Contact Us
STREET ADDRESS | Alabama Securities Commission RSA Dexter Avenue Building 445 Dexter Avenue Suite 12000 Montgomery, AL 36104 |
MAILING ADDRESS | Alabama Securities Commission P.O. Box 304700 Montgomery, AL 36130-4700 |
PHONE/FAX/EMAIL | Toll Free Call: 1-800-222-1253 Local Call: (334)242-2984 Fax: (334) 242-0240 Email: asc@asc.alabama.gov |
DIRECTOR'S OFFICE | ||
Joseph Borg | Director | (334)242-2984 |
Chris Rhodes | Executive Assistant to the Director | (334)242-2984 |
Amanda Senn | Chief Deputy Director | (334)242-2984 |
Edwin Reed | Deputy Director Administration | (334)242-2984 |
Steve Feaga | Deputy Director Enforcement/Litigation | (334)242-2984 |
LEGAL COUNSEL | ||
Beau Brown | Associate Counsel | (334)242-2984 |
Anne Gunter | Associate Counsel | (334)242-2984 |
Michelle Ray | Associate Counsel | (334)242-2984 |
Leslie Worrell | Associate Counsel | (334)242-2984 |
James McDowell | Chief of Cyber Operations | (334)242-2984 |
Kim Booher | Paralegal | (334)242-2984 |
Shana Proctor | Paralegal | (334)242-2984 |
Kim Hinson | Legal Research Assistant | (334)242-2984 |
ENFORCEMENT DIVISION | ||
Ricky Locklar | Senior Special Agent | (334)242-2984 |
Michael Gantt | Senior Special Agent | (334)242-2984 |
REGISTRATION DIVISION - Licensing | ||
Bene' Kyles | Securities Analyst Supervisor | (334)242-2372 |
Tina Tell | Securities Analyst Supervisor | (334)353-7143 |
Ashlee Gould | Senior Securities Analyst | (334)353-1057 |
LaShonda Moultrie | Senior Securities Analyst | (334)353-5084 |
Sandra Smith | Senior Securities Analyst | (334)353-7135 |
Tim Adams | Senior Securities Analyst | (334)353-7883 |
Sonya Daniels | Securities Analyst | (334)242-2392 |
April Dunaway | Mutual Fund Filings | (334)242-4216 |
REGISTRATION DIVISION - Auditing | ||
Rena Davis | Securities Registration Manager | (334)242-2984 |
Spencer Lee | Securities Analyst Supervisor | (334)353-7368 |
Josh Lacy | Senior Securities Analyst | (334)242-2383 |
Lauren Hitt | Senior Securities Analyst | (334)242-2384 |
Marilyn Bullard | Senior Securities Analyst | (334)242-2375 |
David Strickland | Senior Securities Analyst | (334)353-1056 |
EDUCATION & PUBLIC AFFAIRS | ||
Dan Lord | Manager | (334)353-4858 |
Nick Vonderau | Marketing Specialist | (334)353-7697 |
Faith Feaga | PR Information Specialist | (334)353-7628 |
ADMINISTRATION DIVISION | ||
Renee Sanders | Accounting/Personnel/Purchasing Manager | (334)242-2378 |
INFORMATION TECHNOLOGY | ||
David Gilmore | IT Systems Specialist | (334)242-2395 |
Darren Boulware | Operations Specialist | (334)353-7155 |
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