Alabama Securities Commission

News Releases

Links to older news articles can be found in the News Archives Section.

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Date

1.

4-21-2021

You are Invited to Attend a Virtual Learning Event - “Investing: What’s New & What’s Not”

2.

4-01-2021

Governor Ivey Declares April as Facts on Saving and Investing Campaign Month; Alabama Securities Commission and Partners Provide Tips that Make Cents

3.

4-01-2021

Alabama Securities Commission Welcomes Former U.S. Attorney Louis Franklin, SR. as Deputy Director of Enforcement

4.

3-31-2021

Governor Ivey's Proclamation - Facts on Saving and Investing Campaign Month

5.

3-18-2021

Join Us for “The COVID Effect” Virtual Event Rack Up Good Information on Restoring Your Financial Wellness

6.

3-16-2021

Alabama Investors in Precious Metals Scheme Involving METALS.COM, TOWER EQUITY, CHASE METALS, AND BARRICK CAPITAL URGED TO FILE CLAIMS - CLAIM DEADLINE APRIL 30, 2021

7.

3-04-2021

Alabama Securities Commission Announces Top Investor Threats for 2021

8.

2-16-2021

Alabama Securities Commission Provides Tips to Help Investors Protect Online Accounts

9.

2-04-2021

Alabama Securities Commission Files Court Action Against GPB Capital Holdings, LLC for Allegedly Defrauding Alabama Investors in a Nationwide $1.8 Billion Securities Scheme

10.

1-14-2021

Not Every Cryptocurrency Cloud Mine Has a Silver Lining, ASC Shuts Down Two Mines

11.

1-11-2021

Alabama Securities Commission Makes Big Strike on Texas Based Oil & Gas Investment Scams

12.

12-28-2020

Investors Need to Do More Than Eat Greens on New Year's Day to Prosper. Don't Fall for Fraudulent Cyber Investments Warns ASC

13.

12-18-2020

California man must stop doing business in Alabama; “to good to be true” offer turned out to be a scam!

14.

12-17-2020

Unregistered Agent Touting Banking System Expertise Ousted by Alabama Securities Commission

15.

12-16-2020

Unregistered Agent Selling Healthcare Securities Stopped by Alabama Securities Commission

16.

12-01-2020

Your Elf on the Shelf Called; Apparently, You’ve Been Answering Spoof Calls

17.

10-27-2020

Plan to Go Trick or Treating this Week? ASC Warns Cybercriminals Are Trying to Trick and Cheat You!

18.

9-30-2020

Avoiding Financial Scams COVID-19 and Beyond A Teletown Hall

19.

9-25-2020

Alabama Securities Commission Teams Up with Feds to Defend Seniors Lured to Trade Solid Investments for Empty Gold Mine

20.

9-15-2020

Financial Empowerment Program for Women “SHE CAN” ACCOMPLISH HER FINANCIAL GOALS

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