Contact Us
| STREET ADDRESS |
Alabama Securities Commission RSA Dexter Avenue Building 445 Dexter Avenue Suite 12000 Montgomery, AL 36104 |
| MAILING ADDRESS |
Alabama Securities Commission P.O. Box 304700 Montgomery, AL 36130-4700 |
| PHONE |
Toll Free Call: 1-800-222-1253 Local Call: (334) 242-2984 Fax: (334) 242-0240 Email: asc@asc.alabama.gov |
| DIRECTOR'S OFFICE | ||
| Joseph Borg | Director | |
| Amanda Senn | Chief Deputy Director | |
| Louis Franklin | Deputy Director Enforcement | |
| Steve Feaga | Chief of Litigation | |
| LEGAL COUNSEL | ||
| Andrew Schiff | Senior Counsel | |
| Michelle Ray | Associate Counsel | |
| Leslie Worrell | Associate Counsel | |
| Kim Booher | Paralegal | |
| Shana Proctor | Paralegal | |
| Kim Hinson | Legal Research Assistant | |
| ENFORCEMENT DIVISION | ||
| Ricky Locklar | Senior Special Agent | |
| Michael Gantt | Senior Special Agent | |
| REGISTRATION DIVISION - Licensing | ||
| Tina Tell | Securities Registration Manager | (334) 242-2984 |
| Bene' Kyles | Securities Analyst Supervisor | (334) 242-2372 |
| Tim Adams | Securities Analyst Supervisor | (334) 353-7883 |
| Ashlee Gould | Senior Securities Analyst | (334) 353-1057 |
| LaShonda Moultrie | Senior Securities Analyst | (334) 353-5084 |
| Sandra Smith | Senior Securities Analyst | (334) 353-7135 |
| Sonya Daniels | Securities Analyst | (334) 242-2392 |
| April Dunaway | Mutual Fund Filings | (334) 242-4216 |
| REGISTRATION DIVISION - Auditing | ||
| Rena Davis | Securities Registration Manager | (334) 242-2984 |
| Lauren Hitt | Securities Analyst Supervisor | (334) 242-2384 |
| Carrie Holmes | Securities Analyst Supervisor | (334) 353-7368 |
| Marilyn Bullard | Senior Securities Analyst | (334) 242-2375 |
| David Strickland | Senior Securities Analyst | (334) 353-1056 |
| Tate Duncan | Securities Analyst | (334) 242-2383 |
| EDUCATION and PUBLIC AFFAIRS | ||
| Nick Vonderau | Communications and Public Relations Manager | (334) 353-7697 |
| Faith Feaga | Communications and Public Relations Specialist, Senior | (334) 353-7628 |
| ADMINISTRATION DIVISION | ||
| Renee Sanders | Accounting/Personnel/Purchasing Manager | (334) 242-2378 |
| INFORMATION TECHNOLOGY | ||
| Bryan Selix | Information Technology Manager | |
| Andrew Loudermilk | IT Systems Specialist, Associate | Darren Boulware | IT Technician, Senior |
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