Administrative Actions - 2018
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Order # |
Date Issued | Respondents | Action | Case Number |
| CD-2018-0001 |
01/11/2018 |
Hart Natural Resources LLC Frank Bevil Hart II |
Cease and Desist |
S14-0250 |
| CD-2018-0002 CO-2018-0002 |
04/10/2018 07/12/2022 |
Joseph P. Bedingfield, Jr. All Respondents |
Cease and Desist Consent Order |
S16-0193 |
| CD-2018-0003 |
04/20/2018 01/15/2018 |
Chain Group Escrow Service All Respondents |
Cease and Desist Final Order - No Response |
S18-0042 |
| CD-2018-0004 |
05/02/2018 06/20/2018 |
EXTRABIT LTD Mack Deacon All Respondents |
Cease and Desist Final Order - No Response |
S18-0065 |
| CD-2018-0005 |
05/02/2018 12/12/2018 |
Leverage All Respondents |
Cease and Desist Final Order - No Response |
S18-0063 |
| CD-2018-0006 |
05/04/2018 06/20/2018 |
Pooltrade Harold Theron All Respondents |
Cease and Desist Final Order - No Response |
S18-0064 |
| CD-2018-0007 |
05/18/2018 08/27/2018 |
Platinum Coin Mikhail Gil Roman Dinkevich Sergei Cherepanov Vladimir Gorshkov Andrey Rogov Anatoly Malevanchuk Roman Terekhin All Respondents |
Cease and Desist Final Order - No Response |
S18-0084 |
| CD-2018-0010 |
05/25/2018 10/01/2018 |
Houston Energy Resources, LLC Edward S. "Pete" Lippincott Charles Mack Robinson Edward Pete Lippincott Charles Mack Robinson |
Cease and Desist Final Order - No Response |
S17-0033 |
| CD-2018-0011 |
05/25/2018 |
Future Income Payments LLC Scott Kohn |
Cease and Desist |
S18-0023 |
| CO-2018-0012 |
06/22/2018 |
LPL Financial LLC |
Concent Order |
S17-0114 |
| CD-2018-0014 |
07/13/2018 08/27/2019 |
ZANFAU LTD Henrik Madsen Rali Ralev Todar Boyadzhiev All Respondents |
Cease and Desist Final Order - No Response |
S18-0122 |
| CD-2018-0015 |
07/13/2018 08/27/2019 |
Hashkon, Inc Brian Kendrick Bertram Gamino Sean Barrett Laura Blalock All Respondents |
Cease and Desist Final Order - No Resonse |
S18-0123 |
| CD-2018-0016 |
07/25/2018 01/15/2019 |
Clanton Sunrise Develpers, LLC Peggy L Hodge All Respondents |
Cease and Desist Final Order - No Response |
S18-0088 |
| CD-2018-0018 |
08/18/2018 11/9/2018 |
DOT Farms Barry Bryant Barry Bryant |
Cease and Desist Final Order - No Response |
S17-0211 |
| CD-2018-0019 |
09/18/2018 08/27/2019 |
JINBI Limited Andre Rafnsson Joseph Crawley All Respondents |
Cease and Desist Final Order - No Response |
S18-0160 |
| CD-2018-0021 CO-2018-0021 |
11/9/2018 03/31/2020 |
Everlight Financial, INC. Russell Morgan II Everlight Financial, Inc. Russell Morgan II |
Cease and Desist Consent Order |
S18-0136 |
| CD-2018-0022 |
11/21/2018 03/25/2019 12/11/2019 |
Peak Energy Company Steven Pellegrino Michael S. Warren Todd Allen Michael S. Warren Peak Energy Company Steven Pellegriono Todd Allen |
Cease and Desist Final Order - No Response Final Order - Commission Decision |
S18-0068 |
| CD-2018-0023 |
11/26/2018 08/27/2019 |
UNIFOX Dalibor Malek Vadim Belousov Jan Turek All Respondents |
Cease and Desist Final Order - No Response |
S18-0202 |
| CO-2018-0024 |
12/03/2018 |
LPL Financial LLC |
Consent Order |
S18-0179 |
| CD-2018-0026 CD-2018-0026 |
12/11/2018 03/04/2020 |
Endeavor Global Partners Corporation Endeavor Global Partners (HK) LTD David M. Fresne All Respondents |
Cease and Desist Final Order - Commission Decision |
S17-0208 |
