Alabama Securities Commission

Administrative Actions - 2021

Order #	Date Issued	Respondents	Action	Case Number
CD-2021-0001	01/07/2021 02/17/2021	Reflect Bitcoin All Respondents	Cease & Desist Final - No Response	S20-0322
CD-2021-0002	01/07/2021 08/05/2021	GOLDBITMINING.COM Liz Alioski All Respondents	Cease & Desist Final - No Response	S20-0356
CO-2021-0004	04/09/2021	Haywood Securities (USA) Inc	Consent Order	S20-0182
CO-2021-0005	05/17/2021	Cheryl B Casebere	Consent Order	S20-0065
SC-2021-0006 CO-2022-0004	07/20/2021 02/18/2022	BlockFi Inc.	Show Cause Order Consent Order	S21-0094
CD-2021-0009 CO-2021-0009	07/22/2021 09/08/2023	TRUE BULLION, LLC D/B/A GOLD SILVER INTERNATIONAL EXCHANGE, D/B/A GSI EXCHANGE, ANTHONY ALLEN ANDERSON, DAVID TERENCE STEPHENS, JERRY LACIO TRUE BULLION, LLC D/B/A GOLD SILVER INTERNATIONAL EXCHANGE, D/B/A GSI EXCHANGE, ANTHONY ALLEN ANDERSON	Cease & Desist Consent Order	S21-0093
CO-2021-0010	07/30/2021	Gregory P. Carson	Consent Order	S19-0074
CD-2021-0011	08/05/2021 09/28/2022	First Class Wealth Preservation LLC Mitchel Kane Malizio, aka Mitch Malizio, Mitch Kane Jason Shaw All Respondents	Cease & Desist Final - No Response	S21-0077
SC-2021-0012	09/16/2021	Celsius Network, LLC	Show Cause Order	S21-0243
CD-2021-0013	11/17/2021 05/17/2022	Acoin Trading Sir Philip Zuka All Respondents	Cease & Desist Order Final - No Response	S21-0146
CD-2021-0007	12/29/2021 03/30/2023	Demarcus Leon Hill All Respondants	Cease & Desist Order Final - No Response	S20-0291