Administrative Actions
When there is reason to believe that a company or individuals have violated Alabama state laws or rules, the ASC will begin an investigation. Investigations sometimes result in enforcement actions (also known as "Administrative Actions"). News Release(s) for Administrative Actions can be found in our News Releases section.
2023 | 2022 | 2021 | 2020 | 2019 | 2018 | 2017 | 2016 | 2015 | 2014 | 2013 | 2012 | 2011 | 2010 | 2009 | 2008 | 2007 | 2006 | 2005 | 2004 | 2003 | 2002 | 2001
Order # |
Date Issued | Respondents | Action | Case Number |
| CO-2023-0001 |
01/02/2023 |
CSG FORTE PAYMENTS, INC. |
Consent Order |
S22-0085 |
| CD-2023-0002 |
01/26/2023 05/09/2023 |
WWW.CRYPTDBS.COM WWW.CRYPTDBS.NET WWW.ENCRYPTIONDBS.COM All Respondents |
Cease & Desist Order Final - No Response |
S22-0238 |
| CO-2023-0003 |
01/26/2023 |
NEXO CAPITAL, INC. |
Consent Order |
S21-0147 |
| CD-2023-0004 |
01/30/2023 06/13/2023 |
ANOLA.IO ANOLA TRADING LIMITED ANTON PHAHOTIN All Respondents |
Cease & Desist Order Final - No Response |
S22-0021 |
| CO-2023-0005 |
03/01/2023 |
ROBINHOOD FINANCIAL, LLC |
Consent Order |
S21-0029 |
| CD-2023-0006 |
04/04/2023 05/19/2023 |
YIELDTRUST.AI STEFAN CIOPRAGA |
Cease & Desist Order Final - No Response |
S23-0094 |
| CD-2023-0007 |
04/12/2023 09/28/2023 |
COINS-MINE.XYZ 2MOREMORE2 MORE All Repondents |
Cease & Desist Order Final - No Response |
S22-0146 |
| CD-2023-0008 |
05/03/2023 |
HORATIU CHARLIE CARAGACEANU THE SHARK OF WALL STREET HEDGE4.AI |
Cease & Desist Order |
S23-0125 |
| SC-2023-0009 |
06/06/2023 |
COINBASE GLOBAL, INC. COINBASE, INC. |
Show Cause Order |
S22-0155 |
| SC-2023-0010 |
06/15/2023 |
PLUTUS FINANCIAL, INC DBA ABRA PLUTUS LENDING, LLC BILL BARHYDT |
Show Cause Order |
S21-0277 |
| CD-2023-0011 |
07/06/2023 |
WWW.BATCIPE.VIP JAMES YEH WWW.BATCNAP.VIP KENJU GO |
Cease & Desist Order |
S22-0187 |
| CD-2023-0012 |
08/01/2023 |
BLACKSTONESMAX.COM PERFSO TECHNOLOGY TEONG LAI YONG |
Cease & Desist Order |
S22-0185 |
| CD-2023-0016 |
09/18/2023 |
CREATIVE LEGAL FUNDINGS IN CA MARIA DULCE PINO | Cease & Desist Order |
S23-0105 |
| CO-2023-0019 |
10/27/2023 |
ACI WORLDWIDE CORPORATON ACI PAYMENTS, INC. | Consent Order |
S23-0318 |
| OB-2023-0020 |
11/01/2023 |
JEFFREY IKAHN a/k/a JEFFREY SANTULAN a/k/a JEFF HILL | Consent to Bar |
S21-0203 |
| CD-2023-0021 |
11/16/2023 |
GS PARTNERS GLOBAL WEALTHBUILDERS WORLDWIDE JOSIP HEIT NATHANIEL HINES, JR. JEANETTE MORGAN HINES DEL FRANK LEWIS DIANA L. LEWIS | Cease & Desist Order |
S23-0275 | CO-2023-0022 |
11/29/2023 |
LSGT SERVICES LLC d/b/a COINHUB | Consent Order |
S23-0333 |
