Administrative Actions
When there is reason to believe that a company or individuals have violated Alabama state laws or rules, the ASC will begin an investigation. Investigations sometimes result in enforcement actions (also known as "Administrative Actions"). News Release(s) for Administrative Actions can be found in our News Releases section.
2022 | 2021 | 2020 | 2019 | 2018 | 2017 | 2016 | 2015 | 2014 | 2013 | 2012 | 2011 | 2010 | 2009 | 2008 | 2007 | 2006 | 2005 | 2004 | 2003 | 2002 | 2001
Order # |
Date Issued | Respondents | Action | Contact | Case Number |
| CD-2022-0001 |
02/08/2022 04/20/2022 |
JOEL WILLIAMS BITMINER PRO All Respondents |
Cease & Desist Order Final - No Response |
SYRETTA BALDWIN |
S21-0202 |
| CD-2022-0002 |
02/17/2022 05/17/2022 |
CRESTSMARKET DIVINE PRINCE All Respondents |
Cease & Desist Order Final - No Response |
MILES FAGGERT |
S21-0271 |
| SC-2022-0003 |
02/17/2022 |
GOGGANS GROUP, INC TOMMIE JACOB GOGGANS III | Show Cause Order |
MILES FAGGERT |
S21-0073 |
| SC-2021-0006 CO-2022-0004 |
07/20/2021 02/18/2022 |
BLOCKFI LENDING LLC | Show Cause Order Consent Order |
MARK MITCHELL SYRETTA BALDWIN |
S21-0094 |
| CD-2022-0005 |
03/23/2022 05/17/2022 |
WAP.PBPB.VIP TAO TAO All Respondents |
Cease & Desist Order Final - No Response |
MILES FAGGERT |
S21-0330 |
| SC-2022-0006 |
03/29/2022 |
VOYAGER DIGITAL LTD VOYAGE DIGITAL HOLDINGS INC VOYAGE DIGITAL LLC | Show Cause Order |
SYRETTA BALDWIN |
S21-0264 |
| OB-2022-0007 |
03/29/2022 |
MARIO E RIVERO, JR ONE PRIME FINANCIAL SOLUTIONS, LLC | Order to Bar |
CHARLES TRAYWICK |
S21-0207 |
| CD-2022-0008 |
04/13/2022 |
SAND VEGAS CASINO FINN RUBEN WARNKE MARTIN SCHWARZBERGER | Cease & Desist Order |
MILES FAGGERT |
S22-0070 |
| CD-2022-0009 |
04/18/2022 |
GUSTO, INC | Consent Order |
RICKY LOCKLAR |
S22-0077 |
| CD-2022-0010 |
04/27/2022 |
NFN8 GROUP | Consent Order |
RICKY LOCKLAR |
S22-0007 |
| CD-2022-0011 |
05/11/2022 |
FLAMINGO CASINO CLUB | Cease & Desist Order |
MILES FAGGERT |
S22-0068 |
| CD-2022-0012 |
06/01/2022 |
BANNER CO-OP, INC GARRY J. DAVIDSON MICHAEL T. GLASPIE | Cease & Desist Order |
MILES FAGGERT |
S21-0136 |
| CD-2022-0013 |
06/27/2022 |
ETORO.ZONE | Cease & Desist Order |
MILES FAGGERT |
S22-0002 |
| CD-2022-0014 |
06/27/2022 |
STOCKINVESTMENTFX POLA WHITE TRADESQUARES KINGSLEY OTEDJERE STOCKSIGS MICHAEL FLEMING | Cease & Desist Order |
MILES FAGGERT |
S22-0048 |
| CD-2022-0015 |
06/27/2022 |
POWERFXMARKET PETER PARKER | Cease & Desist Order |
MILES FAGGERT |
S22-0049 |
| CD-2022-0016 |
08/05/2022 |
BYBITEXCOIN.COM | Cease & Desist Order |
SYRETTA BALDWIN |
S22-0107 |
| CD-2022-0017 |
08/05/2022 |
H5.MADRIDIQH.COM (AKA H5.MADRIDOI.COM) | Cease & Desist Order |
MARK MITCHELL |
S22-0076 |
| CO-2022-0018 |
08/12/2022 |
DIGITAL ACCESS, LLC | Consent Order |
RICKY LOCKLAR |
S22-0137 |
