Administrative Actions - 2021
2021 | 2020 | 2019 | 2018 | 2017 | 2016 | 2015 | 2014 | 2013 | 2012 | 2011 | 2010 | 2009 | 2008 | 2007 | 2006 | 2005 | 2004 | 2003 | 2002 | 2001
Order # |
Date Issued | Respondents | Action | Contact | Case Number |
| CD-2021-0001 |
01/07/2021 02/17/2021 |
Reflect Bitcoin All Respondents |
Cease & Desist Due to No Response |
Syretta Baldwin | S20-0322 |
| CD-2021-0002 |
01/07/2021 |
GOLDBITMINING.COM Liz Alioski |
Cease & Desist |
Michael Gantt James McDowell |
S20-0356 |
| CO-2021-0004 |
04/09/2021 |
Haywood Securities (USA) Inc |
Consent Order |
Ricky Locklar |
S20-0182 |
| CO-2021-0005 |
05/17/2021 |
Cheryl B Casebere |
Consent Order |
Mark Mitchell |
S20-0065 |
| SC-2021-0006 |
07/20/2021 |
BlockFi Inc. |
Show Cause Order |
Mark Mitchell |
S21-0094 |
| CD-2021-0009 |
07/22/2021 |
TRUE BULLION, LLC D/B/A GOLD SILVER INTERNATIONAL EXCHANGE, D/B/A GSI EXCHANGE, ANTHONY ALLEN ANDERSON, DAVID TERENCE STEPHENS, JERRY LACIO |
Cease & Desist |
Elizabeth Planer |
S21-0093 |
| |
|
|
