2023 | 2022 | 2021 | 2020 | 2019 | 2018 | 2017 | 2016 | 2015 | 2014 | 2013 | 2012 | 2011 | 2010 | 2009 | 2008 | 2007 | 2006 | 2005 | 2004 | 2003 | 2002 | 2001

12/28/2020 - Investors Need to Do More Than Eat Greens on New Year's Day to Prosper. Don't Fall for Fraudulent Cyber Investments!
12/18/2020 - California man must stop doing business in Alabama; “to good to be true” offer turned out to be a scam!
12/17/2020 - Unregistered Agent Touting Banking System Expertise Ousted by Alabama Securities Commission
12/16/2020 - Unregistered Agent Selling Healthcare Securities Stopped by Alabama Securities Commission
12/01/2020 - Your Elf on the Shelf Called; Apparently, You’ve Been Answering Spoof Calls
10/27/2020 - Plan to Go Trick or Treating this Week? ASC Warns Cybercriminals Are Trying to Trick and Cheat You!
09/29/2020 - Avoiding Financial Scams COVID-19 and Beyond A Teletown Hall
09/25/2020 - Alabama Securities Commission Teams Up with Feds to Defend Seniors Lured to Trade Solid Investments for Empty Gold Mine
09/15/2020 - Financial Empowerment Program for Women "SHE CAN" ACCOMPLISH HER FINANCIAL GOALS
09/04/2020 - Alabama Securities Commission Says Don't Hit on Phishing Lures and Gives Red Flags To Stay Off the Hook
08/31/2020 - Internet Trading Company Touting 34,259% Profit Halted by Alabama Securities Commission
08/26/2020 - Alabama's Watchdog for Coronavirus Investment Crime Issues Order Against Millionaire & Billionaire Websites
08/24/2020 - INVESTOR ALERT -- Investment Fraud Skyrockets During Hurricane Season; UGH!
08/19/2020 - Alabama Securities Commission Participates in Coordinated International Crackdown on Coronavirus Scams
08/14/2020 - Texas and Alabama Securities Regulators Team Up to Uncover Global Investment Scam
07/16/2020 - Covid-19 - NASAA Case Update
06/29/2020 - Harbor City Capital and The Bonds of Deceit
06/24/2020 - ASC Issues Hot Con Watch; Breaking the Corona Fever
06/22/2020 - Instead of Striking Oil, Fraudster Strikes with Deceit to an Alabama Investor
06/16/2020 - U.S. House Concerned Over Covid-19 Financial Crimes; Calls on AL Securities Commission Chief Deputy Senn for Expertise
06/15/2020 - Securities Commission Warns of Risks of Investment Fraud Among Senior Alabamians Due to Increased Isolation
06/05/2020 - Sneaky SwiftTradings; Bitcoin and Securities Trading Platform Sunk by Alabama Securities Commission
05/22/2020 - Alabama Securities Commission Halts Another COVID-19 Scheme Aiming to Defraud Alabama Investors
05/20/2020 - Alabama Securities Commission Issues Order to Thwart International COVID-19 Investment Scheme Aimed at Profiting off the                      Pandemic
05/15/2020 - Fighting financial scams during a pandemic! Join statewide Tele-Town Hall on May 18th with Alabama’s AARP, BBB, Attorney                      General, and Securities Commission.
05/08/2020 - Alabama Senate Confirms Hope S. Marshall to Serve as Commissioner for the Alabama Securities Commission
05/01/2020 - Alabama Securities Commission Flattening the Threat of COVID-19 Con Artists Targeting Alabama Investors
04/30/2020 - Scam Stoppers Provide Tips to Protect Alabamians During Pandemic
04/21/2020 - The Alabama Securities Commission is Helping Families Affected by Covid-19 Write a New Financial Script
04/13/2020 - Alabama Securities Commission offers free financial education materials and budget tips to assist Alabamians during the                      COVID-19 pandemic and after
04/08/2020 - Alabama Securities Commission releases its latest ‘CON WATCH’* warning: ULTRA BTC Mining and Laura Branch ordered to                      stop business in Alabama immediately
03/28/2020 - COVID-19 Related Investment Schemes Anticipated - Alabama Securities Commission Outlines What to Expect and Offer                       Guidance on How to Protect Yourself
03/23/2020 - ASC CORONAVIRUS NOTICE (03/23/2020) - What Steps the Commission is Taking to Keep Our Staff and Our Stakeholders Safe
03/20/2020 - Alabama Securities Commission Warns Citizens to Beware of Financial Scams Relating to the Coronavirus Outbreak and                       Planned Government Payments
02/28/2020 - The Alabama Securities Commission Urges Investors to Beware of the Coronavirus Con
02/20/2020 - Miami resident, John David Geraci, is sentenced to prison and ordered to pay back millions to Alabama victims
02/14/2020 - Alabama Securities Commission Gets Return on Long Term Investigation of Prime Bank Fraud Scheme; Three Plead Guilty to                      Securities Violations
02/14/2020 - Steenson Guilty of quick flip land scam ensnaring senior investors in Alabama
01/24/2020 - Top Investment Vehicles that can Crash Your Financial Future

For comments and/or suggestions contact
Education and Public Affairs Manager at:
Nick.Vonderau@ASC.Alabama.gov