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11/21/2023 - The Alabama Securities Commission is Offering Tips to Follow Before You Start Checking Off Your Gift List
11/16/2023 - ASC issues Cease and Desist Order against GS Partners Global, WealthBuilders Worldwide, Josip Heit, Nathaniel Hines, Jr.,                    Jeanette Hines, Del Lewis, and Diana Lewis
10/25/2023 - Montgomery, ASC, CFTC, and 29 State Regulators Reach Settlement with Safeguard Metals in $68 Million Fraud Targeting                    Elderly Adults
9/26/2023 - Montgomery, Alabama Man Pleads Guilty to Financial Exploitation of an Elderly Person, Securities Fraud, and Theft of Property
8/25/2023 - Con Man Sentenced to 51 Months for Mail Fraud in Federal Court
8/23/2023 - Alabama Security Commission's Back-To-School Cybersecurity Tips
8/02/2023 - States Recoup Overcharges For Investors in Commodity Firm Bankruptcy
7/11/2023 - Alabama Joins Multiple States in $12.4 Million Settlement with Raymond James for Supervisory Failures
7/07/2023 - Alabama Residents Continue to Fall Victim to the Pig Butchering Scam and Their Savings Are Being Slaughtered
6/27/2023 - ASC and Secretary of State Warning Businesses of Fraudulent Mailer
6/16/2023 - ASC Issues Show Cause Order to Another Crypto Asset Company
6/15/2023 - Alabama Securities Commission Urges Public to Watch for Signs of Elder Abuse
6/06/2023 - Alabama Securities Commission Issues Show Cause Order to Crypto Asset Company Coinbase
5/30/2023 - Alabama Securities Commission Appoints Amanda Senn Director
5/02/2023 - Director Joseph Borg Retires from Alabama Securities Commission After 30 Years of Civil Service
4/11/2023 - Troy Man Pleads Guilty to Mail Fraud in Federal Court
4/06/2023 - ASC Joins Multiple States in $10 Million Settlement with Robinhood for Failing Investors
4/04/2023 - State Regulators Stop Fraudulent Artificial Intelligence Investment Scheme
3/10/2023 - Don't Let Fraudsters Clean Out Your Wallet This Spring
3/09/2023 - Aaron Brooks Butler Sentenced for Securities Fraud Crime
2/13/2023 - This Valentine's Day Avoid a Bad Romance
1/12/2023 - ASC Joins with Other State Securities Regulators to Settle with Nexo
1/12/2023 - Alabama Securities Commission Announces Stiff Sentence for Movie Production Scammer
1/07/2023 - New Market Man Pleads Guilty to Securities Fraud

For comments and/or suggestions contact
Education and Public Affairs Manager at:
Nick.Vonderau@ASC.Alabama.gov