Contact Us

       
STREET ADDRESS



Alabama Securities Commission
RSA Dexter Avenue Building
445 Dexter Avenue
Suite 12000
Montgomery, AL 36104
 
MAILING ADDRESS

Alabama Securities Commission
P.O. Box 304700
Montgomery, AL 36130-4700
   
PHONE



1-800-222-1253
Local Call: (334) 242-2984

Fax: (334) 242-0240 
Email: ASC@ASC.Alabama.gov
     
DIRECTOR'S OFFICE
Amanda Senn Director
Steve Feaga Chief Deputy
Louis Franklin Deputy Director Enforcement
April McKay Deputy Director Administration
Shana Proctor Executive Assistant to the Director
     
LEGAL COUNSEL    
Andrew Schiff Chief Litigation Counsel
Beau Brown General Counsel
Leslie Worrell Assistant Attorney General
Kim Booher Senior Paralegal
Kim Hinson Legal Research Assistant
     
ENFORCEMENT DIVISION    
Ricky Locklar Regulatory Compliance Manager
Mike Gantt Regulatory Compliance Manager
Leighton Greenlee Senior Special Agent
Chip Harrison Senior Special Agent
     
REGISTRATION DIVISION  
Tina Tell Securities Registration Manager (334) 242-2984
Bene' Kyles Securities Analyst Supervisor (334) 242-2372
Tim Adams Securities Analyst Supervisor (334) 353-7883
Ashlee Gould Senior Securities Analyst (334) 353-1057
LaShonda Moultrie Senior Securities Analyst (334) 353-5084
Sandra Smith Senior Securities Analyst (334) 353-7135
Sonya Daniels Securities Analyst (334) 242-2392
April Dunaway Mutual Fund Filings (334) 242-4216
     
AUDITING DIVISION  
Rena Davis Securities Registration Manager  (334) 242-2984
Lauren Hitt Securities Analyst Supervisor (334) 242-2384
Carrie Holmes Securities Analyst Supervisor (334) 353-7368
Marilyn Bullard Senior Securities Analyst (334) 242-2375
David Strickland Senior Securities Analyst (334) 353-1056
Tate Duncan Securities Analyst (334) 242-2383
     
EDUCATION & PUBLIC AFFAIRS    
Nick Vonderau Communications and Public Relations Manager (334) 353-7697
Sierra Hall Communications and Public Relations Specialist, Trainee (334) 242-3746
     
ADMINISTRATION DIVISION    
Renee Sanders Accounting/Personnel/Purchasing Manager (334) 242-2378
     
INFORMATION TECHNOLOGY    
Bryan Selix Information Technology Manager
Andrew Loudermilk IT Systems Specialist, Associate
Darren Boulware IT Technician, Senior

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