Administrative Actions
When there is reason to believe that a company or individuals have violated Alabama state laws or rules, the ASC will begin an investigation. Investigations sometimes result in enforcement actions (also known as "Administrative Actions"). News Release(s) for Administrative Actions can be found in our News Releases section.
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Order # |
Date Issued | Respondents | Action | Contact | Case Number |
| CO-2023-0001 |
01/02/2023 |
CSG FORTE PAYMENTS, INC. |
Consent Order |
RICKY LOCKLAR |
S22-0085 |
| CD-2023-0002 |
01/26/2023 05/09/2023 |
WWW.CRYPTDBS.COM WWW.CRYPTDBS.NET WWW.ENCRYPTIONDBS.COM All Respondents |
Cease & Desist Order Final - No Response |
MILES FAGGERT |
S22-0238 |
| CO-2023-0003 |
01/26/2023 |
NEXO CAPITAL, INC. |
Consent Order |
SYRETTA BLADWIN |
S21-0147 |
| CD-2023-0004 |
01/30/2023 |
ANOLA.IO ANOLA TRADING LIMITED ANTON PHAHOTIN |
Cease & Desist Order |
JEFFREY IOIMO |
S22-0021 |
| CO-2023-0005 |
03/01/2023 |
ROBINHOOD FINANCIAL, LLC |
Consent Order |
BOBBY SHARP |
S21-0029 |
| CD-2023-0006 |
04/04/2023 05/19/2023 |
>
YIELDTRUST.AI STEFAN CIOPRAGA |
Cease & Desist Order Final - No Response |
MILES FAGGERT |
S23-0094 |
| CD-2023-0007 |
04/12/2023 |
COINS-MINE.XYZ 2MOREMORE2 MORE |
Cease & Desist Order |
JEFFREY IOIMO |
S22-0146 |
| CD-2023-0008 |
05/03/2023 |
HORATIU CHARLIE CARAGACEANU THE SHARK OF WALL STREET HEDGE4.AI |
Cease & Desist Order |
JEFFREY IOIMO |
S23-0125 |
