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News Releases
Links to older news articles can be found in the News Archives Section.

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 Date 
1.  11-19-2021 Alabama Securities Director Joseph Borg Elected to Serve as NW3C Treasurer
2.  11-18-2021 Alabama Securities Commission Issues Cease and Desist Order against 97 Trading Websites
3.  11-08-2021 ASC Seeks Justice for Cast of Victims in Movie Investment Scam
4.  10-28-2021 3 Spooky Scams to Watch Out for This Halloween
5.  9-10-2021 Alabama Securities Commission Partners with "SHORT the Squirrel"
6.  8-18-2021 Alabama Securities Commission’s Back-to-School Cyber Rules
7.  8-06-2021 Alabama and Texas Securities Regulators File Orders Against First Class Wealth Preservation for Precious Metals Investment Scheme
8.  7-22-2021 State Securities Regulators in Texas and Alabama Team Up to Protect Senior Investors and Put a Stop to Fraudulent Precious Metal Investments
9.  7-21-2021 Alabama Securities Commission Issues Show Cause Order to Cryptocurrency Company “BlockFi”
10.  6-22-2021 ASC ENCOURAGES CLEAN CYBER HYGIENE TO HELP PREVENT YOU FROM BECOMING A VICTIM OF A RANSOMWARE ATTACK
11.  6-14-2021 Alabama Securities Commission Recognizes World Elder Abuse Awareness Day; Explains the Warning Signs of Financial Abuse
12.  4-21-2021 You are Invited to Attend a Virtual Learning Event - “Investing: What’s New & What’s Not”
13.  4-01-2021 Governor Ivey Declares April as Facts on Saving and Investing Campaign Month; Alabama Securities Commission and Partners Provide Tips that Make Cents
14.  4-01-2021 Alabama Securities Commission Welcomes Former U.S. Attorney Louis Franklin, SR. as Deputy Director of Enforcement
15.  3-31-2021 Governor Ivey's Proclamation - Facts on Saving and Investing Campaign Month
16.  3-18-2021 Join Us for “The COVID Effect” Virtual Event Rack Up Good Information on Restoring Your Financial Wellness
17.  3-16-2021 Alabama Investors in Precious Metals Scheme Involving METALS.COM, TOWER EQUITY, CHASE METALS, AND BARRICK CAPITAL URGED TO FILE CLAIMS - CLAIM DEADLINE APRIL 30, 2021
18.  3-04-2021 Alabama Securities Commission Announces Top Investor Threats for 2021
19.  2-16-2021 Alabama Securities Commission Provides Tips to Help Investors Protect Online Accounts
20.  2-04-2021 Alabama Securities Commission Files Court Action Against GPB Capital Holdings, LLC for Allegedly Defrauding Alabama Investors in a Nationwide $1.8 Billion Securities Scheme
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