2023 | 2022 | 2021 | 2020 | 2019 | 2018 | 2017 | 2016 | 2015 | 2014 | 2013 | 2012 | 2011 | 2010 | 2009 | 2008 | 2007 | 2006 | 2005 | 2004 | 2003 | 2002 | 2001

12/29/2022 - FTX Signs Consent Order with Alabama Securities Commission to End Money Transmission in Alabama
11/29/2022 - Florida Couple Arrested for Alleged Financial Exploitation of the Elderly and Violations of the Alabama Securities Act
10/28/2022 - What Scams Are Knocking on Your Front Door This Halloween? Turn Off the Lights on these Tricksters!
10/20/2022 - Four State Securities Regulators File Enforcement Actions to Stop Sales of Fraudulent NFT Investments tied to the Metaverse
10/17/2022 - Deatsville Couple Arrested for Alleged Financial Exploitation of an Elderly Person
10/13/2022 - Colbert County Man Arrested for Multiple Alleged Violations of Security Law
10/03/2022 - Montgomery, Alabama Man Arrested for Financial Exploitation of the Elderly and Securities Fraud
8/31/2022 - Alabama Securities Commission Issues Advisory Concerning Investment Scams in the Metaverse
6/24/2022 - Commissioner Rowe Elected to Serve as Chairman of the Alabama Securities Commission
6/15/2022 - Together We Can End Elder Financial Abuse
5/11/2022 - Five States File Enforcement Actions to Stop Russian Scammers Perpetrating Metaverse Investment Fraud
5/02/2022 - Don’t Get Swept Away by a Romance Scam
4/13/2022 - Sand Vegas Casino Club Located in the Metaverse is Soliciting Investors to Invest Real Money in Un-Registered Investments
4/12/2022 - Fake Billionaire Pleads Guilty to Securities Fraud in Two More Counties, Concluding a Multi-County Fraud Prosecution
4/11/2022 - Alabama Securities Commission Welcomes Cristy Andrews As New Commissioner
4/08/2022 - Governor Ivey Declares April as Facts on Saving and Investing Campaign Month
3/30/2022 - New Jersey Financial Adviser Barred from the Securities Industry in Alabama
3/29/2022 - Alabama Securities Commission Issues Show Cause Order to Crypto Currency Company Voyager and Affiliates
3/24/2022 - Alabama Investor Loses Over $40,000 in Pig Butchering Scam
3/24/2022 - Hinson Pleads Guilty to Securities Fraud and Ordered to pay $1,248,740 in Restitution to Victims
3/08/2022 - Alabama Securities Commission Highlights Consumer Protection Week
3/07/2022 -The Alabama Securities Commission issues a Policy Statement regrading Investment Advisors, Broker-Dealers and                     qualified individuals may place a hold on a transaction related to suspected financial exploitation of a vulnerable person.
2/16/2022 - The Alabama Securities Commission Orders Bitminer Pro and Joel Williams to Cease Investment Activity in Alabama
2/14/2022 - ASC Joins with Other State Regulators to Settle with Digital Asset Lending Platform BlockFi for $50 Million for Sales of                     Unregistered Securities
2/10/2022 - Alabama Securities Commission Cautions Residents About Looking for Love in All the Wrong Places
2/01/2022 - Alabama Securities Commission Partners with CFTC and 26 State Securities Regulators to Stop $68 Million Precious Metals                     Scheme
1/10/2022 - Alabama Securities Commission Announces Top Investor Threats for 2022
1/07/2022 - Promises, Promises … Hoover Resident Promises Big Returns on Bank Investment but Leaves Investor Empty Handed

For comments and/or suggestions contact
Education and Public Affairs Manager at:
Nick.Vonderau@ASC.Alabama.gov