Administrative Actions - 2012

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Order #

Date Issued Respondents Action Contact Case Number
CD-2012-0001 01/05/2012


01/05/2012
ATM/Electronic Payment Systems, Inc.
Jose Torres

All Respondents
Cease & Desist

Final Order Due to No Response
Randy Jones S11-0180
CD-2012-0002


CD-2012-0002 FO
01/05/2012


06/18/2012
International Realty & Financial Services Inc.
Austin Sheridan Lowrey

All Respondents
Cease & Desist


Final Order of Findings by the ASC Commission
Rossie Peters S11-0273
CD-2012-0003 01/30/2012




07/22/2014
Curatus, Inc
Timothy Wasyluka
Proton Therapy International
Cary Alan Burdette

All Respondents
Cease & Desist




Final Order Due to No Response
Randy Jones S11-0074
CD-2012-0004



CO-2012-0004
01/31/2012



07/02/2014
Silver Bullet, LLC
1VOTE.com
Timothy F. Mooney

All Respondents
Cease & Desist



Consent Order
Charles Traywick S11-0177
OB-2012-0005 02/01/2012

03/07/2012
John Thomas Pappas

All Respondents
Order of Bar

Final Order
Charles Traywick S11-0255
OB-2012-0006 02/07/2012

05/02/2012
Jon Harvey Deal

Jon Harvey Deal
Order of Bar

Final Order Due to No Response
Rossie Peters S11-0334
CO-2012-0007 02/09/2012 E*Trade Securities LLC Consent Order Kim Lewis S12-0035
CD-2012-0008 02/13/2012

07/23/2012
Charles Boyd Lee

All Respondents
Cease & Desist

Final Order
Mike Wilkerson S10-0412
CD-2012-0009 02/28/2012




10/31/2013


07/09/2015
Midas Management Partners LLC
Philip Leon
John G. Wilkins
Josh Lewis

Josh Lewis


Philip Leon
John G. Wilkins
Cease & Desist




Final Order Due to No Response

Final Order - Federal Incarceration
Rossie Peters S12-0016
CD-2012-0011 04/27/2012





02/28/2013


03/26/2015
ECO Trust LLC
  (aka) U. S. Environmental Services
Homer A. Carvan Jr
Marcel Emile Crettet
Vincent Norman Carter

Marcel Emile Crettet


Homer A. Carvan Jr
Cease & Desist





Final Order Due to No Response

Final Order Due to No Response
Mike Wilkerson S12-0005
OB-2012-0012

CO-2012-0012
04/30/2012

10/12/2012
David E. Livingston Order of Bar

Consent Order
Jerry Hankins S11-0284
CD-2012-0013 05/01/2012






04/20/2012
I.D. Armor, Incorporated
TV Products 1, LLC
TV Products, Incorporated
William J. Roth
Sharron L. Roth
James N. Roth

All Respondents
Cease & Desist






Final Order Failed to Request Hearing
Jerry Hankins S12-0061
OB-2012-0014 05/01/2012


06/22/2012
Swift Marketing, Incorporated
Russell Edward Hopkins

All Respondents
Order of Bar


Final Order Due to No Response
Jerry Hankins S12-0089
CD-2012-0015



CO-2012-0015
05/12/2012



03/04/2013
Carolina Commons Apartments, LLC
Prosperous Metropolis, LLC
Carla L Gordon

All Respondents
Cease & Desist



Consent Order
Randy Jones S11-0283
CD-2012-0016 05/04/2012





01/07/2021
Roky Caldera Gold Inestments
Michael Alan Parsons
TVA Capital LLC
James William Casparie
Daniel James McGinnity

All Respondents
Cease & Desist





Final - Commission Decision
Chuck James S11-0104
CD-2012-0018 05/15/2012



11/28/2012
Practical Digital Solutions, LLC.
David Woodget
Phillip W Coleman

All Respondents
Cease & Desist



Final Order Due to No Response
Mike Gantt S12-0021
CD-2012-0020 05/25/2012


02/05/2016
ITICKETBID.com
Christopher S Newman

All Respondents
Cease and Desist


Final Order - No Response
Randy Jones S12-0039
OB-2012-0021 05/29/2012



07/16/2012
Donna Marie Zerbo
AAF-Springfield, Inc.
AAFCOR, LLC

All Respondents
Order of Bar



Final Order
Chip Harrison S09-0480
CD-2012-0022






CD-2012-0022A






OV-2012-0022

CO-2012-0022

CO-2012-0022
05/29/2012






06/20/2012

12/12/2012




06/20/2012

08/03/2012

05/29/2013
Buffalo Extension LLP
Buffalo Exchange LLP
Richard Reynolds
   aka  Rick Adkins
Charles Douglas "Chuck" Hammett
Harold Christopher Poole



Buffalo Extension LLP
Buffalo Exchange LLP
Richard Reynolds
   aka  Rick Adkins




Charles Douglas Hammet

Harold Christopher Poole
Cease & Desist






Amended C&D

Final Order






Order to Vacate

Consent Order

Consent Order
Mike Gantt S11-0343
CO-2012-0023


CO-2012-0023A
06/13/2012


11/02/2018
Bankers Life and Casualty Company
BLC Financial Services Inc.

Bankers Life and Casualty Company
BLC Financial Services Inc.
Consent Order


Amended Consent Order
Kim Lewis S12-0132
CO-2012-0024 07/16/2012 ProEquities Inc. Consent Order Kim Lewis S12-0132
CO-2012-0025 07/12/2012 Infinity Financial Services
Gregory B. Gilbert
Consent Order Lisa Tolar S12-0130
CD-2012-0026 08/08/2012



05/02/2013
Three Wise Men Trading LLC
Jack Cohen
Victor Charles Corella

All Respondents
Cease & Desist



Final Order Due to No Response
Rossie Peters S11-0116
CD-2012-0027













CO-2012-0027
08/14/2012




09/19/2012


08/26/2014





05/14/2013
Clean Energy Pathways Inc
Atlas Capital Holdings Inc
Parsons Energy Company Inc
John Michael Parsons

Atlas Capital Holdings Inc


John Michael Parsons
Parsons Energy Company Inc




Clean Energy Pathways Inc
Cease & Desist




Final Order Due to No Response

Final Order - Decision of Commission after Administrative Hearing

Consent Order
Chuck James S12-0144
CO-2012-0029 09/04/2012 UVEST Financial Services Group Inc. Consent Order Kim Lewis S12-0132
CD-2012-0030 09/21/2012


11/08/2012
Mark M Savoy
International Acquisitions Inc

All Respondents
Cease & Desist


Final Order Due to No Response
Jerry Hankins S12-0111
CO-2012-0031 10/03/2012 Debra C. Myers Consent Order Legal Division S09-0469
CO-2012-0032 10/03/2012 Next Financial Group, Inc. Consent Order Lisa Tolar S12-0246
CD-2012-0033 10/16/2012




03/27/2014
P_R_E, LLC d/b/a
Phoenix Renewable Energy, LLC
Stephen R Walker
Sam Anderson

All Respondents
Cease & Desist




Final Order Due to no Response
Randy Jones S10-0432
OB-2012-0034 10/23/2012

11/29/2012
Jason William Chicosky

All Respondents
Order of Bar

Final Order Due to No Response
Chip Harrison S11-0309
CD-2012-0035






OB-2012-0035
12/05/2012


02/17/2014



01/17/2014
CSS Investments
Carey Stinson Salter

CSS Investments



Carey Stinson Salter
Cease & Desist


Final Order Due to Co-Respondent's Criminal Charges

Order of Bar
Rossie Peters S12-0133
CD-2012-0036 12/27/2012



03/27/2013
Kingdom of Eloi
Rozell Adams
May Lue Gaffney

Kingdom of Eloi
Rozell Adams

Cease & Desist



Final Order Due to No Response
Rossie Peters S12-0187