Administrative Actions

When there is reason to believe that a company or individuals have violated Alabama state laws or rules, the ASC will begin an investigation. Investigations sometimes result in enforcement actions (also known as "Administrative Actions"). News Release(s) for Administrative Actions can be found in our News Releases section.


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Order #

Date Issued Respondents Action Case Number
CO-2023-0001
01/02/2023
CSG FORTE PAYMENTS, INC.
Consent Order
S22-0085
CD-2023-0002
01/26/2023



05/09/2023
WWW.CRYPTDBS.COM
WWW.CRYPTDBS.NET
WWW.ENCRYPTIONDBS.COM

All Respondents
Cease & Desist Order



Final - No Response
S22-0238
CO-2023-0003
01/26/2023
NEXO CAPITAL, INC.
Consent Order
S21-0147
CD-2023-0004
01/30/2023



06/13/2023
ANOLA.IO
ANOLA TRADING LIMITED
ANTON PHAHOTIN

All Respondents
Cease & Desist Order



Final - No Response
S22-0021
CO-2023-0005
03/01/2023
ROBINHOOD FINANCIAL, LLC
Consent Order
S21-0029
CD-2023-0006
04/04/2023

05/19/2023
YIELDTRUST.AI
STEFAN CIOPRAGA
Cease & Desist Order

Final - No Response
S23-0094
CD-2023-0007
04/12/2023

09/28/2023
COINS-MINE.XYZ
2MOREMORE2 MORE
All Repondents
Cease & Desist Order

Final - No Response
S22-0146
CD-2023-0008
05/03/2023
HORATIU CHARLIE CARAGACEANU
THE SHARK OF WALL STREET
HEDGE4.AI
Cease & Desist Order
S23-0125
SC-2023-0009
06/06/2023
COINBASE GLOBAL, INC.
COINBASE, INC.
Show Cause Order
S22-0155
SC-2023-0010
06/15/2023
PLUTUS FINANCIAL, INC DBA ABRA
PLUTUS LENDING, LLC
BILL BARHYDT
Show Cause Order
S21-0277
CD-2023-0011
07/06/2023
WWW.BATCIPE.VIP
JAMES YEH
WWW.BATCNAP.VIP
KENJU GO
Cease & Desist Order
S22-0187
CD-2023-0012
08/01/2023
BLACKSTONESMAX.COM
PERFSO TECHNOLOGY
TEONG LAI YONG
Cease & Desist Order
S22-0185
CD-2023-0016
09/18/2023
CREATIVE LEGAL FUNDINGS IN CA
MARIA DULCE PINO
Cease & Desist Order
S23-0105
CO-2023-0019
10/27/2023
ACI WORLDWIDE CORPORATON
ACI PAYMENTS, INC.
Consent Order
S23-0318
OB-2023-0020
11/01/2023
JEFFREY IKAHN a/k/a JEFFREY SANTULAN
a/k/a JEFF HILL
Consent to Bar
S21-0203
CD-2023-0021
11/16/2023
GS PARTNERS GLOBAL
WEALTHBUILDERS WORLDWIDE
JOSIP HEIT
NATHANIEL HINES, JR.
JEANETTE MORGAN HINES
DEL FRANK LEWIS
DIANA L. LEWIS
Cease & Desist Order
S23-0275
CO-2023-0022
11/29/2023
LSGT SERVICES LLC d/b/a COINHUB
Consent Order
S23-0333