Contact Us
| STREET ADDRESS | Alabama Securities Commission RSA Dexter Avenue Building 445 Dexter Avenue Suite 12000 Montgomery, AL 36104 |
| MAILING ADDRESS | Alabama Securities Commission P.O. Box 304700 Montgomery, AL 36130-4700 |
| PHONE/FAX/EMAIL | Toll Free Call: 1-800-222-1253 Local Call: (334)242-2984 Fax: (334) 242-0240 Email: asc@asc.alabama.gov |
| DIRECTOR'S OFFICE | ||
| Joseph Borg | Director | (334)242-2984 |
| Chris Rhodes | Executive Assistant to the Director | (334)242-2984 |
| Amanda Senn | Chief Deputy Director | (334)242-2984 |
| Edwin Reed | Deputy Director Administration | (334)242-2984 |
| Steve Feaga | Deputy Director Enforcement/Litigation | (334)242-2984 |
| LEGAL COUNSEL | ||
| Beau Brown | Associate Counsel | (334)242-2984 |
| Anne Gunter | Associate Counsel | (334)242-2984 |
| Michelle Ray | Associate Counsel | (334)242-2984 |
| Leslie Worrell | Associate Counsel | (334)242-2984 |
| Kim Booher | Paralegal | (334)242-2984 |
| Shana Proctor | Paralegal | (334)242-2984 |
| Kim Hinson | Legal Research Assistant | (334)242-2984 |
| ENFORCEMENT DIVISION | ||
| Ricky Locklar | Senior Special Agent | (334)242-2984 |
| Michael Gantt | Senior Special Agent | (334)242-2984 |
| REGISTRATION DIVISION - Licensing | ||
| Lisa Tolar | Securities Registration Manager | (334)242-2984 |
| Bene' Kyles | Securities Analyst Supervisor | (334)242-2372 |
| Tina Tell | Securities Analyst Supervisor | (334)353-7143 |
| Ashlee Gould | Senior Securities Analyst | (334)353-1057 |
| LaShonda Moultrie | Senior Securities Analyst | (334)353-5084 |
| Sandra Smith | Senior Securities Analyst | (334)353-7135 |
| Tim Adams | Senior Securities Analyst | (334)353-7883 |
| Sonya Daniels | Securities Analyst | (334)242-2392 |
| April Dunaway | Mutual Fund Filings | (334)242-4216 |
| REGISTRATION DIVISION - Auditing | ||
| Rena Davis | Securities Registration Manager | (334)242-2984 |
| Spencer Lee | Securities Analyst Supervisor | (334)353-7368 |
| Josh Lacy | Senior Securities Analyst | (334)242-2383 |
| Lauren Hitt | Senior Securities Analyst | (334)242-2384 |
| Marilyn Bullard | Senior Securities Analyst | (334)242-2375 |
| David Strickland | Senior Securities Analyst | (334)353-1056 |
| EDUCATION & PUBLIC AFFAIRS | ||
| Dan Lord | Manager | (334)353-4858 |
| Nick Vonderau | Marketing Specialist | (334)353-7697 |
| Faith Feaga | PR Information Specialist | (334)353-7628 |
| ADMINISTRATION DIVISION | ||
| Renee Sanders | Accounting/Personnel/Purchasing Manager | (334)242-2378 |
| INFORMATION TECHNOLOGY | ||
| David Gilmore | Manager | (334)242-2395 |
| Bonnie Traphan | Network Associate | (334)242-2381 |
| Darren Boulware | Operations Specialist | (334)353-7155 |
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