Administrative Actions - 2002
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Order # |
Date Issued |
Respondents |
Action |
Case Number |
| OB-2002-0001 | 01/03/2002 | Jere Locke Beasley Jr. | Order to Bar | S98-0187 |
| OB-2002-0002 | 02/27/2002 | Brenda Micklow Lawson | Order to Bar | S96-0123 |
| CD-2002-0003 CO-2002-2003 |
03/04/2002 05/21/2002 |
Heartland Investment Associates, Inc. Heartland Investment Associates, Inc. |
Cease & Desist Consent Order |
S02-0052 |
| CD-2002-0004 | 03/18/2002 | One Share of Stock, Inc. dba One Share.com Lance Lee Adrienne Urizar |
Cease & Desist | S02-0010 |
| OB-2002-0005 | 05/08/2002 | Ryan O. Rancher | Order to Bar | S02-0005 |
| OB-2002-0006 | 03/26/2002 | Michael Joseph Esposito | Order to Bar | S01-0226 |
| OB-2002-0007 | 03/26/2002 | Michael A. Fortugno | Order to Bar | S01-0226 |
| SC-2002-0008 CO-2002-0008 |
04/01/2002 06/09/2008 |
Josephthal & Company Inc. Ron Adelstein Doni Adelstein Ron Adelstein |
Show Cause Consent Order |
S01-0170 |
| CD-2002-0009 CO-2002-0009 |
05/16/2002 07/29/2002 |
Florida Capital Apartment Partners (Jacksonville) LTD Florida Capital Securities Corp Stephen Austin Selby Florida Capital Apartment Partners (Jacksonville) LTD Florida Capital Securities Corp Stephen Austin Selby |
Cease & Desist Consent Order |
S02-0099 |
| CD-2002-0010 CO-2002-0010 |
06/19/2002 10/10/2002 |
Coastal Discount Stockbrokers, Inc. Coastal Discount Stockbrokers, Inc. |
Cease & Desist Consent Order |
S02-0120 |
| OB-2002-0011 | 07/15/2002 | Howard Schwartz | Order to Bar | S00-0132 |
| OB-2002-0012 | 07/15/2002 | Salvatore Marasa | Order to Bar | S00-0132 |
| OB-2002-0013 | 07/15/2002 | Steven Finkelstein | Order to Bar | S00-0132 |
| OB-2002-0014 | 07/15/2002 | John Belkin | Order to Bar | S00-0132 |
| CD-2002-0015 CO-2002-0015 |
08/14/2002 07-06-2004 |
Pastor James S. Moore Trinity Life Church Trinity Life Church, Inc. Pastor James S. Moore Trinity Life Church Trinity Life Church, Inc. |
Cease & Desist Consent Order |
S02-0030 |
| CD-2002-0016 | 08/13/2002 | Gregory D. Matthews Sean G. Conner Homeland Energy, Inc. |
Cease & Desist | S02-0114 |
| SC-2002-0017 OB-2002-0017 OV-2002-0017 |
09/05/2002 12/17/2004 05/30/2006 |
Robert David Child Robert David Child Robert David Child |
Show Cause Order to Bar Order to Vacate and agreement to not seek registration |
S01-0126 |
| CD-2002-0018 OV-2002-0018 |
09/16/2002 08/08/2003 |
Heartland Energy Inc. Charles Reed Cagle Randy Kamps Heartland Energy Inc. Charles Reed Cagle Randy Kamps |
Cease & Desist Order to Vacate |
S02-0172 |
| CD-2002-0019 | 09/16/2002 | Cyber Vention L.L.C Castellum L.L.C. White Oak L.L.C. William M. Keever |
Cease & Desist | S02-0173 |
| CD-2002-0020 OV-2002-0020 |
10/08/2002 08/14/2003 |
Brian Fredrick Ferraioli Brian Fredrick Ferraioli |
Cease & Desist Order to Vacate |
S02-0197 |
| CD-2002-0021 CO-2002-0021 |
10/08/2002 01/22/2004 |
Mammoth Capital Corp. Dennel Finance, Ltd. Max Metcalf Charles Gregory William Bill Cox Benjamin Cook Gregory Prescott Mammoth Capital Corp. Dennel Finance, Ltd. Max Metcalf Charles Gregory William Bill Cox Benjamin Cook Gregory Prescott |
Cease & Desist Consent Order |
S02-0001 |
| SC-2002-0022 OB-2002-0022 CO-2002-0022 |
10/15/2002 01/29/2002 01-26-2005 |
Forrest Granville Bruner Forrest Granville Bruner Forrest Granville Bruner |
Show Cause Order to Bar Consent Order |
S01-0198 |
| CD-2002-0023 | 10/30/2002 | Jack Chapman Chapman Communication Systems, Inc. |
Cease & Desist | S02-0035 |
| CD-2002-0024 | 10/30/2002 03/08/2006 |
Hotel Connect, MGT, LLC. Michael Allen Von Kanel All Respondents |
Cease & Desist Final Order - Criminal Conviction |
S00-0330 |
| CD-2002-0025 | 11/18/2002 | Texan Energy Corp Inc. Bill Smith" Barry V. Reed |
Cease & Desist | S02-0015 |
| CD-2002-0026 | 12/06/2002 | Dianna Blair Torbett aka Dianna Blairtorbett Jerry G Combs McMinn Consultants Asset Management Associates aka Asset Management Association International Ventures LTD International Ventures |
Cease & Desist | S00-0181 |
| CD-2002-0027 CO-2002-0027 |
12/20/2002 02/04/2004 |
John H. Seibert Peggy Seibert Sharon Newbill Eubanks Service International S&W Properties SBJ Joint Ventures Grand Oaks John H. Seibert Peggy Seibert Services International, Inc S&W Properties, LLC Grand Oaks |
Cease & Desist Consent Order |
S02-0014 |
| CO-2002-0028 | 11/04/2002 | Merrill Lynch, Pierce, Fenner, & Smith, Inc. | Consent Order | S02-0097 |
