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12/23/2014 - California Man (Jospeh P. Tufo) Arrested for Alleged Alabama Securities Act Violations
12/17/2014 - Former Houston County, Alabama Attorney (Frederick Mitchell "Mitch" McNab) Pleads Guilty to Alabama Securities Act
                    Violations
12/15/2014 - Alabama Securities Commission Announces Launch of Streamlined Electronic Filing Repository
12/11/2014 - Huntsville, Alabama Woman (Jacqueline (Jackie) Wilson) Indicted, Arrested for Alleged Violations of Alabama Securities
                    Act
12/11/2014 - Huntsville, Alabama Man (James (Jaime) Albert Lawhorne, Jr.) Indicted, Arrested for Alleged Violations of Alabama
                    Securities Act
12/09/2014 - Alabama Securities Commission Announces Appointment to General Counsel
11/14/2014 - State of Alabama v. Gregory Aziz Results in Settlement
11/12/2014 - ALERT - Alabama Securities Commission Announces Top Investor Threats for 2015
10/29/2014 - ALERT - Alabama Securities Commission Issues Advisory to Prepare for Ebola-Related Scams
10/20/2014 - Alabama Securities Commission Announces IARD System Fee Waiver for Investment Adviser Firms.
09/23/2014 - Former Houston County, Alabama Attorney (Frederick Mitchell McNab) Indicted, Arrested for Alleged Violations of
                     Alabama Securities Act.
07/22/2014 - St. Augustine, Florida Resident (Gregory James Botolino) Indicted in Madison County, Alabama for Alleged Violations of
                    Alabama Securities Act.
07/19/2014 - Alabama Securities Commission Director, Joseph Borg, Appointed to FINRA Arbitration Task Force.
07/18/2014 - Hunstville, Alabama Resident (Richard David Hall) indicted for Alabama Securities Act Violations.
07/08/2014 - Atlanta, Georgia Resident (Hendrickx Toussaint) Indicted in MAdison County, Alabama, for Alleged Violations of
                     Alabama Securities Act.
07/02/2014 - Russell County Man (Jose Roberto Tores) Pleads Guilty to Violations of Alabama Securities Act.
06/20/2014 - Minneapolis, Minnesota and Birmingham, Alabama Residents (Kevin Douglas Vickers and Jack Melvin Glover) Plead Guilty to                      Alabama Securities Act Violations.
06/16/2014 - Ocean Springs, Mississippi and Pensacola, Florida Residents (Martin Franklin Blane and Robert Neil Robinson) Sentenced in                      Montgomery County, Alabama for Violations of Alabama Securities Act.
05/30/2014 - Vero Beach, Florida Man (William Chris Blane) Indicted in Montgomery County, Alabama for Alleged Violations of
                     Alabama Securities Act.
05/08/2014 - Ridgeland, Mississippi Man Indicted in Madison County, Alabama Charged with Alleged Securities Act Violations.
04/29/2014 - The Alabama Securities Commission Cautions Investors to Consider the Risks Associated with virtual currencies.
04/25/2014 - Investor Advisory on Virtual Currency.
04/18/2014 - Ocean Springs, Mississippi and Pensacola, Florida Men (Martin Franklin Blane and Robert Neil Robinson), Plead Guilty to
                     Securities Violations in Montgomery County, Alabama.
04/16/2014 - Alabama Joins in National "Facts on Saving and Investing" Investor Education Initiative. Governor Bentley Signs Proclamation.
04/14/2014 - Stone Mountain, Georgia Resident (Khatra Mohamed) Indicted in Baldwin County, Alabama for Alleged "Prime Bank"
                     Investment Scheme.
04/09/2014 - Alabama Statute of Limitations Bill Signed by Governor Bentley. New Law protects Citizens Against Financial Predators.
04/03/2014 - Minnesota Man (Scott Anthony Koster) Indicted for Alleged "Prime Bank" Investment Scam.
04/01/2014 - Alabama Legislature Passes Bill to Promote Raising Capital for Small Business.
03/13/2014 - Alabama House of Representatives Passes New Statute of Limitations Bill. HB 325
03/12/2014 - ALERT - Alabama Securities Commission Issues Investor Advisory Concerning BITCOINs and Iraqi Dinar Issues.
03/07/2014 - Russell County Couple (Jose Roberto Torres and Tammy Torres) Indicted for Alleged Alabama Securities Act Violations.
02/25/2014 - ALERT - Alabama Securities Commission Issues Investor Advisory on BITCOIN Digital Currency.
02/25/2014 - Florida Man (Randy Stuart Webman) Arrested for Alleged Alabama Securities Act Violations.
02/21/2014 - Arizona Man (Donald Leroy Jenkins) Pleads Guilty to Securities Fraud.
02/18/2014 - Former Attorney (Christopher Shawn Linton) Pleads Guilty to Securities and Bank Fraud.
02/13/2014 - New Alabama Statute of Limitations Bill is Up for Vote in House of Representatives
02/12/2014 - New York Resident (Henry Young, Jr.) Indicted for "Prime Bank" Scheme in Baldwin County.
02/11/2014 - California Resident (Vahak Dino Awadisian) Indicted in Baldwin County for "Prime Bank" Scheme.
02/06/2014 - Southern California Resident (Brandon Colker) Indicted for "Prime Bank" Scheme in Baldwin County.
01/24/2014 - Alabama Senate Unanimously Passed Bill to Promote Raising Capital for Small Business.
01/22/2014 - Alabama Senate Confirms Hon. S. Dagnal Rowe as Commissioner.
01/22/2014 - Arizona Resident (Donald Leroy Jenkins) Arrested for Alleged Alabama Securities Act Violations.
01/17/2014 - Conecuh County Resident (Carey Stinson Salter) Pleads Guilty to Securities Fraud Charges.
01/17/2014 - Two Morgan County Men (Larry Arthur Coulter and Eddie DeWayne Raines) Sentenced for Alabama Securities Act Violations.
01/15/2014 - Arizona Resident (Larry J. Busch, Jr.) Indicted for "Prime Bank" Scheme in Baldwin County.
01/07/2014 - Florida Resident (Robert Neil Robinson) Indicted, Arrested for Alleged Alabama Securities Act Violations.