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|
Order # |
Date Issued | Respondents | Action | Case Number |
| CD-2011-0001 |
01/05/2011 02/10/2011 |
Green
Warrior, Inc. Nicholas Green All Respondents |
Cease &
Desist Final Order |
S10-0458 |
| CD-2011-0002 |
01/20/2011 03/14/2011 |
Friends
United Network Inc (aka) Fun Group LLC Richard I Byrne All Respondents |
Cease &
Desist Final Order - No Response |
S10-0176 |
| CD-2011-0003 |
01/21/2011 02/01/2012 |
Lighthouse
Capital, LTD Carl Caserta All Respondents |
Cease &
Desist Final No RESP |
S10-0320 |
| CD-2011-0004 |
02/01/2011 10/31/2013 |
International Finance & Trust LLC Julie Holden Bryan Smith Kurt Hamilton Mainsail Business Consultants Inc Howard Lee McCauley Darrell Gresham
International Finance & Trust LLC |
Cease &
Desist Final Order Due to No Response |
S20-0292 |
| CD-2011-0005 |
02/23/2011 07/07/2011 |
Infinity
Business Group Clifton A Burdette All Respondents |
Cease &
Desist Final Order - No Response |
S10-0177 |
| CD-2011-0007 |
03/14/2011 12/01/2011 |
Harbor
Consulting Inc. Jeffrey A. Friedlander All Respondents |
Cease &
Desist Final Order Due to Waiving the Right to a Formal Hearing. |
S10-0228 |
| CD-2011-0008 |
04/01/2011 05/09/2011 07/20/2011 |
Ascending
Growth Properties, LLC Richard Austin Wagner Charlotte Caron Ascending
Growth Properties, LLC Charlotte Caron |
Cease &
Desist Final Order Due to No Response Final Order Due to No Response |
S11-0035 |
| OB-2011-0010 |
04/27/2011 09/07/2011 |
Adaven,
Incorporated Gulfport Oil & Gas, Incorporated Norris R. Harris All Respondents |
Order of
Bar Final Order Due to no Response |
S05-0335 |
| CD-2011-0011 |
05/05/2011 06/13/2011 |
Alexander
Capital, LLP Jeremy A Paul J.C. Kelly Well #1-H Venture All Respondents |
Cease and
Desist Final Order Due to no Response |
S10-0444 |
|
CD-2011-0012 CO-2011-0012 |
05/11/2011
06/13/2011 |
DBSI, Inc. Douglas L. Swenson Leslie M. Pappas Michael McKenzie DBSI, Inc. Leslie M. Pappas |
Cease & Desist Final Order Due to
no Response |
S09-0023 |
| CD-2011-0013 |
05/19/2011 06/20/2011 |
Dr. Scott
William Naley Dr. Scott William Naley |
Cease &
Desist Final Order Due to no Response |
S10-0397 |
|
CD-2011-0014 |
05/19/2011 05/03/2012 |
K-Sam Oil
Company, LLC Old Town Bay Drilling Venture Michael P. Krasner For All Respondents |
Cease &
Desist Consent Order |
S10-0445 |
| CD-2011-0015 |
05/27/2011 08/04/2011 08/29/2011 |
Spero X.
Vourliotis Carey Michael Billingsley Pamela Ayers Billingsley The Cornerstone Investment Group The Capstone Group The TRI Stone Group Billingsley Investment and Resources Company, LLC
Spero X. Vourliotis The Cornerstone Investment Group |
Cease &
Desist Final Order Due to No Response Final Order Due to No Response |
S11-0130 |
| CD-2011-0016 |
06/29/2011 01/30/2012 |
Global 8
Enviromental Technologies Inc. aka Organic Recycling Technologies Inc. Pacific Ocean Resources Corporation Donald Verne Dyer All Respondents |
Cease &
Desist Final Order Due to No Response |
S11-0041 |
| OB-2011-0017 |
07/12/2011 09/19/2011 |
Matthew
Leon Bradakis Virginia Sue Moore All Respondents |
Order to
Bar Final Order Due to No Response |
S10-0461 |
| CD-2011-0018 |
07/14/2011 08/08/2012 |
Titles R
US, Inc. Harry H. "Woody" Duncan, Jr. All Respondents |
Cease &
Desist Final Order - Criminal Conviction |
S11-0055 |
| CD-2011-0020 |
08/04/2011 03/27/2015 |
Mutual
Entertainment, LLC Stuart Rawitt Jody Bardin All Respondents |
Cease &
Desist Final Order |
S11-0186 |
| CO-2011-0021 |
08/29/2011 08/29/2011 |
Benchmark
operating Company, LLC Sabine Salt Water Well Joint Venture Linville Lewis Melanina Frederick-Bowden Martin D. Lewis les Beck All Respondents |
Consent
Order Final Order |
S10-0371 |
| CO-2011-0022 | 08/23/2011 | Raymond
James & Associates, Inc., Raymond James Financial Services, Inc. |
Consent Order | S11-0196 |
| CD-2011-0023 |
12/20/2011 02/17/2012 |
Nevada
Precious Metals Inc David Charles Stuart All Respondents |
Cease &
Desist Final Order |
S11-0252 |
