Administrative Actions - 2002
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Order # |
Date Issued |
Respondents |
Action |
Contact |
Case Number |
| OB-2002-0001 | 01/03/2002 | Jere Locke Beasley Jr. | Order to Bar | David Williams | S98-00187 |
| OB-2002-0002 | 02/27/2002 | Brenda Micklow Lawson | Order to Bar | Mike Foley | S96-00123 |
| CD-2002-0003 CO-2002-2003 |
03/04/2002 05/21/2002 |
Heartland Investment Associates, Inc. Heartland Investment Associates, Inc. |
Cease & Desist Consent Order |
Jim Pugh |
S02-00052 |
| CD-2002-0004 | 03/18/2002 | One Share of Stock, Inc. dba One Share.com Lance Lee Adrienne Urizar |
Cease & Desist | Ricky Locklar | S02-00010 |
| OB-2002-0005 | 05/08/2002 | Ryan O. Rancher | Order to Bar | Pete Peters | S02-00005 |
| OB-2002-0006 | 03/26/2002 | Michael Joseph Esposito | Order to Bar | Rickey Locklar | S01-00226 |
| OB-2002-0007 | 03/26/2002 | Michael A. Fortugno | Order to Bar | Rickey Locklar | S01-00226 |
| SC-2002-0008 CO-2002-0008 |
04/01/2002 06/09/2008 |
Josephthal & Company Inc. Ron Adelstein Doni Adelstein Ron Adelstein |
Show Cause Consent Order |
Steve Brantley | S01-00170 |
| CD-2002-0009 CO-2002-0009 |
05/16/2002 07/29/2002 |
Florida Capital Apartment Partners (Jacksonville) LTD Florida Capital Securities Corp Stephen Austin Selby Florida Capital Apartment Partners (Jacksonville) LTD Florida Capital Securities Corp Stephen Austin Selby |
Cease & Desist Consent Order |
Jim Pugh |
S02-00099 |
| CD-2002-0010 CO-2002-0010 |
06/19/2002 10/10/2002 |
Coastal Discount Stockbrokers, Inc. Coastal Discount Stockbrokers, Inc. |
Cease & Desist Consent Order |
Jim Pugh |
S02-00120 |
| OB-2002-0011 | 07/15/2002 | Howard Schwartz | Order to Bar | Steve Brantley | S00-00132 |
| OB-2002-0012 | 07/15/2002 | Salvatore Marasa | Order to Bar | Steve Brantley | S00-00132 |
| OB-2002-0013 | 07/15/2002 | Steven Finkelstein | Order to Bar | Steve Brantley | S00-00132 |
| OB-2002-0014 | 07/15/2002 | John Belkin | Order to Bar | Steve Brantley | S00-00132 |
| CD-2002-0015 CO-2002-0015 |
08/14/2002 07-06-2004 |
Pastor James S. Moore Trinity Life Church Trinity Life Church, Inc. Pastor James S. Moore Trinity Life Church Trinity Life Church, Inc. |
Cease & Desist Consent Order |
David Williams |
S02-00030 |
| CD-2002-0016 | 08/13/2002 | Gregory D. Matthews Sean G. Conner Homeland Energy, Inc. |
Cease & Desist | Reuben Redd | S02-00114 |
| SC-2002-0017 OB-2002-0017 OV-2002-0017 |
09/05/2002 12/17/2004 05/30/2006 |
Robert David Child Robert David Child Robert David Child |
Show Cause Order to Bar Order to Vacate and agreement to not seek registration |
Ricky Locklar | S01-00126 |
| CD-2002-0018 OV-2002-0018 |
09/16/2002 08/08/2003 |
Heartland Energy Inc. Charles Reed Cagle Randy Kamps Heartland Energy Inc. Charles Reed Cagle Randy Kamps |
Cease & Desist Order to Vacate |
Kim Lewis |
S02-00172 |
| CD-2002-0019 | 09/16/2002 | Cyber Vention L.L.C Castellum L.L.C. White Oak L.L.C. William M. Keever |
Cease & Desist | Chris Young | S02-00173 |
| CD-2002-0020 OV-2002-0020 |
10/08/2002 08/14/2003 |
Brian Fredrick Ferraioli Brian Fredrick Ferraioli |
Cease & Desist Order to Vacate |
Ricky Locklar David Williams |
S02-00197 |
| CD-2002-0021 CO-2002-0021 |
10/08/2002 01/22/2004 |
Mammoth Capital Corp. Dennel Finance, Ltd. Max Metcalf Charles Gregory William Bill Cox Benjamin Cook Gregory Prescott Mammoth Capital Corp. Dennel Finance, Ltd. Max Metcalf Charles Gregory William Bill Cox Benjamin Cook Gregory Prescott |
Cease & Desist Consent Order |
Rossie Peters |
S02-00001 |
| SC-2002-0022 OB-2002-0022 CO-2002-0022 |
10/15/2002 01/29/2002 01-26-2005 |
Forrest Granville Bruner Forrest Granville Bruner Forrest Granville Bruner |
Show Cause Order to Bar Consent Order |
Ricky Locklar | S01-00198 |
| CD-2002-0023 | 10/30/2002 | Jack Chapman Chapman Communication Systems, Inc. |
Cease & Desist | David Williams | S02-00035 |
| CD-2002-0024 | 10/30/2002 03/08/2006 |
Hotel Connect, MGT, LLC. Michael Allen Von Kanel All Respondents |
Cease & Desist Final Order - Criminal Conviction |
David Williams | S00-00330 |
| CD-2002-0025 | 11/18/2002 | Texan Energy Corp Inc. Bill Smith" Barry V. Reed |
Cease & Desist | Pete Peters | S02-00015 |
| CD-2002-0026 | 12/06/2002 | Dianna Blair Torbett aka Dianna Blairtorbett Jerry G Combs McMinn Consultants Asset Management Associates aka Asset Management Association International Ventures LTD International Ventures |
Cease & Desist | Reuben Reed | S00-00181 |
| CD-2002-0027 CO-2002-0027 |
12/20/2002 02/04/2004 |
John H. Seibert Peggy Seibert Sharon Newbill Eubanks Service International S&W Properties SBJ Joint Ventures Grand Oaks John H. Seibert Peggy Seibert Services International, Inc S&W Properties, LLC Grand Oaks |
Cease & Desist Consent Order |
Pete Peters | S02-00014 |
| CO-2002-0028 | 11/04/2002 | Merrill Lynch, Pierce, Fenner, & Smith, Inc. | Consent Order | Ricky Locklar | S02-00097 |
