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ASC CORONAVIRUS NOTICE - Steps the Commission is Taking to Keep Our Staff and Our Stakeholders Safe

EMERGENCY ORDER (Extended through 9/7/2020) - NOTICE TO REGISTERED FINANCIAL PROFESSIONALS

COVID-19 Related Investment Schemes Anticipated - ASC Outlines What to Expect and How to Protect Yourself
About Issued Orders Financial Exploitation Reporting Filing Requirements Stock and Bond Research Helpful Websites
Latest News
4/1/2021 - Governor Ivey Declares April as Facts on Saving and Investing Campaign Month; Alabama Securities Commission and Partners Provide Tips that Make Cents
4/1/2021 - Alabama Securities Commission Welcomes Former U.S. Attorney Louis Franklin, SR. as Deputy Director of Enforcement
3/31/2021 - Governor Ivey's Proclamation - Facts on Saving and Investing Campaign Month
3/18/2021 - Join Us for “The COVID Effect” Virtual Event Rack Up Good Information on Restoring Your Financial Wellness
3/16/2021 - Alabama Investors in Precious Metals Scheme Involving METALS.COM, TOWER EQUITY, CHASE METALS, AND BARRICK CAPITAL URGED TO FILE CLAIMS - CLAIM DEADLINE APRIL 30, 2021
3/4/2021 - Alabama Securities Commission Announces Top Investor Threats for 2021

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Key Events and Information
  • Summary of March 17, 2021 Commission Meeting
  • Beware of the Coronavirus Con
  • Helping Families Affected By COVID-19
  • Investor Education Newsletter - November 2019
  • CRYPTO-CURRENCY Investor ALERT
  • Alabama Securities Commission Updates Coordinated Crypto Crackdown
  • Select to View Video on Common Crypto Investment Schemes
  • Alabama Securities Commission Issue Advisory on Contracts for Difference
  • Alabama Securities Commission Issues Advisory on Robo-Advisers
  • Are You An Informed Investor? (Robo-Advisers)
  • Alabama Joins in National "Facts on Saving and Investing" Investor Education Initiative
  • BITCOIN Advisory
  • Protect Alabama Troops
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