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|
Order # |
Date Issued | Respondents | Action | Contact | Case Number |
| CD-2012-0001 |
01/05/2012 01/05/2012 |
ATM/Electronic Payment Systems, Inc. Jose Torres All Respondents |
Cease &
Desist Final Order Due to No Response |
Randy Jones | S11-0180 |
|
CD-2012-0002 |
01/05/2012 06/18/2012 |
International Realty & Financial Services Inc. Austin Sheridan Lowrey |
Cease &
Desist Final Order of Findings by the ASC Commission |
Rossie Peters | S11-0273 |
| CD-2012-0003 |
01/30/2012 07/22/2014 |
Curatus,
Inc Timothy Wasyluka Proton Therapy International Cary Alan Burdette All Respondents |
Cease &
Desist Final Order Due to No Response |
Randy Jones | S11-0074 |
|
CD-2012-0004 CO-2012-0004 |
01/31/2012 07/02/2014 |
Silver
Bullet, LLC 1VOTE.com Timothy F. Mooney All Respondents |
Cease &
Desist Consent Order |
Charles Traywick | S11-0177 |
| OB-2012-0005 |
02/01/2012 03/07/2012 |
John
Thomas Pappas All Respondents |
Order of
Bar Final Order |
Charles Traywick | S11-0255 |
| OB-2012-0006 |
02/07/2012 05/02/2012 |
Jon Harvey
Deal Jon Harvey Deal |
Order of
Bar Final Order Due to no Response. |
Rossie Peters | S11-0334 |
| CO-2012-0007 | 02/09/2012 | E*Trade Securities LLC | Consent Order | Kim Lewis | S12-0035 |
| CD-2012-0008 |
02/13/2012 07/23/2012 |
Charles
Boyd Lee All Respondents |
Cease &
Desist Final Order |
Mike Wilkerson | S10-0412 |
| CD-2012-0009 |
02/28/2012 10/31/2013 |
Midas
Management Partners LLC Philip Leon John G. Wilkins Josh Lewis Josh Lewis |
Cease &
Desist Final Order Due to No Response |
Rossie Peters | S12-0016 |
| CD-2012-0011 |
04/27/2012 02/28/2013 |
ECO Trust
LLC (aka) U. S. Environmental Services Homer A. Carvan Jr Marcel Emile Crettet Vincent Norman Carter
Marcel Emile Crettet |
Cease &
Desist Final Order Due to No Response |
Mike Wilkerson | S12-0005 |
| OB-2012-0012 |
04/30/2012 10/12/2012 |
David E. Livingston | Order of
Bar Consent Order |
Jerry Hankins | S11-0284 |
| CD-2012-0013 |
05/01/2012 04/20/2012 |
I.D.
Armor, Incorporated TV Products 1, LLC TV Products, Incorporated William J. Roth Sharron L. Roth James N. Roth All Respondents |
Cease &
Desist Final Order Failed to Request Hearing |
Jerry Hankins | S12-0061 |
| OB-2012-0014 |
05/01/2012 06/22/2012 |
Swift
Marketing, Incorporated Russell Edward Hopkins All Respondents |
Order of
Bar Final Order Due to No Response |
Jerry Hankins | S12-0089 |
|
CD-2012-0015 |
05/12/2012 03/04/2013 |
Carolina
Commons Apartments, LLC Prosperous Metropolis, LLC Carla L Gordon All Respondents |
Cease &
Desist Consent Order |
Randy Jones | S11-0283 |
| CD-2012-0016 | 05/04/2012 | Roky
Caldera Gold Inestments Michael Alan Parsons TVA Capital LLC James William Casparie Daniel James McGinnity |
Cease & Desist | Chuck James | S11-0104 |
| CD-2012-0018 |
05/15/2012 11/28/2012 |
Practical
Digital Solutions, LLC. David Woodget Phillip W Coleman All Respondents |
Cease &
Desist Final Order Due to No Response |
Mike Gantt | S12-0021 |
| CD-2012-0020 |
05/25/2012 02/05/2016 |
ITICKETBID.com Christopher S Newman All Respondents |
Cease and Desist Final Order - No Response |
Randy Jones | S12-0039 |
| OB-2012-0021 |
05/29/2012 07/16/2012 |
Donna
Marie Zerbo AAF-Springfield, Inc. AAFCOR, LLC All Respondents |
Order of
Bar Final Order |
Chip Harrison | S09-0480 |
|
CD-2012-0022 |
05/29/2012 06/20/2012 12/12/2012 06/20/2012 08/03/2012 05/29/2013 |
Buffalo
Extension LLP Buffalo Exchange LLP Richard Reynolds aka Rick Adkins Charles Douglas "Chuck" Hammett Harold Christopher Poole
Buffalo
Extension LLP
Charles Douglas Hammet Harold Christopher Poole |
Cease &
Desist Amended C&D Final Order Order to Vacate Consent Order Consent Order |
Mike Gantt | S11-0343 |
| CO-2012-0023 CO-2012-0023A |
06/13/2012 11/02/2018 |
Bankers Life and Casualty Company BLC Financial Services Inc. Bankers Life and Casualty Company BLC Financial Services Inc. |
Consent Order Amended Consent Order |
Kim Lewis | S12-0132 |
| CO-2012-0024 | 07/16/2012 | ProEquities Inc. | Consent Order | Kim Lewis | S12-0132 |
| CO-2012-0025 | 07/12/2012 | Infinity
Financial Services Gregory B. Gilbert |
Consent Order | Lisa Tolar | S12-0130 |
| CD-2012-0026 |
08/08/2012 05/02/2013 |
Three Wise
Men Trading LLC Jack Cohen Victor Charles Corella All Respondents |
Cease &
Desist Final Order Due to No Response |
Rossie Peters | S11-0116 |
|
CD-2012-0027 CO-2012-0027 |
08/14/2012 09/19/2012 05/14/2013 |
Clean
Energy Pathways Inc Atlas Capital Holdings Inc Parsons Energy Company Inc John Michael Parsons
Atlas Capital Holdings Inc Clean Energy Pathways Inc |
Cease &
Desist Final Order Due to No Response Consent Order |
Chuck James | S12-0144 |
| CO-2012-0029 | 09/04/2012 | UVEST Financial Services Group Inc. | Consent Order | Kim Lewis | S12-0132 |
| CD-2012-0030 |
09/21/2012 11/08/2012 |
Mark M
Savoy International Acquisitions Inc All Respondents |
Cease &
Desist Final Order Due to No Response |
Jerry Hankins | S12-0111 |
| CO-2012-0031 | 10/03/2012 | Debra C. Myers | Consent Order | Legal Division | S09-0469 |
| CO-2012-0032 | 10/03/2012 | Next Financial Group, Inc. | Consent Order | Lisa Tolar | S12-0246 |
| CD-2012-0033 |
10/16/2012 03/27/2014 |
P_R_E, LLC
d/b/a Phoenix Renewable Energy, LLC Stephen R Walker Sam Anderson All Respondents |
Cease &
Desist Final Order Due to no Response |
Randy Jones | S10-0432 |
| OB-2012-0034 |
10/23/2012 11/29/2012 |
Jason
William Chicosky All Respondents |
Order of
Bar Final Order Due to No Response |
Chip Harrison | S11-0309 |
|
CD-2012-0035 |
12/05/2012 02/17/2014 01/17/2014 |
CSS
Investments Carey Stinson Salter
CSS Investments Carey Stinson Salter |
Cease &
Desist Final Order Due to Co-Respondent's Criminal Charges Order of Bar |
Rossie Peters | S12-0133 |
| CD-2012-0036 |
12/27/2012
03/27/2013 |
Kingdom of
Eloi Rozell Adams May Lue Gaffney Kingdom of Eloi Rozell Adams |
Cease &
Desist
Final Order Due to No Response |
Rossie Peters | S12-0187 |
