Administrative Actions - 2012
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Order # |
Date Issued | Respondents | Action | Contact | Case Number |
| CD-2012-0001 | 01/05/2012 01/05/2012 |
ATM/Electronic Payment Systems, Inc. Jose Torres All Respondents |
Cease & Desist Final Order Due to No Response |
Randy Jones | S11-0180 |
| CD-2012-0002 CD-2012-0002 FO |
01/05/2012 06/18/2012 |
International Realty & Financial Services Inc. Austin Sheridan Lowrey All Respondents |
Cease & Desist Final Order of Findings by the ASC Commission |
Rossie Peters | S11-0273 |
| CD-2012-0003 | 01/30/2012 07/22/2014 |
Curatus, Inc Timothy Wasyluka Proton Therapy International Cary Alan Burdette All Respondents |
Cease & Desist Final Order Due to No Response |
Randy Jones | S11-0074 |
| CD-2012-0004 CO-2012-0004 |
01/31/2012 07/02/2014 |
Silver Bullet, LLC 1VOTE.com Timothy F. Mooney All Respondents |
Cease & Desist Consent Order |
Charles Traywick | S11-0177 |
| OB-2012-0005 | 02/01/2012 03/07/2012 |
John Thomas Pappas All Respondents |
Order of Bar Final Order |
Charles Traywick | S11-0255 |
| OB-2012-0006 | 02/07/2012 05/02/2012 |
Jon Harvey Deal Jon Harvey Deal |
Order of Bar Final Order Due to No Response |
Rossie Peters | S11-0334 |
| CO-2012-0007 | 02/09/2012 | E*Trade Securities LLC | Consent Order | Kim Lewis | S12-0035 |
| CD-2012-0008 | 02/13/2012 07/23/2012 |
Charles Boyd Lee All Respondents |
Cease & Desist Final Order |
Mike Wilkerson | S10-0412 |
| CD-2012-0009 | 02/28/2012 10/31/2013 07/09/2015 |
Midas Management Partners LLC Philip Leon John G. Wilkins Josh Lewis Josh Lewis Philip Leon John G. Wilkins |
Cease & Desist Final Order Due to No Response Final Order - Federal Incarceration |
Rossie Peters | S12-0016 |
| CD-2012-0011 | 04/27/2012 02/28/2013 03/26/2015 |
ECO Trust LLC (aka) U. S. Environmental Services Homer A. Carvan Jr Marcel Emile Crettet Vincent Norman Carter Marcel Emile Crettet Homer A. Carvan Jr |
Cease & Desist Final Order Due to No Response Final Order Due to No Response |
Mike Wilkerson | S12-0005 |
| OB-2012-0012 CO-2012-0012 |
04/30/2012 10/12/2012 |
David E. Livingston | Order of Bar Consent Order |
Jerry Hankins | S11-0284 |
| CD-2012-0013 | 05/01/2012 04/20/2012 |
I.D. Armor, Incorporated TV Products 1, LLC TV Products, Incorporated William J. Roth Sharron L. Roth James N. Roth All Respondents |
Cease & Desist Final Order Failed to Request Hearing |
Jerry Hankins | S12-0061 |
| OB-2012-0014 | 05/01/2012 06/22/2012 |
Swift Marketing, Incorporated Russell Edward Hopkins All Respondents |
Order of Bar Final Order Due to No Response |
Jerry Hankins | S12-0089 |
| CD-2012-0015 CO-2012-0015 |
05/12/2012 03/04/2013 |
Carolina Commons Apartments, LLC Prosperous Metropolis, LLC Carla L Gordon All Respondents |
Cease & Desist Consent Order |
Randy Jones | S11-0283 |
| CD-2012-0016 | 05/04/2012 01/07/2021 |
Roky Caldera Gold Inestments Michael Alan Parsons TVA Capital LLC James William Casparie Daniel James McGinnity All Respondents |
Cease & Desist Final - Commission Decision |
Chuck James | S11-0104 |
| CD-2012-0018 | 05/15/2012 11/28/2012 |
Practical Digital Solutions, LLC. David Woodget Phillip W Coleman All Respondents |
Cease & Desist Final Order Due to No Response |
Mike Gantt | S12-0021 |
| CD-2012-0020 | 05/25/2012 02/05/2016 |
ITICKETBID.com Christopher S Newman All Respondents |
Cease and Desist Final Order - No Response |
Randy Jones | S12-0039 |
| OB-2012-0021 | 05/29/2012 07/16/2012 |
Donna Marie Zerbo AAF-Springfield, Inc. AAFCOR, LLC All Respondents |
Order of Bar Final Order |
Chip Harrison | S09-0480 |
| CD-2012-0022 CD-2012-0022A OV-2012-0022 CO-2012-0022 CO-2012-0022 |
05/29/2012 06/20/2012 12/12/2012 06/20/2012 08/03/2012 05/29/2013 |
Buffalo Extension LLP Buffalo Exchange LLP Richard Reynolds aka Rick Adkins Charles Douglas "Chuck" Hammett Harold Christopher Poole Buffalo Extension LLP Buffalo Exchange LLP Richard Reynolds aka Rick Adkins Charles Douglas Hammet Harold Christopher Poole |
Cease & Desist Amended C&D Final Order Order to Vacate Consent Order Consent Order |
Mike Gantt | S11-0343 |
| CO-2012-0023 CO-2012-0023A |
06/13/2012 11/02/2018 |
Bankers Life and Casualty Company BLC Financial Services Inc. Bankers Life and Casualty Company BLC Financial Services Inc. |
Consent Order Amended Consent Order |
Kim Lewis | S12-0132 |
| CO-2012-0024 | 07/16/2012 | ProEquities Inc. | Consent Order | Kim Lewis | S12-0132 |
| CO-2012-0025 | 07/12/2012 | Infinity Financial Services Gregory B. Gilbert |
Consent Order | Lisa Tolar | S12-0130 |
| CD-2012-0026 | 08/08/2012 05/02/2013 |
Three Wise Men Trading LLC Jack Cohen Victor Charles Corella All Respondents |
Cease & Desist Final Order Due to No Response |
Rossie Peters | S11-0116 |
| CD-2012-0027 CO-2012-0027 |
08/14/2012 09/19/2012 08/26/2014 05/14/2013 |
Clean Energy Pathways Inc Atlas Capital Holdings Inc Parsons Energy Company Inc John Michael Parsons Atlas Capital Holdings Inc John Michael Parsons Parsons Energy Company Inc Clean Energy Pathways Inc |
Cease & Desist Final Order Due to No Response Final Order - Decision of Commission after Administrative Hearing Consent Order |
Chuck James | S12-0144 |
| CO-2012-0029 | 09/04/2012 | UVEST Financial Services Group Inc. | Consent Order | Kim Lewis | S12-0132 |
| CD-2012-0030 | 09/21/2012 11/08/2012 |
Mark M Savoy International Acquisitions Inc All Respondents |
Cease & Desist Final Order Due to No Response |
Jerry Hankins | S12-0111 |
| CO-2012-0031 | 10/03/2012 | Debra C. Myers | Consent Order | Legal Division | S09-0469 |
| CO-2012-0032 | 10/03/2012 | Next Financial Group, Inc. | Consent Order | Lisa Tolar | S12-0246 |
| CD-2012-0033 | 10/16/2012 03/27/2014 |
P_R_E, LLC d/b/a Phoenix Renewable Energy, LLC Stephen R Walker Sam Anderson All Respondents |
Cease & Desist Final Order Due to no Response |
Randy Jones | S10-0432 |
| OB-2012-0034 | 10/23/2012 11/29/2012 |
Jason William Chicosky All Respondents |
Order of Bar Final Order Due to No Response |
Chip Harrison | S11-0309 |
| CD-2012-0035 OB-2012-0035 |
12/05/2012 02/17/2014 01/17/2014 |
CSS Investments Carey Stinson Salter CSS Investments Carey Stinson Salter |
Cease & Desist Final Order Due to Co-Respondent's Criminal Charges Order of Bar |
Rossie Peters | S12-0133 |
| CD-2012-0036 | 12/27/2012 03/27/2013 |
Kingdom of Eloi Rozell Adams May Lue Gaffney Kingdom of Eloi Rozell Adams |
Cease & Desist Final Order Due to No Response |
Rossie Peters | S12-0187 |
