Reuben Redd | S01-00066 |
| CD-2001-0041 | 07/14/2001 | Community Homebanc Jordan P. Olshan OMC The Olshan Mortgage Company Investors Trust, Inc. DBA: Mortgage Investors, Inc. |
Cease & Desist | Ricky Locklar | S01-00132 |
| CD-2001-0042 | 08/16/2001 06/05/2008 |
O'Neal Cleveland Investors Inc O'Neal Cleveland |
Cease & Desist Final Order Due to no Response |
Ricky Locklar | S00-00128 |
| CD-2001-0043 CO-2001-0043 |
08/20/2001 01/03/2011 |
USA Transit Facility, Inc Alabama Transit Facility Motivity, Inc. Kenneth H. Looney Heidi Ueltzen Mary Lou Upton Delbert Shelton Brenda Stealey USA Transit Facility, Inc |
Cease & Desist Consent Order |
David Williams Mike Foley |
S01-00133 |
| CD-2001-0044 | 08/22/2001 | The Silver Club Mary Thomson |
Cease & Desist | Jack Robinson | S01-00177 |
| CD-2001-0045 | 09/04/2001 | Health Maintenance Centers Inc. Kevin L. Lawrence |
Cease & Desist | Chris Young | S01-00171 |
| OB-2001-0046 | 11/05/2001 | Thomas John Downey, Jr. | Order of Bar | Steve Brantley | S01-00082 |
| CD-2001-0047 CO-2001-0047 |
12/04/2001 03/17/2002 |
Gold Capital Management, Inc. Gold Capital Management, Inc. |
Cease & Desist Consent Order |
Jim Pugh |
S01-00233 |
| CD-2001-0048 | 12/18/2001 | Payday Today.Com, Inc. Michael Durand Beard David L'Hoir |
Cease & Desist | David Williams | S01-00158 |
