Administrative Actions
When there is reason to believe that a company or individuals have violated Alabama state laws or rules, the ASC will begin an investigation. Investigations sometimes result in enforcement actions (also known as "Administrative Actions"). News Release(s) for Administrative Actions can be found in our News Releases section.
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Order # |
Date Issued | Respondents | Action | Contact | Case Number |
| CD-2022-0001 |
02/08/2022 04/20/2022 |
JOEL WILLIAMS BITMINER PRO All Respondents |
Cease & Desist Order Final - No Response |
SYRETTA BALDWIN |
S21-0202 |
| CD-2022-0002 |
02/17/2022 05/17/2022 |
CRESTSMARKET DIVINE PRINCE All Respondents |
Cease & Desist Order Final - No Response |
MILES FAGGERT |
S21-0271 |
| CD-2022-0003 |
02/17/2022 |
GOGGANS GROUP, INC TOMMIE JACOB GOGGANS III | Show Cause Order |
MILES FAGGERT |
S21-0073 |
| SC-2021-0006 CO-2022-0004 |
07/20/2021 02/18/2022 |
BLOCKFI LENDING LLC | Show Cause Order Consent Order |
MARK MITCHELL SYRETTA BALDWIN |
S21-0094 |
| CD-2022-0005 |
03/23/2022 05/17/2022 |
WAP.PBPB.VIP TAO TAO All Respondents |
Cease & Desist Order Final - No Response |
MILES FAGGERT |
S21-0330 |
| SC-2022-0006 |
03/29/2022 |
VOYAGER DIGITAL LTD VOYAGE DIGITAL HOLDINGS INC VOYAGE DIGITAL LLC | Show Cause Order |
SYRETTA BALDWIN |
S21-0264 |
| OB-2022-0007 |
03/29/2022 08/25/2022 |
MARIO E RIVERO, JR ONE PRIME FINANCIAL SOLUTIONS, LLC All Respondents |
Order to Bar Final - No Response |
CHARLES TRAYWICK |
S21-0207 |
| CD-2022-0008 |
04/13/2022 11/01/2022 |
SAND VEGAS CASINO FINN RUBEN WARNKE MARTIN SCHWARZBERGER All Respondents |
Cease & Desist Order Final - No Response |
MILES FAGGERT |
S22-0070 |
| CD-2022-0009 |
04/18/2022 |
GUSTO, INC | Consent Order |
RICKY LOCKLAR |
S22-0077 |
| CD-2022-0010 |
04/27/2022 |
NFN8 GROUP | Consent Order |
RICKY LOCKLAR |
S22-0007 |
| CD-2022-0011 |
05/11/2022 11/01/2022 |
FLAMINGO CASINO CLUB All Respondents |
Cease & Desist Order Final - No Response |
MILES FAGGERT |
S22-0068 |
| CD-2022-0012 |
06/01/2022 11/01/2022 |
BANNER CO-OP, INC GARRY J. DAVIDSON MICHAEL T. GLASPIE All Respondents |
Cease & Desist Order Final - No Response |
MILES FAGGERT |
S21-0136 |
| CD-2022-0013 |
06/27/2022 11/01/2022 |
ETORO.ZONE All Respondents |
Cease & Desist Order Final - No Response |
MILES FAGGERT |
S22-0002 |
| CD-2022-0014 |
06/27/2022 11/01/2022 |
STOCKINVESTMENTFX POLA WHITE TRADESQUARES KINGSLEY OTEDJERE STOCKSIGS MICHAEL FLEMING All Respondents |
Cease & Desist Order Final - No Response |
MILES FAGGERT |
S22-0048 |
| CD-2022-0015 |
06/27/2022 11/01/2022 |
POWERFXMARKET PETER PARKER All Respondents |
Cease & Desist Order Final - No Response |
MILES FAGGERT |
S22-0049 |
| CD-2022-0016 |
08/05/2022 02/01/2023 |
BYBITEXCOIN.COM All Respondents | Cease & Desist Order Final - No Response |
SYRETTA BALDWIN |
S22-0107 |
| CD-2022-0017 |
08/05/2022 11/01/2022 |
H5.MADRIDIQH.COM (AKA H5.MADRIDOI.COM) All Respondents |
Cease & Desist Order Final - No Response |
MARK MITCHELL |
S22-0076 |
| CO-2022-0018 |
08/12/2022 |
DIGITAL ACCESS, LLC | Consent Order |
RICKY LOCKLAR |
S22-0137 |
| CD-2022-0020 |
09/16/2022 |
PETER TEDWYNN FALKNER CARLA WILLIAMS FALKNER | Cease & Desist Order |
CHIP HARRISON |
S21-0134 |
| OB-2022-0021 |
09/27/2022 |
ELTON NORMAN | Order to Bar |
CHIP HARRISON |
S20-0082 |
| CD-2022-0022 |
09/28/2022 |
CRYPTOSPOTTRADE.COM BINH PARKER | Cease & Desist Order |
SYRETTA BALDWIN |
S22-0067 |
| OB-2022-0023 |
09/28/2022 11/17/2022 |
James Blake Daughtry All Respondents |
Order to Bar Final - No Response |
LEIGHTON GREENLEE |
S20-0055 |
| OB-2022-0024 |
09/28/2022 |
Jared Dean Eakes | Order to Bar |
LEIGHTON GREENLEE |
S20-0055 |
| CD-2022-0019 |
10/20/2022 5/23/2023 |
SLOTIE NFT | Cease & Desist Order Final - Respondent Consent |
MILES FAGGERT |
S22-0103 | OB-2022-0025 |
10/21/2022 |
ROBERT SCOTT WILDER | Order to Bar |
CHIP HARRISON |
S19-0227 | CD-2022-0026 |
12/14/2022 03/30/2023 |
SPIKECAPITALPROFIT.COM & OXFORD GROUPS All Respondents | Cease & Desist Order Final - No Response |
JEFFREY IOIMO |
S22-0131 | CO-2022-0027 |
12/29/2022 |
WEST REALM SHIRES SERVICES INC. dba FTX US | Consent Order |
SYRETTA BALDWIN |
S22-0245 |
