Administrative Actions - 2013
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Order # |
Date Issued | Respondents | Action | Case Number |
| OB-2013-0001 | 02/15/2013 12/11/2020 |
David Darrell Anthony All Respondents |
Order to Bar Due To No Response |
S12-0067 |
| OB-2013-0002 | 02/15/2013 04/24/2013 |
William David Thomas, Jr William David Thomas, Jr |
Order to Bar Final Order - No Response |
S11-0243 |
| CD-2013-0003 OV-2013-0003 OB-2013-0003 |
02/20/2013 09/24/2013 11/05/2013 10/24/2013 02/07/2014 02/07/2014 02/07/2014 |
Westover Energy Trading Partners, LLC RAMCO and Associates, LLC Mercator Associates, LLC Yaman Huseyin Sencan Stephen Merry Yaman Huseyin Sencan Westover Energy Trading Partners, LLC RAMCO and Associates, LLC Stephen Merry Mercator Associates LLC Westover Energy Trading Partners, LLC RAMCO and Associates, LLC Yaman Huseyin Sencan Stephen Merry Stephen Merry RAMCO and Associates, LLC Yaman Huseyin Sencan Westover Energy Trading Partners, LLC |
Cease and Desist Final Order - No Response Final Order - No Response Order to Vacate Order of Bar Final Order - No Response Final Order - No Response |
S12-0218 |
| CD-2013-0005 | 03/14/2013 05/25/2013 06/23/2014 |
Inter Reef LTD d/b/a Profitable Sunrise Roman Novak Radoslav Novak Melton McClanahan Adam York Inter Reef LTD d/b/a Profitable Sunrise Roman Novak Radoslav Novak Melton McClanahan Adam York |
Cease & Desist Final Order - No Response Final Order - No Response |
S13-0060 |
| CD-2013-0006 CD-2013-0006a |
03/12/2013 10/31/2013 09/05/2014 |
Arizona Gold Corporation Don L. Jenkins Jack Young All Respondents Arizona Gold Corporation Don L Jenkins James Albert Ashpole aka: Jack Young |
Cease & Desist Final Order - No Response Cease & Desist -Amended |
S12-0245 |
| CD-2013-0007 | 03/21/2013 06/04/2013 05/06/2014 |
Sabine Partnership #3, LTD Insignia Energy Group, Inc IEG Permian Basin, LLC Martin D. Lewis Melaina Bowden aka Melaina N. Frederick aka Melaina Frederick-Bowden Sabine Partnership #3, LTD Insignia Energy Group, Inc IEG Permian Basin, LLC Martin D. Lewis Melaina Bowden aka Melaina N. Frederick aka Melaina Frederick-Bowden |
Cease & Desist Final Order - No Response Final Order- No Response |
S12-0151 |
| CD-2013-0008 | 03/27/2013 06/12/2013 |
HI-Tech Energy Inc John Louis Wetzel Fredrick Murphy John Vanderfield All Respondents |
Cease & Desist Final Order- No Response |
S13-0041 |
| CD-2013-0009 | 05/10/2013 06/10/2013 |
Tri State Investment LLC Roy Allen Tucker Terica S Weeks All Respondents |
Cease & Desist Final Order - waiver of hearing |
S13-0009 |
| CD-2013-0010 | 05/13/2013 04/22/2014 |
Neil Philip Berman Neil Philip Berman |
Cease & Desist Final Order - No Response |
S12-0214 |
| CD-2013-0011 CD-2013-0011A |
05/15/2013 06/24/2013 07/05/2013 02/25/2016 |
Hessel Trading, Inc. TOPFINANCIAL.COM Norman James Secor Steven Eugene Walker All Respondents Wealthlab, Inc. Wealthlab, Inc. |
Cease & Desist Final Order - No Response Cease & Desist -Amended Final Order - No Response |
S11-0240 |
| CD-2013-0012 | 05/17/2013 | Kemako World, Incorporated ANH Tran aka Tuyet A. Musick aka Tuyet A. Richmond |
Cease & Desist | S13-0030 |
| CD-2013-0013 CO-2013-0013a CO-2013-0013b |
06/05/2013 09/19/2013 02/21/2014 09/18/2014 06/05/2014 |
Felmina Alliance LTD Phil Burrell John Moton, Jr Helen Smith Thomas Marrin Bickham Darlene Mensinger James Kirk Terrence B Scott, Sr Terrence B Scott, Sr John Moton, Jr Felmina Alliance LTD Phil Burrell James Kirk Darlene Mensinger Helen Smith Thomas Marrin Bickham |
Cease & Desist Final - No Response Final - No Response Consent Order Consent Order |
S13-0078 |
| CD-2013-0015 | 06/25/2013 10/01/2013 |
Drinkrite Inc The Visuals Group Inc Enterprise Financial Group Pristine Solutions Inc Bevrich Corporation Scott William Absher Donna Mae Le Gore Thomas Melvin Downs Thomas Michael Haws All Respondents |
Cease & Desist Final Order - No Response |
S13-0119 |
| CO-2013-0016 | 09/27/2013 | RBC Capital Markets, LLC | Consent Order | S13-0188 |
| OB-2013-0017 | 11/08/2013 03/16/2017 |
James Mark McLaughlin James Mark McLaughlin |
Order to Bar Final Order - Insufficient Response by Respondent |
S12-0303 |
| CD-2013-0018 | 12/19/2013 04/17/2017 |
National Business Services Inc Jamie Screws Williams All Respondents |
Cease & Desist Final Order - Commission Decision |
S13-0176 |
| CD-2013-0019 | 12/20/2013 02/10/2014 |
Hard Rock Properties LLC Jason Caudle All Respondents |
Cease & Desist Final Order - No Response |
S13-0104 |
