Alabama Securities Commission

News Releases

Links to older news articles can be found in the News Archives Section.

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Date

1.

6-29-2020

Harbor City Capital and The Bonds of Deceit

2.

6-24-2020

ASC Issues Hot Con Watch; Breaking the Corona Fever

3.

6-22-2020

Instead of striking oil, fraudster strikes with deceit to an Alabama investor

4.

6-16-2020

U.S. House Concerned Over Covid-19 Financial Crimes; Calls on AL Securities Commission Chief Deputy Senn for Expertise

5.

6-15-2020

SECURITIES COMMISSION WARNS OF RISKS OF INVESTMENT FRAUD AMONG SENIOR ALABAMIANS DUE TO INCREASED ISOLATION DURING COVID-19

6.

6-05-2020

Sneaky SwiftTradings; Bitcoin and Securities Trading Platform Sunk by Alabama Securities Commission

7.

5-22-2020

Alabama Securities Commission Halts Another COVID-19 Scheme Aiming to Defraud Alabama Investors

8.

5-20-2020

Alabama Securities Commission Issues Order to Thwart International COVID-19 Investment Scheme Aimed at Profiting off the Pandemic

9.

5-15-2020

Fighting financial scams during a pandemic! Join statewide Tele-Town Hall on May 18th with Alabama’s AARP, BBB, Attorney General, and Securities Commission.

10.

5-08-2020

Alabama Senate Confirms Hope S. Marshall to Serve as Commissioner for the Alabama Securities Commission

11.

5-01-2020

Alabama Securities Commission Flattening the Threat of COVID-19 Con Artists Targeting Alabama Investors

12.

4-30-2020

Scam Stoppers Provide Tips To Protect Alabamians During Pandemic

13.

4-21-2020

The Alabama Securities Commission is Helping Families Affected by Covid-19 Write a New Financial Script

14.

4-14-2020

Alabama Securities Commission offers free financial education materials and budget tips to assist Alabamians during the COVID-19 pandemic and after

15.

4-08-2020

Alabama Securities Commission releases its latest ‘CON WATCH’* warning: ULTRA BTC Mining and Laura Branch ordered to stop business in Alabama immediately

16.

3-28-2020

COVID-19 Related Investment Schemes Anticipated - Alabama Securities Commission Outlines What to Expect and Offer Guidance on How to Protect Yourself

17.

3-23-2020

ASC CORONAVIRUS NOTICE (03/23/2020) - What Steps the Commission is Taking to Keep Our Staff and Our Stakeholders Safe

18.

3-20-2020

Alabama Securities Commission Warns Citizens to Beware of Financial Scams Relating to the Coronavirus Outbreak and Planned Government Payments

19.

3-19-2020

(EMERGENCY ORDER) Temporary Relief for Registrants Affected by the COVID-19 Outbreak

20.

3-02-2020

The Alabama Securities Commission Urges Investors to Beware of the Coronavirus Con

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