Administrative Actions

When there is reason to believe that a company or individuals have violated Alabama state laws or rules, the ASC will begin an investigation. Investigations sometimes result in enforcement actions (also known as "Administrative Actions"). News Release(s) for Administrative Actions can be found in our News Releases section.


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Order #

Date Issued Respondents Action Contact Case Number
CD-2022-0001
02/08/2022

04/20/2022
JOEL WILLIAMS
BITMINER PRO
All Respondents
Cease & Desist Order

Final - No Response
SYRETTA BALDWIN
S21-0202
CD-2022-0002
02/17/2022

05/17/2022
CRESTSMARKET
DIVINE PRINCE
All Respondents
Cease & Desist Order

Final - No Response
MILES FAGGERT
S21-0271
SC-2022-0003
02/17/2022
GOGGANS GROUP, INC
TOMMIE JACOB GOGGANS III
Show Cause Order
MILES FAGGERT
S21-0073
SC-2021-0006
CO-2022-0004
07/20/2021
02/18/2022
BLOCKFI LENDING LLC
Show Cause Order
Consent Order
MARK MITCHELL
SYRETTA BALDWIN
S21-0094
CD-2022-0005
03/23/2022

05/17/2022
WAP.PBPB.VIP
TAO TAO
All Respondents
Cease & Desist Order

Final - No Response
MILES FAGGERT
S21-0330
SC-2022-0006
03/29/2022
VOYAGER DIGITAL LTD
VOYAGE DIGITAL HOLDINGS INC
VOYAGE DIGITAL LLC
Show Cause Order
SYRETTA BALDWIN
S21-0264
OB-2022-0007
03/29/2022
MARIO E RIVERO, JR
ONE PRIME FINANCIAL SOLUTIONS, LLC
Order to Bar
CHARLES TRAYWICK
S21-0207
CD-2022-0008
04/13/2022
SAND VEGAS CASINO
FINN RUBEN WARNKE
MARTIN SCHWARZBERGER
Cease & Desist Order
MILES FAGGERT
S22-0070
CD-2022-0009
04/18/2022
GUSTO, INC
Consent Order
RICKY LOCKLAR
S22-0077
CD-2022-0010
04/27/2022
NFN8 GROUP
Consent Order
RICKY LOCKLAR
S22-0007
CD-2022-0011
05/11/2022
FLAMINGO CASINO CLUB
Cease & Desist Order
MILES FAGGERT
S22-0068
CD-2022-0012
06/01/2022
BANNER CO-OP, INC
GARRY J. DAVIDSON
MICHAEL T. GLASPIE
Cease & Desist Order
MILES FAGGERT
S21-0136
CD-2022-0013
06/27/2022
ETORO.ZONE
Cease & Desist Order
MILES FAGGERT
S22-0002
CD-2022-0014
06/27/2022
STOCKINVESTMENTFX
POLA WHITE
TRADESQUARES
KINGSLEY OTEDJERE
STOCKSIGS
MICHAEL FLEMING
Cease & Desist Order
MILES FAGGERT
S22-0048
CD-2022-0015
06/27/2022
POWERFXMARKET
PETER PARKER
Cease & Desist Order
MILES FAGGERT
S22-0049
CD-2022-0016
08/05/2022
BYBITEXCOIN.COM
Cease & Desist Order
SYRETTA BALDWIN
S22-0107
CD-2022-0017
08/05/2022
H5.MADRIDIQH.COM
(AKA H5.MADRIDOI.COM)
Cease & Desist Order
MARK MITCHELL
S22-0076
CO-2022-0018
08/12/2022
DIGITAL ACCESS, LLC
Consent Order
RICKY LOCKLAR
S22-0137