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|
Order # |
Date Issued | Respondents | Action | Contact | Case Number |
| CD-2008-0001 |
01/02/2008 02/06/2008 |
LYR Enterprises LLC. (aka) LYR Enterprises, Inc. David E Ridge Lesa Y Ridge All Respondents |
Cease & Desist Final Order Due to no Response |
Jerry Hankins | S07-0451 |
| CD-2008-0002 |
01/02/2008 03/30/2009 |
Compass Trading
Enterprises (aka) Compass Trading LLC. H.J. "Tiny" Cleveland, Jr. All Respondents |
Cease & Desist Final Order Due to no Response |
Jerry Hankins | S07-0527 |
| OB-2008-0003 |
01/24/2008 04/08/2008 |
Donald C Martin All Respondents |
Order of Bar Final Order Due to no Response |
Kim Lewis | S06-0169 |
| CD-2008-0007 | 2/12/2008 | Timothy Grant Jones | Cease & Desist | Mike Gantt | S07-0545 |
| CD-2008-0008 |
03/17/2008 10/27/2008 |
STARR International Trade
Venture AKA S.I.T.A AKA S.I.T.V Paul Huey Richardson All Respondents |
Cease & Desist Final Order Due to no Response |
Jerry Hankins | S07-0349 |
| CD-2008-0009 |
03/18/2008 06/11/2008 |
Paul Christopher Schemitz,
Sr. Paul Christopher Schemitz, Sr. |
Cease & Desist Consent Order |
Jerry Hankins | S05-0124 |
| CO-2008-0011 | 03/19/2008 | Morgan Stanley & Co. Incorporated | Consent Order | Joseph Borg Ricky Locklar | S05-0302 |
|
CD-2008-0012 |
03/25/2008 05/06/2008 07/02/2009 |
Retirement Planning
Corporation Senior Information Center AKA Senior Info Center Robert Edward Bradford Pete Wayne McGinnis Ikey Joe Fowler Pete Wayne McGinnis Retirement Planning
Corporation |
Cease & Desist Final Order Due to no Response Final Order Due to no Response |
Jerry Hankins | S08-0115 |
| CD-2008-0013 |
04/08/2008 05/13/2008 |
Mark Lynwood Ryder All Respondents |
Cease & Desist Final Order - Waived Right to Hearing |
Chip Harrison | S07-0373 |
| CD-2008-0014 |
04/14/2008 11/16/2008 |
Alan Burdette Investments,
LLC Cary Alan Burdette Clifton A Burdette All Respondents |
Cease & Desist Final Order Due to No Response |
Randy Jones | S07-0553 |
|
CD-2008-0015 |
04/15/2008 08/27/2008 02-27-2009 |
Miller Johnson Steichen Kinnard, Inc. William M. Goblirsch
All Respondents
Miller Johnson Steichen |
Cease & Desist Final Order Due to no Response Order of Bar |
Lisa Tolar | S08-0175 |
| CD-2008-0016 |
05/02/2008 05/02/2008 |
HBM LLC Michael J. Dixon All Respondents |
Cease & Desist Final Order Due to no Response |
Mike Wilkerson
|
S08-0089 |
| CD-2008-0018 |
06/04/2008 09/15/2008 |
Innova Leasing &
Management LLC Innova Energy LLC Clement Ejedawe Dennis J Kim Frank Reynolds All Respondents |
Cease & Desist Final Order Due to no Response |
Michael Gantt | S08-0187 |
|
CD-2008-0019 |
06/09/2008 07/22/2014 02/22/2011 |
Del Mar Energy, Inc. Michael Edward Latham Brandon McCloskey Brandon McCloskey Del Mar Energy, Inc. |
Cease & Desist Final Order Due to No Response Consent Order |
Randy Jones | S08-0090 |
|
CD-2008-0020 |
06/17/2008 04/23/2009 08/17/2009 |
Skyframes, Inc Chet Noblett William Green Rigby, Jr. Skyframes, Inc Skyframes, Inc |
Cease & Desist Order to Vacate Consent Order |
David Williams Mike Gantt M. Gantt |
S07-0445 |
|
CD-2008-0021 |
07/09/2008 10/20/2008 |
Rothschild Investment
Corp. Bradley C. Drake John Welch Bart Bonga Dale Bonga Rothschild Investment
Corp. |
Cease & Desist Consent Order |
Lisa Tolar Mike Foley Lisa Tolar |
S08-0238 |
|
CD-2008-0022 |
07/16/2008 02/04/2009 08/10/2009 |
Western Pipeline
Corporation Robert e. Jent Chris Jent Mickey Horn Jennifer Worthy Western Pipeline
Corporation Chris Jent |
Cease & Desist Cease & Desist Final Order - Waived Right to Hearing |
Mike Wilkerson Mike Wilkerson |
S08-0151 |
| CD-2008-0023 |
07/24/2008 07/01/2009 |
Advanced Worldwide
Security Solutions, Inc. Robert Alan Landeros Scott DearBorn All Respondents |
Cease & Desist Final Order Due To Three unsuccessful attempts to legally serve respondents |
Jerry Hankins | S-08-0197 |
| OB-2008-0025 |
08/01/2008 09/16/2008 |
Charles Edward Atwell All Respondents |
Order of Bar Final Order Due to no Response |
Mike Wilkerson | S06-0491 |
| CD-2008-0026 |
08/12/2008 09/23/2008 |
G&G L. L. C. Gourley & Gourley L. L. C. Gourley & Associates, Inc. Douglas Trent Gourley All Respondents |
Cease & Desist Final Order Due to no Response |
Chip Harrison | S07-0364 |
| CD-2008-0028 |
09/15/2008 10/27/2008 |
AJ's Gifts aka - AJ's Forex Trading Club Mary Short aka - Mary M. Short aka - Mary McIntosh All Respondents |
Cease &
Desist Final Order Due to no Response |
Jerry Hankins | S08-0156 |
| CD-2008-0029 |
09/19/2008 10/27/2008 |
Evinco Enterprises, LLC Dwayne Lindley Johnathan Phillips All Respondents |
Cease & Desist Final Order Due to no Response |
Jerry Hankins | S08-0254 |
| CD-2008-0030 |
10/06/2008 11/18/2008 |
The Yelder
Group LLC. The Yelder Institue Jerome Yelder All Respondents |
Cease &
Desist Final Order - No Response |
Rossie Peters | S08-0255 |
|
CD-2008-0031 |
10/09/2008 10/22/2008 02/18/2009 |
Lakeside
Equity Partners Inc. Cathy Dewitt Kevin L. Jefferson John Labunski Bradley Stuart Williams Martha Drake John P. Ley John P. Ley Lakeside
Equity Partners Inc. |
Cease &
Desist Order to Vacate Consent Order |
Rossie Peters | S07-0412 |
| CD-2008-0033 |
10/27/2008 12/02/2008 |
The Forex
Project Luis H. Rivas All Respondents |
Cease &
Desist Final Order Due to no Response |
Jerry Hankins | S08-0222 |
| CD-2008-0035 |
11/19/2008 12/23/2008 |
BAMA
Remodeling and Repair, LLC Gene Thomas Legrone, Jr. All Respondents |
Cease &
Desist Final Order Due to no Response |
Jerry Hankins | S08-0234 |
| OS-2008-0037 |
12/17/2008 02/11/2009 |
Bernard
Lawrence Madoff All Respondents |
Order of
Suspension
Final Order Due to no Response |
Lisa Tolar | S08-0554 |
| OS-2008-0038 |
12/17/2008 02/11/2009 |
Bernard L.
Madoff Investment Securities LLC Bernard Lawrence Madoff All Respondents |
Order of
Suspension Final Order - Became a Revocation Order Due to no Response |
Lisa Tolar | S08-0554 |
