Administrative Actions - 2020
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Order # |
Date Issued | Respondents | Action | Contact | Case Number |
| CO-2020-0001 |
01/03/2020 |
Solium Financial Services, LLC |
Consent Order |
Ricky Locklar | S19-0251 |
| CD-2020-0005 |
03/26/2020 12/17/2020 |
Hurt Coleman All Respondents |
Cease & Desist Final - No Response |
Chuck James | S19-0244 |
| CD-2020-0006 |
03/30/2020 12/11/2020 |
Belecy Financing Institute All Respondents |
Cease & Desist Final - No Response |
James McDowell Ricky Locklar |
S20-0007 |
| CD-2020-0007 |
04/08/2020 04/08/2020 |
Ultra BTC Mining LLC aka, Ultra Mining Laura Branch All Respondents |
Cease & Desist Final Due To Commission Decision |
James McDowell | S20-0074 |
| CD-2020-0008 |
05/20/2020 11/03/2022 |
Mark Baxter aka Mark Morrow All Respondents |
Cease & Desist Final - No Response |
James McDowell | S20-0123 |
| CD-2020-0009 |
05/21/2020 |
Johnnie Dancy |
Cease & Desist | James McDowell | S20-0125 |
| CD-2020-0010 |
06/04/2020 |
SwiftTradings |
Cease & Desist | Michael Gantt | S20-0130 |
| CO-2020-0011 |
06/09/2020 |
Capital City Securities LLC |
Consent Order | Ricky Locklar | S20-0147 |
| CD-2020-0012 |
06/19/2020 12/17/2020 |
CORONAFEVERINVEST All Respondents |
Cease & Desist Final - No Response |
Bobby Sharp | S20-0138 |
| CD-2020-0013 |
06/25/2020 08/07/2020 |
Harbor City Capital Corp Harbor City Digital Ventures, Inc. Jonathan Paul Maroney Harbor City Capital Corp Harbor City Digital Ventures, Inc. Jonathan Paul Maroney |
Cease & Desist Final - No Response |
Syretta Baldwin | S19-0245 |
| CD-2020-0014 |
08/14/2020 12/11/2020 |
Liquid Gold Trust Liquidity Card Solution,LLC Liquidity Global Card Solution (PTY) LTD Lance Angus Jerrard All Respondents |
Cease & Desist Final - No Response |
James McDowell Ricky Locklar |
S20-0212 |
| CD-2020-0015 |
08/21/2020 12/17/2020 |
CORONABILLIONAIRE CORONAMILLIONAIRE All Respondents |
Cease & Desist Final - No Response |
Bobby Sharp | S20-0192 |
| CD-2020-0016 |
08/31/2020 02/01/2021 |
ASIC BITPRO Elizabeth Cummings All Respondents |
Cease & Desist Final - No Response |
Mike Gantt | S20-0225 |
| CD-2020-0017 |
12/14/2020 |
Queensway Capital Corporation Jan Tatman aka Jan Van Auben |
Cease & Desist | Chuck Jones | S18-0200 |
| CD-2020-0018 OV-2020-0018 |
12/15/2020 06/14/2021 09/29/2022 | Aschere Energy LLC AMG Energy LLC Leon Ali Parvizian Alfredo Gonzalez All Respondents Alfredo Gonzalez |
Cease & Desist Final - No Response Order to Vacate |
Syretta Baldwin |
S20-0060 |
| CD-2020-0019 |
12/15/2020 02/17/2021 |
CRYPTOBRAVOS Nathan Lewis Grant Richards All Respondents |
Cease & Desist Final - No Response |
Syretta Baldwin | S20-0242 |
| CD-2020-0020 |
12/15/2020 03/22/2022 |
Genesis E&P, Inc David Glass Edward Foster Ronnie Lee Moss, Jr All Respondents |
Cease & Desist Final - No Response |
Syretta Baldwin | S20-0040 |
| CD-2020-0021 |
12/16/2020 08/04/2021 |
Ronald Scott Mail-Shops All Respondents |
Cease & Desist Final - No Response |
Mike Gantt | S20-0337 |
| CD-2020-0022 |
12/21/2020 02/01/2021 |
ASIC BITPRO Sally Baker Klaus Gunter Linda Copeland All Respondents |
Cease & Desist Final - No Response |
Mike Gantt | S20-0344 |
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