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12/20/2017 - Jefferson County, Alabama Man Indicted for Alleged Securities Fraud
12/13/2017 - Alabama Securities Commission Announces Top investor Threats - Promissory Nates, Real Estate Investments and Ponzi                       Schemes Top the List
11/17/2017 - Madison County, Alabama Man Indicted, Arrested for Alleged Violations of Alabama Securites Act
10/30/2017 - NASAA and Alabama Securities Commission Spotlights Warning Signs of Guardian Financial Abuse
10/20/2017 - Madison County, Alabama Woman Pleads Guilty, Sentenced for Illegal Investment Scheme
10/10/2017 - Alabama, Georgia Men Arrested for Alleged Violations of Alabama Securities Act
09/26/2017 - Alabama's Joseph Borg Begins Third Term as NASAA President
09/13/2017 - INVESTOR ALERT: Alabama Securities Commission Issues Binary Options Advisory
09/01/2017 - Muscle Shoals Insurance Salesman Arrested for Alleged Insurance Fraud and Financial Exploitation of an Elderly Person.
08/30/2017 - Warning of Scams Surrounding Hurricane Harvey
08/29/2017 - Alabama Veterans Face a Serious Threat: Financial Scammers
08/24/2017 - Community Education Program for Seniors Held in Roberstdale, Alabama Special Guest U.S Rep. Bradley Byrnes Attends and                       Addresses Key Issues.
08/16/2017 - Alabama Legislature Passes Bill to Modernize Regulation of Money Transfers. Governor Ivey Signs Into Law (Effective on                       August 1, 2017)
06/20/2017 - Henry County Resident (Judy Kay Morehead) Arrested for Alleged Alabama Securities Act Violations
06/20/2017 - Henry County Resident (Stanley Wayne Morehead) Arrested for Alleged Alabama Securities Act Violations
06/20/2017 - Henry County Resident (Benjamin Wayne Morehead) Arrested for Alleged Alabama Securities Act Violations
06/16/2017 - Madison County Woman (Kimberly Joy Dixson Scott) Indicted for Violations of Alabama Securities Act
06/14/2017 - Alabama Securities Commission Recognizes World Elder Abuse Awareness Day
05/25/2017 - James W. Strickhausen of Baldwin County, Alabama, Arrested for Alleged Alabama Securities Act Violations.
05/24/2017 - Auburn University Retiree Association (AURA) presents Wilford S. Bailey Award to Director, Joseph P. Borg
05/18/2017 - Arizona Resident (Larry Busch) Pleads Guilty to Conspiracy to Commit Securities Fraud in Baldwin County, Alabama
04/20/2017 - Warren, Michigan Man (Robert Craig Rudder) Pleads Guilty to Conspiracy to Commit Securities Fraud
03/02/2017 - Michigan Man (Robert Craig Rudder) Arrested for Alleged Violations of Alabama Securities Act
02/02/2017 - Louisiana Man (Bruce Alexander Gwyn) Pleads Guilty to Securities Registration Charge in Baldwin County, Alabama
02/27/2017 - Financial Field Manual for U.S. Servicemen and Women and Their Families Now Available from Alabama Securities Commission

For comments and/or suggestions contact
Education and Public Affairs Manager at:
Nick.Vonderau@ASC.Alabama.gov