Administrative Actions

When there is reason to believe that a company or individuals have violated Alabama state laws or rules, the ASC will begin an investigation. Investigations sometimes result in enforcement actions (also known as "Administrative Actions"). News Release(s) for Administrative Actions can be found in our News Releases section.


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Order #

Date Issued Respondents Action Contact Case Number
CD-2022-0001
02/08/2022

04/20/2022
JOEL WILLIAMS
BITMINER PRO
All Respondents
Cease & Desist Order

Final - No Response
SYRETTA BALDWIN
S21-0202
CD-2022-0002
02/17/2022

05/17/2022
CRESTSMARKET
DIVINE PRINCE
All Respondents
Cease & Desist Order

Final - No Response
MILES FAGGERT
S21-0271
CD-2022-0003
02/17/2022
GOGGANS GROUP, INC
TOMMIE JACOB GOGGANS III
Show Cause Order
MILES FAGGERT
S21-0073
SC-2021-0006
CO-2022-0004
07/20/2021
02/18/2022
BLOCKFI LENDING LLC
Show Cause Order
Consent Order
MARK MITCHELL
SYRETTA BALDWIN
S21-0094
CD-2022-0005
03/23/2022

05/17/2022
WAP.PBPB.VIP
TAO TAO
All Respondents
Cease & Desist Order

Final - No Response
MILES FAGGERT
S21-0330
SC-2022-0006
03/29/2022
VOYAGER DIGITAL LTD
VOYAGE DIGITAL HOLDINGS INC
VOYAGE DIGITAL LLC
Show Cause Order
SYRETTA BALDWIN
S21-0264
OB-2022-0007
03/29/2022


08/25/2022
MARIO E RIVERO, JR
ONE PRIME FINANCIAL SOLUTIONS, LLC
All Respondents
Order to Bar


Final - No Response
CHARLES TRAYWICK
S21-0207
CD-2022-0008
04/13/2022


11/01/2022
SAND VEGAS CASINO
FINN RUBEN WARNKE
MARTIN SCHWARZBERGER
All Respondents
Cease & Desist Order


Final - No Response
MILES FAGGERT
S22-0070
CD-2022-0009
04/18/2022
GUSTO, INC
Consent Order
RICKY LOCKLAR
S22-0077
CD-2022-0010
04/27/2022
NFN8 GROUP
Consent Order
RICKY LOCKLAR
S22-0007
CD-2022-0011
05/11/2022
11/01/2022
FLAMINGO CASINO CLUB
All Respondents
Cease & Desist Order
Final - No Response
MILES FAGGERT
S22-0068
CD-2022-0012
06/01/2022


11/01/2022
BANNER CO-OP, INC
GARRY J. DAVIDSON
MICHAEL T. GLASPIE
All Respondents
Cease & Desist Order


Final - No Response
MILES FAGGERT
S21-0136
CD-2022-0013
06/27/2022
11/01/2022
ETORO.ZONE
All Respondents
Cease & Desist Order
Final - No Response
MILES FAGGERT
S22-0002
CD-2022-0014
06/27/2022





11/01/2022
STOCKINVESTMENTFX
POLA WHITE
TRADESQUARES
KINGSLEY OTEDJERE
STOCKSIGS
MICHAEL FLEMING
All Respondents
Cease & Desist Order





Final - No Response
MILES FAGGERT
S22-0048
CD-2022-0015
06/27/2022

11/01/2022
POWERFXMARKET
PETER PARKER
All Respondents
Cease & Desist Order

Final - No Response
MILES FAGGERT
S22-0049
CD-2022-0016
08/05/2022
02/01/2023
BYBITEXCOIN.COM
All Respondents
Cease & Desist Order
Final - No Response
SYRETTA BALDWIN
S22-0107
CD-2022-0017
08/05/2022

11/01/2022
H5.MADRIDIQH.COM
(AKA H5.MADRIDOI.COM)
All Respondents
Cease & Desist Order

Final - No Response
MARK MITCHELL
S22-0076
CO-2022-0018
08/12/2022
DIGITAL ACCESS, LLC
Consent Order
RICKY LOCKLAR
S22-0137
CD-2022-0020
09/16/2022
PETER TEDWYNN FALKNER
CARLA WILLIAMS FALKNER
Cease & Desist Order
CHIP HARRISON
S21-0134
OB-2022-0021
09/27/2022
ELTON NORMAN
Order to Bar
CHIP HARRISON
S20-0082
CD-2022-0022
09/28/2022
CRYPTOSPOTTRADE.COM
BINH PARKER
Cease & Desist Order
SYRETTA BALDWIN
S22-0067
OB-2022-0023
09/28/2022
11/17/2022
James Blake Daughtry
All Respondents
Order to Bar
Final - No Response
LEIGHTON GREENLEE
S20-0055
OB-2022-0024
09/28/2022
Jared Dean Eakes
Order to Bar
LEIGHTON GREENLEE
S20-0055
CD-2022-0019
10/20/2022
5/23/2023
SLOTIE NFT
Cease & Desist Order
Final - Respondent Consent
MILES FAGGERT
S22-0103
OB-2022-0025
10/21/2022
ROBERT SCOTT WILDER
Order to Bar
CHIP HARRISON
S19-0227
CD-2022-0026
12/14/2022

03/30/2023
SPIKECAPITALPROFIT.COM &
OXFORD GROUPS
All Respondents
Cease & Desist Order

Final - No Response
 JEFFREY IOIMO
S22-0131
CO-2022-0027
12/29/2022
WEST REALM SHIRES SERVICES INC.
dba FTX US
Consent Order
SYRETTA BALDWIN
S22-0245