Administrative Actions - 2021

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Order #

Date Issued Respondents Action Contact Case Number
CD-2021-0001
01/07/2021

02/17/2021
Reflect Bitcoin

All Respondents
Cease & Desist

Due to No Response
Syretta Baldwin S20-0322
CD-2021-0002
01/07/2021
GOLDBITMINING.COM
Liz Alioski
Cease & Desist
Michael Gantt
James McDowell
S20-0356
CO-2021-0004
04/09/2021
Haywood Securities (USA) Inc
Consent Order
Ricky Locklar
S20-0182
CO-2021-0005
05/17/2021
Cheryl B Casebere
Consent Order
Mark Mitchell
S20-0065
SC-2021-0006
07/20/2021
BlockFi Inc.
Show Cause Order
Mark Mitchell
S21-0094
CD-2021-0009
07/22/2021
TRUE BULLION, LLC
D/B/A GOLD SILVER INTERNATIONAL EXCHANGE,
D/B/A GSI EXCHANGE,
ANTHONY ALLEN ANDERSON,
DAVID TERENCE STEPHENS,
JERRY LACIO
Cease & Desist
Elizabeth Planer
S21-0093