https://asc.alabama.gov/11627/restitution-to-be-paid-by-william-bryan-kash/2023-11-01T12:55:40-05:00https://asc.alabama.gov/11629/top-five-investments-to-be-wary-about/2023-11-01T12:59:53-05:00https://asc.alabama.gov/11636/mn-partners-inc-wrap-up/2023-11-01T13:30:10-05:00https://asc.alabama.gov/11640/william-bryan-kash-pleads-guilty/2024-06-12T12:51:45-05:00https://asc.alabama.gov/11644/scams-following-attacks/2023-11-01T13:31:13-05:00https://asc.alabama.gov/11647/fraud-using-religion-on-the-rise/2024-06-12T12:47:14-05:00https://asc.alabama.gov/11649/conviction-of-andrew-malone-williams/2023-11-01T13:31:49-05:00https://asc.alabama.gov/11652/arrest-of-leonard-james/2023-11-01T13:32:05-05:00https://asc.alabama.gov/11659/securities-commission-pays-back-fraud-victims/2023-11-01T13:32:24-05:00https://asc.alabama.gov/11663/asc-warns-pre-ipo-investors/2023-11-01T13:29:41-05:00https://asc.alabama.gov/11678/asc-bars-11-from-securities-industry/2023-11-01T13:33:36-05:00https://asc.alabama.gov/11680/tri-west-investment-club-financial-warfare-club-inc-unite1/2024-06-12T13:07:29-05:00https://asc.alabama.gov/11682/asc-halts-unite1-looks-like-mn-partners-scam/2023-11-01T13:37:30-05:00https://asc.alabama.gov/11684/joe-edward-spruiell-arrested-on-two-counts-of-1st-degree-theft/2023-11-01T13:38:35-05:00https://asc.alabama.gov/11686/viatical-elderly-settlement-providers-llc-vespers/2024-06-12T12:45:43-05:00https://asc.alabama.gov/11688/sentencing-of-nancy-trousdale-and-donald-trowbridge/2023-11-01T14:00:35-05:00https://asc.alabama.gov/11695/mn-partners-inc-is-closed-for-business/2023-11-01T14:01:52-05:00https://asc.alabama.gov/11697/5-found-guilty-in-greater-ministries-case/2024-06-12T12:44:52-05:00https://asc.alabama.gov/11699/minister-pleads-guilty/2024-06-12T12:44:54-05:00https://asc.alabama.gov/11702/charles-r-dare-arrested/2023-11-01T14:31:20-05:00https://asc.alabama.gov/11824/george-dewey-creel-pleads-guilty-securities-scheme/2023-11-01T14:37:31-05:00https://asc.alabama.gov/11826/michael-carreca-sentenced-15-years/2023-11-01T14:38:40-05:00https://asc.alabama.gov/11828/investor-alert-international-related-e-mail-solicitations/2023-11-01T14:40:52-05:00https://asc.alabama.gov/11830/james-m-bohannon-sentenced/2023-11-01T14:56:01-05:00https://asc.alabama.gov/11916/seized-assets-returned-to-ibf-investors/2023-11-01T14:57:52-05:00https://asc.alabama.gov/11994/nine-arrested-in-daystar-church-scam/2023-11-01T15:00:17-05:00https://asc.alabama.gov/11996/francis-clark-sr-arrested-fabtec-inc/2024-06-12T08:47:52-05:00https://asc.alabama.gov/11998/james-c-hulsey-iii-pleads-guilty/2023-11-01T15:06:06-05:00https://asc.alabama.gov/12001/joseph-edward-spruiell-pleads-guilty/2023-11-01T15:07:00-05:00https://asc.alabama.gov/12003/the-facts-on-saving-and-investing-campaign-what-investors-need-to-know/2023-11-01T15:21:18-05:00https://asc.alabama.gov/12005/james-m-bohannon-pleads-guilty/2023-11-01T15:22:21-05:00https://asc.alabama.gov/12007/annual-facts-on-saving-and-investing-campaign-finds-americans-financial-situation-more-precarious-then-ever/2023-11-01T15:27:58-05:00https://asc.alabama.gov/12009/risky-death-futures-draw-warning-from-state-securities-regulators/2023-11-01T15:31:01-05:00https://asc.alabama.gov/12011/arrest-of-joseph-edward-spruiell/2023-11-01T15:32:02-05:00https://asc.alabama.gov/12013/prime-bank-scams-on-the-rise/2023-11-01T15:33:08-05:00https://asc.alabama.gov/12049/memlock-systems-kenneth-and-donna-brown-pleads-guilty/2024-06-11T14:33:00-05:00https://asc.alabama.gov/12051/state-securities-regulators-allege-advance-fee-scheme-targeted-businesses-individuals-seeking-residential-and-commercial-loans-in-u-s-and-puerto-rico/2023-11-02T08:50:32-05:00https://asc.alabama.gov/12054/daystar-sentencing-for-nancilu-carpenter-donald-cayton-leonard-miller-william-till-elaine-jenkins-turner-and-david-wayne-gordan/2024-06-11T13:59:25-05:00https://asc.alabama.gov/12056/state-securities-cops-warn-seniors-to-be-on-the-lookout-for-investment-fraud/2024-06-11T14:00:33-05:00https://asc.alabama.gov/12058/david-wayne-gordon-found-guilty-daystar-church/2024-06-11T13:59:24-05:00https://asc.alabama.gov/12060/elaine-jenkins-turner-pleads-guilty-daystar-church/2024-06-11T13:59:25-05:00https://asc.alabama.gov/12062/daystar-church-five-5-plea-guilty/2024-06-11T13:59:25-05:00https://asc.alabama.gov/12064/francis-clark-sr-sentenced-to-12-years-and-must-pay-restitution-of-1603117-04/2023-11-02T09:00:12-05:00https://asc.alabama.gov/12066/wealth-builders-international-wbi-order-to-cease-and-desist/2023-11-02T09:01:49-05:00https://asc.alabama.gov/12068/jordan-p-olshan-receives-90-months-confinement/2023-11-02T09:03:12-05:00https://asc.alabama.gov/12070/securities-regulators-unveil-fraud-awareness-quiz/2023-11-02T09:04:10-05:00https://asc.alabama.gov/12072/george-dewey-creel-pleads-guilty/2023-11-02T09:05:21-05:00https://asc.alabama.gov/12074/wall-street-settlement-alabama/2023-11-02T09:10:00-05:00https://asc.alabama.gov/12076/nasaa-unveils-legislative-agenda-that-puts-investors-first/2023-11-02T09:11:13-05:00https://asc.alabama.gov/12078/francis-clark-sr-pleads-guilty-fabtec-inc/2023-11-02T09:12:30-05:00https://asc.alabama.gov/12080/alabama-joins-in-national-investor-education-initiative/2023-11-02T09:14:11-05:00https://asc.alabama.gov/12082/brian-burgdorf-pleads-guilty-millennium-fund/2023-11-02T09:15:15-05:00https://asc.alabama.gov/12084/mark-stephen-cooper-and-april-sunday-rutledge-cooper-pleads-guilty-daystar-assembly-of-god/2024-06-11T13:56:40-05:00https://asc.alabama.gov/12086/kenneth-and-donna-brown-arrested-memlock-systems/2024-06-11T14:11:54-05:00https://asc.alabama.gov/12088/arrest-of-harris-carl-grant-jr-and-ginger-kay-grant/2023-11-02T09:19:12-05:00https://asc.alabama.gov/12090/jordan-p-olshan-pleads-guilty/2023-11-02T09:20:18-05:00https://asc.alabama.gov/12092/robert-lee-dare-arrested/2023-11-02T09:21:04-05:00https://asc.alabama.gov/12094/carlos-fernandez-from-costa-rica-arrested-for-alleged-violations-of-the-alabama-securities-act/2023-11-02T09:32:05-05:00https://asc.alabama.gov/12120/alabama-public-television-and-the-alabama-securities-commission-partner-to-promote-personal-finance/2023-11-02T09:33:40-05:00https://asc.alabama.gov/12123/wayne-h-smith-of-heflin-alabama-was-arrested-for-alleged-violations-of-the-alabama-securities-act/2023-11-02T09:48:47-05:00https://asc.alabama.gov/12175/investor-alert-citizens-beware-of-offers-via-internet-from-liberty-assets-inc-lai-mondale-trading-and-foreign-shareholder-protection-department-fspd/2023-11-15T15:18:41-06:00https://asc.alabama.gov/12177/830-x-3-05-statement-of-financial-condition-proposed-commission-rule-changes/2023-11-02T09:56:25-05:00https://asc.alabama.gov/12179/830-x-3-14-records-required-of-registered-dealers-proposed-commission-rule-changes/2023-11-02T09:57:09-05:00https://asc.alabama.gov/12181/cease-and-desist-issued-against-learn-waterhouse-inc/2023-11-02T09:59:03-05:00https://asc.alabama.gov/12183/investor-alert-unregistered-investment-companies-ordered-to-cease-and-desist-raised-160-million-from-religious-organizations/2023-11-15T15:19:03-06:00https://asc.alabama.gov/12185/alabama-to-receive-400000-in-settlement-with-deutsche-bank-securities-and-thomas-weisel-partners/2023-11-02T10:08:47-05:00https://asc.alabama.gov/12190/investor-alert-otc-telemarketing-scam/2024-06-04T15:36:00-05:00https://asc.alabama.gov/12197/edwin-rick-woods-arrested-three-hands-construction-llc/2024-06-04T15:34:55-05:00https://asc.alabama.gov/12199/thomas-and-inez-mccray-are-arrested-and-bonds-revoked-health-and-wealth-coop/2023-11-02T10:37:26-05:00https://asc.alabama.gov/12201/john-mewbourn-pleads-guilty-to-6-counts-of-sale-of-unregistered-securities/2023-11-02T11:58:22-05:00https://asc.alabama.gov/12207/joseph-borg-speaks-to-the-united-nations/2023-11-02T12:12:12-05:00https://asc.alabama.gov/12209/amsouth-investment-services-assessed-225000-in-fines-and-penalties-by-mississippi-and-alabama-regulators/2023-11-02T12:14:28-05:00https://asc.alabama.gov/12211/wealth-builders-international-bwi-terry-harris-arrested/2023-11-02T12:17:08-05:00https://asc.alabama.gov/12213/memlock-systems-dale-and-shirley-graybill-arrested/2023-11-02T12:20:04-05:00https://asc.alabama.gov/12215/announcing-the-economic-crime-alliance-of-alabama/2023-11-02T12:21:55-05:00https://asc.alabama.gov/12217/the-jump-tart-coalition-and-other-non-profit-agencies-receive-grants-to-promote-personal-finance-education-in-alabama/2023-11-02T12:23:06-05:00https://asc.alabama.gov/12219/daystar-kelly-vickers-sentenced/2024-06-04T15:33:21-05:00https://asc.alabama.gov/12221/asc-reminds-investors-to-do-their-homework-before-investing-in-529-college-savings-plans/2023-11-02T15:03:54-05:00https://asc.alabama.gov/12306/hoover-residents-arrested-as-part-of-international-securities-scheme/2023-11-03T08:17:54-05:00https://asc.alabama.gov/12309/alabama-securities-commission-urges-investors-to-carefully-check-credentials-of-senior-specialists/2023-11-03T08:19:06-05:00https://asc.alabama.gov/12311/allison-creighton-pled-guilty-to-securities-fraud/2023-11-03T08:37:31-05:00https://asc.alabama.gov/12315/securities-commission-reaches-agreement-with-morgan-stanley-to-compensate-birmingham-investors/2023-11-03T08:39:12-05:00https://asc.alabama.gov/12318/securities-commission-financial-education-manager-receives-national-award-for-service-to-the-investing-public/2023-11-03T08:43:41-05:00https://asc.alabama.gov/12321/dendrick-atkins-charged-with-16-counts-of-fraud/2023-11-03T08:47:02-05:00https://asc.alabama.gov/12324/alabama-securities-commission-announces-system-fee-waiver-reduction-for-advisers/2023-11-03T08:49:22-05:00https://asc.alabama.gov/12326/asc-announces-promotions-and-new-personnel-in-the-legal-division/2023-11-03T08:56:08-05:00https://asc.alabama.gov/12331/anthony-darrell-harris-surrenders-to-the-mobile-county-authorities-for-alleged-involvement-in-an-illegal-securities-scheme/2023-11-03T09:01:07-05:00https://asc.alabama.gov/12336/emergency-order-due-to-hurricane-katrina/2023-11-15T15:16:10-06:00https://asc.alabama.gov/12486/alabama-securities-commission-works-with-us-attorney-office-results-in-5-count-indictment/2023-11-03T09:16:20-05:00https://asc.alabama.gov/12488/securities-and-insurance-regulators-from-alabama-join-multi-state-settlement-against-a-kansas-city-ms-brokerage-and-insurance-firm-waddell-reed-for-an-unsuitable-variable-annuity-exchange-program/2023-11-03T09:23:44-05:00https://asc.alabama.gov/12492/alabama-securities-commission-spans-the-globe/2023-11-03T09:26:14-05:00https://asc.alabama.gov/12495/dale-and-shirley-graybill-sentenced-for-involvement-in-securities-scheme/2023-11-03T09:30:53-05:00https://asc.alabama.gov/12498/joseph-p-borg-director-of-the-alabama-securities-commission-has-been-elected-to-the-position-of-president-elect-for-the-north-american-securities-administrators-association-nasaa/2023-11-03T09:39:33-05:00https://asc.alabama.gov/12501/alert-warning-to-citizens-pips-pure-and-pic-have-been-ordered-to-cease-and-desist-business-in-alabama/2023-11-15T15:16:52-06:00https://asc.alabama.gov/12503/alert-alabama-securities-commission-advises-investors-to-beware-of-hurricane-related-scams/2023-11-15T15:16:37-06:00https://asc.alabama.gov/12508/terry-harris-placed-in-the-montgomery-county-detention-facility/2023-11-03T10:39:53-05:00https://asc.alabama.gov/12526/alert-commission-warns-investors-to-beware-of-phony-regulators-foreign-investors-getting-a-bad-deal-in-any-language/2023-11-15T15:17:08-06:00https://asc.alabama.gov/12529/alert-warning-to-alabama-citizens-angel-construction-inc-angel-homes-and-angel-investments-have-been-ordered-to-cease-and-desist-business/2023-11-15T15:17:30-06:00https://asc.alabama.gov/12533/terry-harris-of-birmingham-alabama-sentenced-for-violations-of-the-alabama-securities-act/2023-11-03T10:49:39-05:00https://asc.alabama.gov/12536/gwaltney-downen-and-morice-arrested-in-tennessee-for-alleged-violations-of-the-alabama-securities-act/2024-05-31T14:14:47-05:00https://asc.alabama.gov/12538/alabama-joins-in-national-investor-education-initiative-2/2023-11-03T10:54:28-05:00https://asc.alabama.gov/12542/edwin-rick-wood-of-millbrook-alabama-sentenced-for-securities-fraud-and-theft-of-property/2024-05-31T14:13:00-05:00https://asc.alabama.gov/12544/alert-warning-to-alabama-citizens-about-possible-illegal-offer-and-or-sale-of-securities-by-caruba-international-llc-and-tradewind-holding-company/2023-11-15T15:17:57-06:00https://asc.alabama.gov/12546/edwin-rick-wood-of-millbrook-alabama-pled-guilty-to-securities-fraud-and-theft-of-property/2024-05-31T14:12:58-05:00https://asc.alabama.gov/12548/allison-hunt-creighton-arrested-for-alleged-ira-securities-scam/2023-11-03T11:00:56-05:00https://asc.alabama.gov/12550/jameka-whatley-of-birmingham-alabama-pled-guilty-to-fraud-and-theft-in-stock-options-trading-scam/2024-05-31T14:13:42-05:00https://asc.alabama.gov/12552/alert-be-on-alert-for-offerings-from-premium-income-corp-tri-forex-international-ltd-and-suspected-key-associates-listed/2023-11-15T15:18:23-06:00https://asc.alabama.gov/12554/frank-ray-johnson-and-milton-vaughn-of-montgomery-alabama-arrested-for-alleged-participation-in-prime-bank-scheme/2023-11-03T11:12:51-05:00https://asc.alabama.gov/12556/wealth-builders-international-wbi-founder-terry-harris-pleads-guilty/2023-11-03T11:14:09-05:00https://asc.alabama.gov/12558/christopher-croft-arrested-for-alleged-violations-of-the-alabama-securities-act/2023-11-03T14:06:18-05:00https://asc.alabama.gov/12585/advanced-fee-scam-offers-to-buy-shares-of-underperforming-or-worthless-securities-at-a-high-price/2023-11-03T14:09:17-05:00https://asc.alabama.gov/12587/state-securities-regulators-report-increases-in-enforcement-actions-money-ordered-returned-to-investors-years-of-incarceration-for-securities-law-violations/2023-11-03T14:12:16-05:00https://asc.alabama.gov/12590/alabama-securities-commission-announces-continuation-of-iard-system-fee-waiver/2023-11-03T14:26:24-05:00https://asc.alabama.gov/12592/harris-ordered-to-pay-almost-a-million-dollars-in-restitution-to-victims/2023-11-03T14:33:46-05:00https://asc.alabama.gov/12596/lamonica-plea-and-sentence/2024-05-31T13:55:57-05:00https://asc.alabama.gov/12598/joseph-p-borg-elected-to-head-international-securities-organization/2023-11-03T15:26:15-05:00https://asc.alabama.gov/12600/anthony-darrell-harris-sentenced-18-months-for-securities-fraud/2023-11-03T15:32:06-05:00https://asc.alabama.gov/12602/dendrick-atkins-pled-guilty-to-three-counts-for-violation-of-the-alabama-securities-act-and-theft-of-property/2023-11-03T15:34:42-05:00https://asc.alabama.gov/12604/alabama-top-securities-regulator-letter-of-concern/2023-11-03T15:44:24-05:00https://asc.alabama.gov/12946/alabama-to-receive-over-300000-in-wachovia-settlement/2023-11-07T07:48:19-06:00https://asc.alabama.gov/12950/alert-watch-out-for-these-five-investor-traps-now/2023-11-15T15:14:27-06:00https://asc.alabama.gov/12952/asc-to-join-sec-in-new-alabama-campaign-to-protect-senior-investors/2024-05-31T13:55:12-05:00https://asc.alabama.gov/12954/alabama-securities-commission-partners-with-irs-to-share-bank-secrecy-act-information/2023-11-07T07:54:16-06:00https://asc.alabama.gov/12956/alabama-securities-commission-appoints-new-senior-special-agent/2023-11-07T07:57:20-06:00https://asc.alabama.gov/12958/alert-five-scams-to-watch-out-for-now/2023-11-15T15:15:42-06:00https://asc.alabama.gov/12960/survey-finds-most-investors-lack-critical-survival-skills/2023-11-07T08:02:46-06:00https://asc.alabama.gov/12962/investor-warning-from-north-carolina-and-alabama-auto-surf-may-be-a-new-ponzi-scheme/2023-11-07T08:04:26-06:00https://asc.alabama.gov/12964/asc-releases-unlucky-13-list-of-investor-traps-for-2006/2023-11-07T08:06:19-06:00https://asc.alabama.gov/12966/mobile-couple-thomas-and-inez-mccray-pled-guilty-to-violations-of-alabama-securities-act/2023-11-07T08:08:14-06:00https://asc.alabama.gov/12971/hoover-resident-arrested-again-for-alledged-involvement-in-an-international-securities-scheme/2023-11-07T08:10:09-06:00https://asc.alabama.gov/12974/mervish-and-pier-arrested-in-miami-will-be-extradited-to-alabama-for-alleged-securities-fraud/2023-11-07T08:11:28-06:00https://asc.alabama.gov/12976/alabamians-beware-of-tax-related-investment-opportunities/2023-11-07T08:12:49-06:00https://asc.alabama.gov/12979/alabama-securities-commission-searching-for-potential-fraud-victims-in-south-alabama/2023-11-07T08:16:57-06:00https://asc.alabama.gov/13015/california-trio-arrested-for-alleged-violations-of-alabama-securities-act/2023-11-07T08:18:12-06:00https://asc.alabama.gov/13017/ranchers-bond-revoked-and-arrested-again-for-alleged-violations-of-alabama-securities-act/2023-11-07T08:19:25-06:00https://asc.alabama.gov/13019/ryan-o-rancher-arrested-for-alleged-violations-of-alabama-securities-act/2023-11-07T08:20:39-06:00https://asc.alabama.gov/13021/paul-haskell-lane-jr-arrested-for-alleged-violations-of-the-alabama-securities-act/2023-11-07T08:39:23-06:00https://asc.alabama.gov/13023/investors-cautioned-to-be-wary-of-securities-settlement-offers/2023-11-07T08:40:40-06:00https://asc.alabama.gov/13025/alabama-securities-director-receives-national-arbitration-bar-associations-highest-award/2023-11-07T08:42:08-06:00https://asc.alabama.gov/13027/investor-alert-notice-of-possible-stock-scam/2023-11-07T08:43:42-06:00https://asc.alabama.gov/13029/joseph-borg-honored-by-north-american-securities-administrators-association/2023-11-07T08:50:56-06:00https://asc.alabama.gov/13031/top-securities-cop-warns-alabamians-about-current-schemes-scams/2023-11-15T14:37:01-06:00https://asc.alabama.gov/13033/von-kanel-surrenders-to-authorities-to-begin-sentence-for-securities-fraud/2023-11-07T08:55:45-06:00https://asc.alabama.gov/13036/willie-joe-and-linda-d-phillips-arrested-for-alleged-violations-of-alabama-securities-act/2023-11-07T09:42:04-06:00https://asc.alabama.gov/13097/alabama-securities-commission-director-honored-for-contributions-to-alabama-and-u-s-main-street-investors/2023-11-07T09:45:00-06:00https://asc.alabama.gov/13101/ronald-dover-holland-bibb-county-alabama-resident-arrested-for-alleged-violations-of-alabama-securities-act/2023-11-07T09:49:23-06:00https://asc.alabama.gov/13104/joseph-p-borg-testifies-to-congressional-panel-concerning-ipos-of-private-equity-and-hedge-fund/2023-11-07T10:16:49-06:00https://asc.alabama.gov/13188/james-f-fitch-arrested-for-alleged-violations-of-alabama-securities-act/2023-11-07T10:18:10-06:00https://asc.alabama.gov/13190/alabama-securities-commission-director-to-attend-international-forum-in-taiwan/2023-11-07T10:39:31-06:00https://asc.alabama.gov/13194/top-securities-cop-in-alabama-addresses-senate-panel-that-needs-of-investors-must-come-first/2023-11-07T10:41:01-06:00https://asc.alabama.gov/13196/alabama-securities-commission-identifies-top-10-traps-facing-investors/2023-11-07T10:42:49-06:00https://asc.alabama.gov/13198/von-kanel-pleads-guilty-in-jefferson-county-to-securities-fraud-and-sale-of-unregistered-securities/2023-11-07T10:44:09-06:00https://asc.alabama.gov/13201/keith-trawick-is-arrested-in-henry-county-alabama-for-alleged-violation-of-the-alabama-securities-act/2023-11-07T10:48:05-06:00https://asc.alabama.gov/13204/alabama-joins-in-national-investor-education-initiative-3/2023-11-07T14:57:55-06:00https://asc.alabama.gov/13394/von-kanel-sentenced-for-the-sale-of-unregistered-securities-faces-indictments-in-jefferson-county/2023-11-07T14:59:13-06:00https://asc.alabama.gov/13396/director-of-alabama-securities-commission-to-attend-international-securities-conference-in-india/2023-11-07T15:00:26-06:00https://asc.alabama.gov/13398/wayne-h-smith-of-heflin-alabama-pleads-guilty-to-violations-of-the-alabama-securities-act/2023-11-07T15:07:57-06:00https://asc.alabama.gov/13400/selma-dallas-county-youth-learn-personal-finance-options-enjoy-capitol-visit/2023-11-07T15:33:24-06:00https://asc.alabama.gov/13402/identity-theft-assistance-center-joins-government-officials-at-groundbreaking-of-the-national-computer-forensics-institute/2023-11-07T15:34:35-06:00https://asc.alabama.gov/13404/director-of-alabama-securities-commission-addresses-national-press-club-in-washington-d-c-a-pro-investor-legislative-agenda-for-the110th-congress/2023-11-07T15:35:51-06:00https://asc.alabama.gov/13406/alabama-securities-commission-recognized-by-governor-and-state-auditor/2023-11-07T15:36:50-06:00https://asc.alabama.gov/13408/state-securities-regulator-warns-against-slippery-oil-deals-oil-patch-scams-remain-favored-ploy-to-fleece-investors/2023-11-15T14:38:13-06:00https://asc.alabama.gov/13410/state-securities-regulator-selected-as-expert-to-participate-on-un-panel/2023-11-07T15:39:11-06:00https://asc.alabama.gov/13465/alabama-securities-commission-announces-key-appointments-and-administrative-changes/2023-11-08T08:55:49-06:00https://asc.alabama.gov/13467/joseph-borg-appointed-to-represent-international-securities-organization-as-ombudsman-and-chair-of-international-committee/2023-11-08T08:57:15-06:00https://asc.alabama.gov/13469/nasaas-financial-services-regulatory-reform-roundtable-press-conference-and-webcast-in-washington-d-c/2023-11-08T09:00:03-06:00https://asc.alabama.gov/13618/former-bessemer-revenue-director-ryan-rancher-pleads-guilty-to-violations-of-alabama-securities-act/2023-11-08T09:19:51-06:00https://asc.alabama.gov/13623/jefferson-county-man-arrested-for-alleged-violations-of-alabama-securities-act/2023-11-08T10:09:27-06:00https://asc.alabama.gov/14146/regulatory-reform-a-multi-layered-approach/2023-11-08T10:13:46-06:00https://asc.alabama.gov/14150/feeling-the-squeeze-alabama-securities-commission-offers-sandwich-generation-relief/2023-11-08T10:14:53-06:00https://asc.alabama.gov/14152/houston-county-man-edmondson-arrested-for-alleged-violations-of-alabama-securities-act/2023-11-08T10:16:21-06:00https://asc.alabama.gov/14154/securities-director-reminds-auction-rate-securities-investors-to-contact-firms-about-buyback-offers/2023-11-08T10:23:45-06:00https://asc.alabama.gov/14158/montgomery-asc-cftc-and-29-state-regulators-reach-settlement-with-safeguard-metals-in-68-million-fraud-targeting-elderly-adults/2024-03-28T13:13:27-05:00https://asc.alabama.gov/14160/montgomery-alabama-man-pleads-guilty-to-financial-exploitation-of-an-elderly-person-securities-fraud-and-theft-of-property/2024-02-09T10:13:55-06:00https://asc.alabama.gov/14162/state-official-invited-to-present-at-corporate-governance-conference-in-taiwan/2023-11-08T10:25:43-06:00https://asc.alabama.gov/14164/con-man-sentenced-to-51-months-for-mail-fraud-in-federal-court/2024-03-28T14:38:35-05:00https://asc.alabama.gov/14166/alabama-securities-commission-announces-iard-system-fee-waiver/2023-11-08T10:32:12-06:00https://asc.alabama.gov/14168/alabama-security-commissions-back-to-school-cybersecurity-tips/2024-02-09T10:14:29-06:00https://asc.alabama.gov/14170/states-recoup-overcharges-for-investors-in-commodity-firm-bankruptcy/2024-03-28T13:18:57-05:00https://asc.alabama.gov/14172/alabama-joins-multiple-states-in-12-4-million-settlement-with-raymond-james-for-supervisory-failures/2024-02-09T10:14:57-06:00https://asc.alabama.gov/14174/alabama-residents-continue-to-fall-victim-to-the-pig-butchering-scam-and-their-savings-are-being-slaughtered/2024-03-27T08:45:38-05:00https://asc.alabama.gov/14176/asc-and-secretary-of-state-warning-businesses-of-fraudulent-mailer/2024-03-28T14:39:25-05:00https://asc.alabama.gov/14178/hawaii-man-arrested-for-alleged-violations-of-alabama-securities-act/2024-05-22T14:11:27-05:00https://asc.alabama.gov/14181/asc-issues-show-cause-order-to-another-crypto-asset-company/2024-03-28T12:38:04-05:00https://asc.alabama.gov/14183/alabama-securities-commission-urges-public-to-watch-for-signs-of-elder-abuse/2024-03-28T12:41:07-05:00https://asc.alabama.gov/14187/alabama-securities-commission-issues-show-cause-order-to-crypto-asset-company-coinbase/2024-03-28T12:41:42-05:00https://asc.alabama.gov/14188/sylacauga-man-arrested-for-alleged-violations-of-alabama-securities-act/2024-05-22T14:09:43-05:00https://asc.alabama.gov/14190/alabama-securities-commission-appoints-amanda-senn-director/2024-02-09T10:16:22-06:00https://asc.alabama.gov/14192/the-alabama-securities-commission-and-aarp-team-to-offer-free-lunch-seminar-monitor-program-older-americans-increasingly-targeted-by-financial-scammers/2023-11-08T10:40:20-06:00https://asc.alabama.gov/14194/director-joseph-borg-retires-from-alabama-securities-commission-after-30-years-of-civil-service/2024-02-09T10:16:35-06:00https://asc.alabama.gov/14197/troy-man-pleads-guilty-to-mail-fraud-in-federal-court/2024-03-28T14:40:28-05:00https://asc.alabama.gov/14198/alabama-investors-to-participate-in-settlements-over-the-sale-of-auction-rate-securities/2023-11-08T10:41:25-06:00https://asc.alabama.gov/14201/opelika-man-michael-james-dixon-indicted-by-lee-county-grand-jury-for-alleged-violations-of-alabama-securities-act/2023-11-08T10:43:04-06:00https://asc.alabama.gov/14202/asc-joins-multiple-states-in-10-million-settlement-with-robinhood-for-failing-investors/2024-02-09T10:16:58-06:00https://asc.alabama.gov/14205/state-regulators-stop-fraudulent-artificial-intelligence-investment-scheme/2024-02-09T10:17:15-06:00https://asc.alabama.gov/14206/the-alabama-securities-commission-cautions-main-street-investors-against-making-uninformed-sudden-decisions-amid-wall-street-crisis/2023-11-08T10:45:59-06:00https://asc.alabama.gov/14208/state-agencies-warn-about-internet-lottery-and-sweepstake-scams/2023-11-08T10:47:35-06:00https://asc.alabama.gov/14210/dont-let-fraudsters-clean-out-your-wallet-this-spring/2024-02-09T10:17:46-06:00https://asc.alabama.gov/14212/ronald-dover-holland-enters-guilty-plea-for-violations-of-alabama-securities-act/2023-11-08T10:49:08-06:00https://asc.alabama.gov/14214/aaron-brooks-butler-sentenced-for-securities-fraud-crime/2024-02-09T10:17:55-06:00https://asc.alabama.gov/14218/this-valentines-day-avoid-a-bad-romance/2024-03-28T12:42:44-05:00https://asc.alabama.gov/14220/asc-joins-with-other-state-securities-regulators-to-settle-with-nexo/2024-02-09T10:18:18-06:00https://asc.alabama.gov/14223/alabama-securities-commission-announces-stiff-sentence-for-movie-production-scammer/2024-03-28T13:25:59-05:00https://asc.alabama.gov/14226/new-market-man-pleads-guilty-to-securities-fraud/2024-02-09T10:18:41-06:00https://asc.alabama.gov/14227/former-sec-chairman-to-assist-alabama-securities-commission-in-short-selling-investigation/2023-11-08T10:54:16-06:00https://asc.alabama.gov/14229/ftx-signs-consent-order-with-alabama-securities-commission-to-end-money-transmission-in-alabama/2023-11-08T10:56:12-06:00https://asc.alabama.gov/14231/lee-county-man-michael-james-dixon-arrested-for-alleged-violations-of-alabama-securities-law/2023-11-08T10:55:29-06:00https://asc.alabama.gov/14234/florida-couple-arrested-for-alleged-financial-exploitation-of-the-elderly-and-violations-of-the-alabama-securities-act/2024-03-28T13:41:44-05:00https://asc.alabama.gov/14236/what-scams-are-knocking-on-your-front-door-this-halloween-turn-off-the-lights-on-these-tricksters/2024-03-28T12:46:36-05:00https://asc.alabama.gov/14238/four-state-securities-regulators-file-enforcement-actions-to-stop-sales-of-fraudulent-nft-investments-tied-to-the-metaverse/2023-11-08T11:01:15-06:00https://asc.alabama.gov/14240/deatsville-couple-arrested-for-alleged-financial-exploitation-of-an-elderly-person/2023-11-08T11:06:05-06:00https://asc.alabama.gov/14242/colbert-county-man-arrested-for-multiple-alleged-violations-of-security-law/2023-11-08T11:07:38-06:00https://asc.alabama.gov/14244/montgomery-alabama-man-arrested-for-financial-exploitation-of-the-elderly-and-securities-fraud/2024-03-28T12:47:17-05:00https://asc.alabama.gov/14246/alabama-securities-commission-issues-advisory-concerning-investment-scams-in-the-metaverse/2023-11-08T11:10:51-06:00https://asc.alabama.gov/14248/commissioner-rowe-elected-to-serve-as-chairman-of-the-alabama-securities-commission/2023-11-08T11:12:30-06:00https://asc.alabama.gov/14250/together-we-can-end-elder-financial-abuse/2024-03-28T12:48:21-05:00https://asc.alabama.gov/14252/five-states-file-enforcement-actions-to-stop-russian-scammers-perpetrating-metaverse-investment-fraud/2023-11-08T11:14:56-06:00https://asc.alabama.gov/14254/dont-get-swept-away-by-a-romance-scam/2023-11-08T11:17:26-06:00https://asc.alabama.gov/14256/sand-vegas-casino-club-located-in-the-metaverse-is-soliciting-investors-to-invest-real-money-in-un-registered-investments/2023-11-08T11:19:43-06:00https://asc.alabama.gov/14258/fake-billionaire-pleads-guilty-to-securities-fraud-in-two-more-counties-concluding-a-multi-county-fraud-prosecution/2024-03-28T14:41:08-05:00https://asc.alabama.gov/14260/alabama-securities-commission-welcomes-cristy-andrews-as-new-commissioner/2023-11-08T11:21:52-06:00https://asc.alabama.gov/14261/alabama-securities-commission-proposes-rule-prohibiting-misleading-professional-designations-aimed-at-senior-investors/2023-11-08T11:23:52-06:00https://asc.alabama.gov/14263/governor-ivey-declares-april-as-facts-on-saving-and-investing-campaign-month/2023-11-08T11:23:32-06:00https://asc.alabama.gov/14265/new-jersey-financial-adviser-barred-from-the-securities-industry-in-alabama/2023-11-08T11:24:29-06:00https://asc.alabama.gov/14267/alabama-securities-commission-welcomes-new-commissioners/2023-11-08T11:28:27-06:00https://asc.alabama.gov/14269/alabama-securities-commission-issues-show-cause-order-to-crypto-currency-company-voyager-and-affiliates/2023-11-08T11:25:22-06:00https://asc.alabama.gov/14271/alabama-investor-loses-over-40000-in-pig-butchering-scam/2024-03-27T08:52:06-05:00https://asc.alabama.gov/14273/hinson-pleads-guilty-to-securities-fraud-and-ordered-to-pay-1248740-in-restitution-to-victims/2024-03-28T14:42:11-05:00https://asc.alabama.gov/14275/alabama-securities-commission-highlights-consumer-protection-week/2023-11-08T11:28:08-06:00https://asc.alabama.gov/14280/the-alabama-securities-commission-issues-a-policy-statement-regarding-investment-advisors-broker-dealers-related-to-exploitation-of-a-vulnerable-person/2023-11-08T11:39:26-06:00https://asc.alabama.gov/14282/the-alabama-securities-commission-orders-bitminer-pro-and-joel-williams-to-cease-investment-activity-in-alabama/2023-11-08T11:40:24-06:00https://asc.alabama.gov/14284/asc-joins-with-other-state-regulators-to-settle-with-digital-asset-lending-platform-blockfi-for-50-million-for-sales-of-unregistered-securities/2023-11-08T11:41:27-06:00https://asc.alabama.gov/14286/alabama-securities-commission-cautions-residents-about-looking-for-love-in-all-the-wrong-places/2024-03-28T12:49:07-05:00https://asc.alabama.gov/14288/alabama-securities-commission-partners-with-cftc-and-26-state-securities-regulators-to-stop-68-million-precious-metals-scheme/2024-03-28T12:49:40-05:00https://asc.alabama.gov/14290/alabama-securities-commission-announces-top-investor-threats-for-2022/2023-11-08T11:44:40-06:00https://asc.alabama.gov/14291/alabama-securities-commission-identifies-traps-likely-to-burn-investors-this-summer/2023-11-08T11:49:26-06:00https://asc.alabama.gov/14293/promises-promises-hoover-resident-promises-big-returns-on-bank-investment-but-leaves-investor-empty-handed/2024-03-28T14:43:16-05:00https://asc.alabama.gov/14295/former-sheriff-deputy-from-limestone-county-guilty-of-financial-exploitation-of-the-elderly/2024-03-28T12:50:42-05:00https://asc.alabama.gov/14297/the-grinch-isnt-the-only-one-looking-to-spoil-your-holiday-cheer-5-tips-to-protect-yourself-from-sneaky-scamsters/2023-11-15T11:14:33-06:00https://asc.alabama.gov/14300/madison-county-man-hunter-brown-daniel-jr-is-indicted-for-alleged-violations-of-alabama-securities-law/2023-11-08T11:50:37-06:00https://asc.alabama.gov/14302/james-f-fitch-sentenced-for-violations-of-alabama-securities-act/2023-11-08T11:52:04-06:00https://asc.alabama.gov/14304/montgomery-man-willie-joe-phillips-enters-plea-for-violations-of-alabama-securities-act/2024-05-22T14:09:09-05:00https://asc.alabama.gov/14306/asc-director-on-national-nbc-dateline-hidden-camera-investigation/2023-11-08T11:54:29-06:00https://asc.alabama.gov/14308/joseph-borg-delegate-to-united-nations-committee-that-receives-special-recognition/2023-11-08T12:05:39-06:00https://asc.alabama.gov/14310/tuscaloosa-county-man-howard-jackson-cleveland-jr-is-indicted-for-alleged-violations-of-alabama-securities-law/2024-05-22T14:06:53-05:00https://asc.alabama.gov/14312/irs-and-alabama-securities-commission-warn-of-top-10-scams/2023-11-08T12:21:34-06:00https://asc.alabama.gov/14314/asc-nasaa-sipc-offer-answers-to-investors-concerned-about-the-safety-of-their-brokerage-accounts/2023-11-08T12:22:58-06:00https://asc.alabama.gov/14316/state-agencies-create-alabama-annuities-task-force/2023-11-08T12:27:59-06:00https://asc.alabama.gov/14318/alabama-securities-commission-hosts-sec-chairman-and-investor-education-partners/2023-11-08T12:38:14-06:00https://asc.alabama.gov/14320/dekalb-county-man-james-william-griffith-indicted-for-alleged-violations-of-alabama-securities-law/2023-11-08T12:39:20-06:00https://asc.alabama.gov/14322/three-orange-county-california-residents-arrested-for-alleged-alabama-securities-law-violations/2023-11-08T12:41:43-06:00https://asc.alabama.gov/14324/shelby-county-man-arrested-for-alleged-violations-of-alabama-securities-law/2023-11-08T12:42:56-06:00https://asc.alabama.gov/14326/alabama-securities-commission-senior-special-agent-receives-national-enforcement-award/2023-11-08T12:43:56-06:00https://asc.alabama.gov/14328/montgomery-county-resident-michael-joe-hardiman-indicted-for-multiple-alleged-violations-of-the-alabama-securities-act/2023-11-08T14:36:13-06:00https://asc.alabama.gov/14357/alert-current-internet-phishing-scams-target-ars-investors-in-alabama/2024-05-17T09:07:30-05:00https://asc.alabama.gov/14364/governor-riley-appoints-new-commissioner-to-alabama-securities-commission/2023-11-08T15:23:17-06:00https://asc.alabama.gov/14368/alabama-securities-commission-announces-continuation-of-iard-system-fee-waiver-2/2023-11-08T15:24:34-06:00https://asc.alabama.gov/14378/mobile-county-resident-scott-anthony-harwell-sentenced-for-multiple-violations-of-alabama-securities-act/2023-11-08T15:31:28-06:00https://asc.alabama.gov/14384/lee-county-resident-michael-james-dixon-convicted-of-securities-violations-has-probation-revoked/2023-11-08T15:34:26-06:00https://asc.alabama.gov/14386/alabama-securities-commission-promotes-investor-education-and-fraud-prevention-outreach-for-alabama-citizens/2023-11-08T15:35:42-06:00https://asc.alabama.gov/14389/the-alabama-securities-commission-issues-decentralized-finance-advisory/2023-11-15T11:18:35-06:00https://asc.alabama.gov/14391/alabama-securities-director-joseph-borg-elected-to-serve-as-nw3c-treasurer/2023-11-09T07:28:20-06:00https://asc.alabama.gov/14394/asc-issues-cease-and-desist-order-against-97-trading-websites/2024-03-28T12:51:46-05:00https://asc.alabama.gov/14396/asc-seeks-justice-for-cast-of-victims-in-movie-investment-scam/2024-03-28T13:43:14-05:00https://asc.alabama.gov/14398/3-spooky-scams-to-watch-out-for-this-halloween/2023-11-15T11:19:05-06:00https://asc.alabama.gov/14400/steps-the-commission-is-taking-to-keep-our-staff-and-our-stakeholders-safe/2023-11-09T07:50:01-06:00https://asc.alabama.gov/14402/alabama-securities-commissions-back-to-school-cyber-rules/2023-11-09T07:51:21-06:00https://asc.alabama.gov/14404/alabama-and-texas-securities-regulators-file-orders-against-first-class-wealth-preservation-for-precious-metals-investment-scheme/2024-03-28T12:52:59-05:00https://asc.alabama.gov/14406/state-securities-regulators-in-texas-and-alabama-team-up-to-protect-senior-investors-and-put-a-stop-to-fraudulent-precious-metal-investments/2024-03-28T13:21:17-05:00https://asc.alabama.gov/14408/alabama-securities-commission-issues-show-cause-order-to-cyrptocurrency-company-blockfi/2024-03-28T12:54:37-05:00https://asc.alabama.gov/14410/asc-encourages-clean-cyber-hygiene-to-help-prevent-you-from-becoming-a-victim-of-a-ransomeware-attack/2023-11-09T08:09:44-06:00https://asc.alabama.gov/14412/alabama-securities-commission-recognizes-world-elder-abuse-awareness-day-explains-the-warning-signs-of-financial-abuse/2024-03-28T12:55:31-05:00https://asc.alabama.gov/14414/you-are-invited-to-attend-a-virtual-learning-event-investing-whats-new-whats-not/2023-11-09T08:12:30-06:00https://asc.alabama.gov/14416/alabama-securities-commission-welcomes-former-u-s-attorney-louis-franklin-sr-as-deputy-director-of-enforcement/2023-11-09T08:13:49-06:00https://asc.alabama.gov/14418/governor-ivey-declares-april-as-facts-on-saving-and-investing-campaign-month-alabama-securities-commission-and-partners-provide-tips-that-make-cents/2023-11-15T11:20:40-06:00https://asc.alabama.gov/14420/governor-ivey-proclamation-facts-on-saving-and-investing-campaign-month/2023-11-09T08:16:05-06:00https://asc.alabama.gov/14422/join-us-for-the-covid-effect-virtual-event-rack-up-good-information-on-restoring-your-financial-wellness/2023-11-09T08:17:00-06:00https://asc.alabama.gov/14424/alabama-investors-in-precious-metals-scheme-involving-metals-com-tower-equity-chase-metals-and-barrick-capital-urged-to-file-claims-claim-deadline-april-30-2021/2024-03-28T12:54:01-05:00https://asc.alabama.gov/14426/alabama-securities-commission-announces-top-investor-threats-for-2021/2023-11-15T11:22:00-06:00https://asc.alabama.gov/14428/alabama-securities-commission-provides-tips-to-help-investors-protect-online-accounts/2023-11-15T11:22:45-06:00https://asc.alabama.gov/14430/alabama-securities-commission-files-court-action-against-gpb-capital-holdings-llc-for-allegedly-defrauding-alabama-investors-in-a-nationwide-1-8-billion-securities-scheme/2023-11-09T08:21:45-06:00https://asc.alabama.gov/14432/not-every-cryptocurrency-cloud-mine-has-a-silver-lining-asc-shuts-down-two-mines/2024-03-28T12:57:04-05:00https://asc.alabama.gov/14434/alabama-securities-commission-makes-big-strike-on-texas-based-oil-gas-investment-scams/2024-03-28T12:57:53-05:00https://asc.alabama.gov/14436/investors-need-to-do-more-than-eat-greens-on-new-years-day-to-prosper-dont-fall-for-fraudulent-cyber-investments/2023-11-09T08:25:10-06:00https://asc.alabama.gov/14438/california-man-must-stop-doing-business-in-alabama-to-good-to-be-true-offer-turned-out-to-be-a-scam/2023-11-09T08:26:20-06:00https://asc.alabama.gov/14440/unregistered-agent-touting-banking-system-expertise-ousted-by-alabama-securities-commission/2024-03-28T14:44:23-05:00https://asc.alabama.gov/14442/14442/2024-03-28T14:44:23-05:00https://asc.alabama.gov/14444/your-elf-on-the-shelf-called-apparently-youve-been-answering-spoof-calls/2023-11-09T08:48:19-06:00https://asc.alabama.gov/14445/james-l-jamie-butler-jr-of-madison-county-sentenced-to-75-years-of-imprisonment/2023-11-09T08:39:34-06:00https://asc.alabama.gov/14448/alabama-securities-commission-announces-top-10-investor-traps/2023-11-09T08:40:48-06:00https://asc.alabama.gov/14450/international-investor-protection-organization-re-elect-joseph-p-borg-to-board-of-directors/2023-11-09T08:42:01-06:00https://asc.alabama.gov/14452/sylacauga-resident-gary-allen-mitchell-sentenced-for-securities-violations/2023-11-09T08:43:16-06:00https://asc.alabama.gov/14454/mobile-county-resident-scott-anthony-harwell-pleads-guilty-to-multiple-violations-of-alabama-securities-act/2023-11-09T08:44:26-06:00https://asc.alabama.gov/14456/contact-information-for-customers-of-allegro-law-llc/2023-11-09T08:46:28-06:00https://asc.alabama.gov/14458/new-law-strengthens-role-of-alabama-securities-commission-to-protect-investors/2023-11-09T08:47:53-06:00https://asc.alabama.gov/14460/james-l-jamie-butler-jr-of-madison-county-found-guilty-on-nime-counts-of-alabama-securities-act-violations/2023-11-09T09:03:42-06:00https://asc.alabama.gov/14461/plan-to-go-trick-or-treating-this-week-asc-warns-cybercriminals-are-trying-to-trick-and-cheat-you/2023-11-15T12:40:34-06:00https://asc.alabama.gov/14463/avoiding-financial-scams-covid-19-and-beyond-a-teletown-hall/2023-11-09T08:50:23-06:00https://asc.alabama.gov/14465/alabama-securities-commission-teams-up-with-feds-to-defend-seniors-lured-to-trade-solid-investments-for-empty-gold-mine/2024-03-28T13:23:26-05:00https://asc.alabama.gov/14468/financial-empowerment-program-for-women-she-can-accomplish-her-financial-goals/2023-11-09T08:52:59-06:00https://asc.alabama.gov/14470/alabama-securities-commission-says-dont-hit-on-phishing-lures-and-gives-red-flags-to-stay-off-the-hook/2023-11-09T08:54:16-06:00https://asc.alabama.gov/14472/internet-trading-company-touting-34259-profit-halted-by-alabama-securities-commission/2024-03-28T13:00:00-05:00https://asc.alabama.gov/14474/alabamas-watchdog-for-coronavirus-investment-crime-issues-order-against-millionaire-billionaire-websites/2024-03-28T13:01:11-05:00https://asc.alabama.gov/14476/investor-alert-investment-fraud-skyrockets-during-hurricane-season-ugh/2023-11-15T12:41:01-06:00https://asc.alabama.gov/14478/alabama-securities-commission-participates-in-coordinated-international-crackdown-on-coronavirus-scams/2023-11-09T09:15:10-06:00https://asc.alabama.gov/14480/california-resident-daniel-caterino-sentenced-15-years-for-violation-of-the-alabama-securities-act/2023-11-09T09:05:01-06:00https://asc.alabama.gov/14482/alabama-securities-commission-issues-order-to-show-cause-to-morgan-keegan-and-company-inc/2023-11-09T09:07:18-06:00https://asc.alabama.gov/14484/alert-european-based-financial-website-may-be-investor-trap/2023-11-15T14:35:09-06:00https://asc.alabama.gov/14487/texas-and-alabama-securities-regulators-team-up-to-uncover-global-investment-scam/2023-11-09T09:16:19-06:00https://asc.alabama.gov/14488/alabama-securities-commission-launches-statewide-military-outreach-program/2023-11-09T09:18:58-06:00https://asc.alabama.gov/14490/covid-19-nasaa-case-update/2023-11-09T09:19:11-06:00https://asc.alabama.gov/14492/sec-and-asc-charge-alabama-broker-dealer-for-rampant-churning-and-extensive-supervisory-violations/2023-11-09T09:52:10-06:00https://asc.alabama.gov/14494/harbor-city-capital-and-the-bonds-of-deceit/2023-11-09T09:20:39-06:00https://asc.alabama.gov/14496/asc-issues-hot-con-watch-breaking-the-corona-fever/2024-03-28T13:02:58-05:00https://asc.alabama.gov/14498/instead-of-striking-oil-fraudster-strikes-with-deceit-to-an-alabama-investor/2024-03-28T13:22:46-05:00https://asc.alabama.gov/14500/u-s-house-concerned-over-covid-19-financial-crimes-calls-on-al-securities-commission-chief-deputy-senn-for-expertise/2023-11-09T09:26:20-06:00https://asc.alabama.gov/14502/securities-commission-warns-of-risks-of-investment-fraud-among-senior-alabamians-due-to-increased-isolation/2023-11-15T12:42:07-06:00https://asc.alabama.gov/14504/sneaky-swifttradings-bitcoin-and-securities-trading-platform-sunk-by-alabama-securities-commission/2024-03-28T13:03:41-05:00https://asc.alabama.gov/14506/alabama-securities-commission-halts-another-covid-19-scheme-aiming-to-defraud-alabama-investors/2023-11-09T09:29:59-06:00https://asc.alabama.gov/14508/alabama-securities-commission-issues-order-to-thwart-international-covid-19-investment-scheme-aimed-at-profiting-off-the-pandemic/2023-11-09T09:32:04-06:00https://asc.alabama.gov/14510/fighting-financial-scams-during-a-pandemic-join-statewide-tele-town-hall-on-may-18th-with-alabamas-aarp-bbb-attorney-general-and-securities-commission/2023-11-09T09:37:12-06:00https://asc.alabama.gov/14512/alabama-senate-confirms-hope-s-marshall-to-serve-as-commissioner-for-the-alabama-securities-commission/2023-11-09T09:38:17-06:00https://asc.alabama.gov/14514/alabama-securities-commission-flattening-the-threat-of-covid-19-con-artists-targeting-alabama-investors/2023-11-15T12:42:30-06:00https://asc.alabama.gov/14516/scam-stoppers-provide-tips-to-protect-alabamians-during-pandemic/2023-11-09T09:40:39-06:00https://asc.alabama.gov/14518/the-alabama-securities-commission-is-helping-families-affected-by-covid-19-write-a-new-financial-script/2023-11-09T09:41:42-06:00https://asc.alabama.gov/14520/alabama-securities-commission-offers-free-financial-education-materials-and-budget-tips-to-assist-alabamians-during-the-covid-19-pandemic-and-after/2023-11-09T09:42:51-06:00https://asc.alabama.gov/14522/alabama-securities-commission-releases-its-latest-con-watch-warning-ultra-btc-mining-and-laura-branch-ordered-to-stop-business-in-alabama-immediately/2024-03-28T13:05:31-05:00https://asc.alabama.gov/14524/covid-19-related-investment-schemes-anticipated-alabama-securities-commission-outlines-what-to-expect-and-offer-guidance-on-how-to-protect-yourself/2023-11-15T12:44:44-06:00https://asc.alabama.gov/14526/asc-coronavirus-notice-03-23-2020-what-steps-the-commission-is-taking-to-keep-our-staff-and-our-stakeholders-safe/2023-11-09T09:46:19-06:00https://asc.alabama.gov/14528/alabama-securities-commission-warns-citizens-to-beware-of-financial-scams-relating-to-the-coronavirus-outbreak-and-planned-government-payments/2023-11-09T09:47:20-06:00https://asc.alabama.gov/14530/the-alabama-securities-commission-urges-investors-to-beware-of-the-coronavirus-con/2023-11-15T12:45:43-06:00https://asc.alabama.gov/14532/miami-resident-john-david-geraci-is-sentenced-to-prison-and-ordered-to-pay-back-millions-to-alabama-victims/2023-11-09T09:49:08-06:00https://asc.alabama.gov/14534/alabama-securities-commission-gets-return-on-long-term-investigation-of-prime-bank-fraud-scheme-three-plead-guilty-to-securities-violations/2023-11-09T09:50:08-06:00https://asc.alabama.gov/14536/steenson-guilty-of-quick-flip-land-scam-ensnaring-senior-investors-in-alabama/2024-03-28T13:43:50-05:00https://asc.alabama.gov/14538/top-investment-vehicles-that-can-crash-your-financial-future/2023-11-15T12:46:06-06:00https://asc.alabama.gov/14552/risky-business-u-s-needs-council-of-state-federal-regulators-to-rein-in-risk/2023-11-09T13:08:54-06:00https://asc.alabama.gov/14612/sylacauga-resident-gary-allen-mitchell-pleads-guilty-to-violations-of-the-alabama-securities-act/2024-05-17T09:06:13-05:00https://asc.alabama.gov/14614/alert-asc-identifies-popular-scams-for-2009/2023-11-15T14:35:29-06:00https://asc.alabama.gov/14616/consumer-alert-beware-of-questionable-debt-management-programs/2023-11-15T14:35:54-06:00https://asc.alabama.gov/14618/arizona-resident-gene-grobstein-arrested-for-alleged-violations-of-alabama-securities-act/2023-11-09T13:16:52-06:00https://asc.alabama.gov/14620/california-resident-daniel-caterino-pleads-guilty-to-a-violation-of-the-alabama-securities-act/2023-11-09T13:18:52-06:00https://asc.alabama.gov/14622/investigate-before-you-invest/2023-11-09T13:21:00-06:00https://asc.alabama.gov/14624/texas-resident-arnulfo-m-acosta-pleads-guilty-to-securities-fraud-in-connection-with-wide-ranging-investment-scheme/2023-11-09T13:23:57-06:00https://asc.alabama.gov/14626/alabama-securities-commission-voices-strong-support-for-senior-investment-protection-act-of-2009/2023-11-09T13:26:54-06:00https://asc.alabama.gov/14629/jefferson-county-residents-cary-alan-burdette-and-randall-layne-pardue-arrested-for-alleged-violations-of-alabama-securities-act/2023-11-09T13:29:04-06:00https://asc.alabama.gov/14631/hawaii-resident-randle-william-villa-pleads-guilty-to-securities-violations-hidden-under-sec-exemption/2023-11-09T13:30:50-06:00https://asc.alabama.gov/14634/wisconsin-resident-michael-james-konkel-pleads-guilty-to-violations-of-alabama-securities-act/2023-11-09T13:33:17-06:00https://asc.alabama.gov/14637/tuscaloosa-county-resident-gene-thomas-legrone-jr-indicted-for-alleged-violations-of-alabama-securities-act/2023-11-09T13:37:18-06:00https://asc.alabama.gov/14639/south-carolina-resident-michael-kevin-mullen-extradited-from-europe-to-alabama-for-alleged-violations-of-alabama-securities-act/2023-11-09T13:41:46-06:00https://asc.alabama.gov/14641/elmore-county-resident-guerry-lamar-reese-pled-guilty-to-violations-of-alabama-securities-act/2023-11-09T13:43:25-06:00https://asc.alabama.gov/14643/alabama-joins-in-national-investor-education-initiative-4/2023-11-09T13:48:10-06:00https://asc.alabama.gov/14645/new-jersey-resident-steven-a-cantor-arrested-for-alleged-violations-of-alabama-securities-act/2024-02-12T16:28:42-06:00https://asc.alabama.gov/14647/alert-alleged-certificate-of-deposit-investment-scheme/2023-11-15T14:36:14-06:00https://asc.alabama.gov/14650/lee-county-resident-michael-james-dixon-pleads-guilty-to-violations-of-alabama-securities-act/2023-11-09T14:35:43-06:00https://asc.alabama.gov/14652/mobile-county-resident-scott-a-harwell-arrested-for-alleged-violations-of-alabama-securities-act/2023-11-09T14:54:12-06:00https://asc.alabama.gov/14654/shelby-county-resident-paul-haskell-lane-jr-jefferson-county-resident-and-daughter-katherine-hope-lane-and-resident-of-jackson-michigan-michael-pahl-arrested-for-alleged-violations-of-alabam/2023-11-09T14:56:26-06:00https://asc.alabama.gov/14656/ohio-resident-timothy-heyman-pleads-guilty-to-violation-of-alabama-securities-act/2023-11-09T14:58:15-06:00https://asc.alabama.gov/14658/california-residents-randy-morton-and-candice-lynn-lewis-plead-guilty-to-violations-of-the-alabama-securities-act/2023-11-09T15:04:08-06:00https://asc.alabama.gov/14660/shelby-count-resident-lysle-john-fleming-pleads-guilty-to-violations-of-alabama-securities-act/2023-11-09T15:05:15-06:00https://asc.alabama.gov/14662/madison-county-resident-hunter-brown-daniel-jr-pleads-guilty-to-securities-fraud/2023-11-09T15:06:11-06:00https://asc.alabama.gov/14664/californians-stanley-h-johnson-and-his-wife-easter-l-johnson-pled-guilty-to-illegal-offering-of-securities-hidden-under-sec-exemption/2023-11-09T15:07:27-06:00https://asc.alabama.gov/14668/you-may-not-want-a-lot-for-christmas-but-fraudster-do/2023-11-14T08:05:18-06:00https://asc.alabama.gov/14670/faith-based-board-game-swindler-busted-by-the-alabama-securities-commission/2024-03-28T14:33:13-05:00https://asc.alabama.gov/14673/another-spider-in-the-synergy-finance-web-of-deceit-swept-away-by-the-alabama-securities-commission-asc/2023-11-14T08:10:24-06:00https://asc.alabama.gov/14674/former-autauga-county-resident-jack-deck-weight-iii-sentenced-for-alabama-securities-act-violations/2024-05-15T08:05:01-05:00https://asc.alabama.gov/14677/alabama-securities-commission-introduces-four-free-investor-education-brochures-developed-by-the-investor-protection-trust-and-kiplingers-washington-editors/2023-11-14T08:11:50-06:00https://asc.alabama.gov/14678/alabama-securities-commission-helps-investors-assess-risks-of-peer-to-peer-lending/2023-11-14T08:13:08-06:00https://asc.alabama.gov/14680/crypto-currency-investor-alert-alabama-securities-commission-warns-alabamians-of-another-potential-scam/2024-03-28T13:06:20-05:00https://asc.alabama.gov/14683/alabama-resident-michael-holmes-pleads-guilty-to-securities-fraud-in-tuscaloosa-county/2024-03-28T13:44:24-05:00https://asc.alabama.gov/14684/kentucky-resident-william-louis-moore-pled-guilty-to-alleged-violation-of-the-alabama-securities-act/2024-05-15T08:06:04-05:00https://asc.alabama.gov/14686/greedy-fraudsters-take-advantage-of-grandparents/2024-03-28T14:45:47-05:00https://asc.alabama.gov/14689/blalack-sentenced-to-15-years-for-cheating-five-alabama-investors-out-of-74500/2024-03-28T13:45:02-05:00https://asc.alabama.gov/14691/commissioner-mccain-elected-to-serve-as-chairwoman-of-the-alabama-securities-commission/2023-11-14T08:17:21-06:00https://asc.alabama.gov/14692/ozark-resident-sam-j-carroll-iii-arrested-in-coffee-county-for-alleged-violations-of-alabama-securities-act/2023-11-14T08:18:05-06:00https://asc.alabama.gov/14694/troy-alabama-resident-jesse-morgan-hinson-arrested-for-alleged-securities-law-violations-in-lee-and-montgomery-alabama-counties/2024-03-28T14:42:11-05:00https://asc.alabama.gov/14696/to-better-protect-older-state-residents-the-alabama-securities-commission-joins-nationwide-elder-investment-fraud-and-financial-exploitation-prevention-program/2023-11-14T08:20:26-06:00https://asc.alabama.gov/14698/florida-man-pleads-guilty-to-securities-fraud-in-autauga-county/2024-03-28T13:45:51-05:00https://asc.alabama.gov/14700/alabama-securities-commission-updates-coordinated-crypto-crackdown/2024-03-28T13:07:18-05:00https://asc.alabama.gov/14702/florida-resident-patrick-michael-daleiden-arrested-for-alleged-alabama-securities-act-violations/2023-11-14T08:21:56-06:00https://asc.alabama.gov/14704/alabama-securities-commission-issue-advisory-on-contracts-for-difference/2023-11-15T12:53:28-06:00https://asc.alabama.gov/14706/california-man-frederick-tayton-dencer-surrenders-to-alabama-authorities-for-alabama-securities-act-violations/2023-11-14T08:24:07-06:00https://asc.alabama.gov/14708/former-autauga-county-resident-jack-deck-weight-iii-indicted-arrested-for-alabama-securities-act-violations/2024-05-15T08:05:01-05:00https://asc.alabama.gov/14710/jefferson-county-resident-kyle-andrew-hiers-indicted-arrested-for-alleged-violations-of-alabama-securities-act/2024-05-15T08:08:43-05:00https://asc.alabama.gov/14712/kentucky-residents-gary-byron-hogan-and-william-louis-moore-indicted-arrested-for-alleged-violations-of-alabama-securities-act/2023-11-14T08:29:42-06:00https://asc.alabama.gov/14714/california-resident-arrested-charged-with-alleged-violations-of-alabama-securities-act/2024-05-15T08:07:33-05:00https://asc.alabama.gov/14716/alert-beware-of-gold-related-investments/2024-05-15T08:09:42-05:00https://asc.alabama.gov/14719/houston-county-resident-robert-edmondson-pleads-guilty-and-is-sentenced-for-securities-act-violations/2023-11-14T08:39:06-06:00https://asc.alabama.gov/14721/contracts-for-difference/2023-11-15T14:01:32-06:00https://asc.alabama.gov/14724/alabama-securities-commission-announces-continuation-of-iard-system-fee-waiver-3/2023-11-14T08:42:38-06:00https://asc.alabama.gov/14726/alabama-securities-commission-issue-advisory-on-opportunity-zone-investments/2023-11-15T13:59:45-06:00https://asc.alabama.gov/14729/opportunity-zone-investments/2023-11-15T14:01:13-06:00https://asc.alabama.gov/14732/alabama-securities-commission-issue-advisory-on-initial-loan-procurements/2023-11-15T14:01:57-06:00https://asc.alabama.gov/14734/borg-testifies/2023-11-14T08:43:51-06:00https://asc.alabama.gov/14736/initial-loan-procurements-crowdfunding-meets-blockchain/2023-11-15T14:02:22-06:00https://asc.alabama.gov/14738/alabama-securities-directors-testimony-to-the-u-s-house-of-representatives-concerning-modernization-of-sipc-manuscript/2023-11-14T08:46:21-06:00https://asc.alabama.gov/14740/alabama-securities-commission-issue-cease-and-desist-order-to-fargotrades-to-protect-alabama-investors/2023-11-14T08:45:47-06:00https://asc.alabama.gov/14742/alabama-securities-commission-recognizes-world-elder-abuse-awareness-day-and-conducts-outreach-events-year-round/2024-03-28T13:09:34-05:00https://asc.alabama.gov/14744/impact-of-financial-regulatory-reform-bill-for-investment-advisers-and-main-street-investors-in-alabama/2023-11-14T08:49:13-06:00https://asc.alabama.gov/14746/alabama-securities-commission-identifies-top-investor-traps/2023-11-15T14:33:38-06:00https://asc.alabama.gov/14748/baldwin-county-resident-robert-james-tucker-arrested-for-multiple-violations-of-the-alabama-securities-act/2023-11-14T08:52:47-06:00https://asc.alabama.gov/14750/alabama-securities-commission-issues-order-against-company-for-alleged-unregistered-stock-sales-in-wake-of-gulf-oil-spill/2023-11-14T08:55:21-06:00https://asc.alabama.gov/14752/montgomery-county-resident-timothy-grant-jones-sentenced-for-alabama-securities-act-violations/2023-11-14T08:57:07-06:00https://asc.alabama.gov/14754/california-couple-stanley-h-johnson-and-easter-l-johnson-sentenced-in-shelby-county-for-illegal-securities-offering/2023-11-14T08:58:54-06:00https://asc.alabama.gov/14756/governor-ivey-signs-bill-to-help-alabama-victims-of-theft-by-deception-receive-restitution/2023-11-14T08:58:31-06:00https://asc.alabama.gov/14758/madison-county-alabama-business-owner-edwin-eugene-blalack-pleads-guilty-to-securities-fraud/2024-03-28T13:47:14-05:00https://asc.alabama.gov/14760/alabama-securities-director-nominated-to-financial-modernization-task-force/2023-11-14T09:00:16-06:00https://asc.alabama.gov/14762/purported-movie-producer-david-matthew-ranes-arrested-in-utah-on-alleged-securities-fraud-in-shelby-county-alabama/2024-03-28T13:46:24-05:00https://asc.alabama.gov/14765/california-residents-randy-morton-and-candice-lynn-lewis-sentenced-for-alabama-securities-act-violations/2024-05-15T08:02:20-05:00https://asc.alabama.gov/14769/alabama-securities-commission-welcomes-new-commissioner/2023-11-14T09:02:42-06:00https://asc.alabama.gov/14771/judy-morehead-sentenced-to-5-years-for-securities-scheme-that-victimized-an-elderly-woman/2023-11-14T09:03:40-06:00https://asc.alabama.gov/14773/alabama-securities-commission-issues-advisory-on-robo-advisers/2023-11-14T09:06:45-06:00https://asc.alabama.gov/14775/jefferson-county-investment-adviser-andrew-d-petrofsky-pleads-guilty-to-violation-of-alabama-securities-act/2023-11-14T09:07:57-06:00https://asc.alabama.gov/14777/are-you-an-informed-investor-robo-advisers/2023-11-14T09:05:46-06:00https://asc.alabama.gov/14781/facts-on-saving-and-investing-proclamation/2023-11-14T09:07:37-06:00https://asc.alabama.gov/14783/alabama-joins-in-national-facts-on-saving-and-investing-investor-education-initiative-governor-ivey-signs-proclamation/2023-11-14T09:09:12-06:00https://asc.alabama.gov/14784/montgomery-county-resident-timothy-grant-jones-pleads-guilty-to-multiple-violations-of-alabama-securities-act/2024-05-15T08:01:36-05:00https://asc.alabama.gov/14786/alabama-attorney-generals-office-banking-department-securities-commission-sue-future-income-payments-llc-for-activities-related-to-the-purported-purchase-and-sale-of-retirees-pensi/2023-11-14T09:10:19-06:00https://asc.alabama.gov/14788/former-blount-county-resident-david-ray-pinyan-arrested-for-violations-of-the-alabama-securities-act/2023-11-14T09:10:53-06:00https://asc.alabama.gov/14790/founder-of-lee-county-based-company-sentenced-for-wire-and-securities-fraud/2023-11-14T09:11:11-06:00https://asc.alabama.gov/14792/mobile-county-resident-john-craig-dickson-arrested-for-alleged-violations-of-the-alabama-securities-act/2024-05-15T08:01:36-05:00https://asc.alabama.gov/14794/crypto-currency-investor-alert-securities-commission-issues-five-cease-and-desist-orders-to-protect-investors/2024-03-28T13:08:28-05:00https://asc.alabama.gov/14796/alleged-securities-fraud-defendant-john-david-geraci-arrested-in-miami-fl/2023-11-14T09:13:30-06:00https://asc.alabama.gov/14798/madison-county-resident-matthew-arnold-gibson-arrested-for-alleged-violations-of-the-alabama-securities-act/2023-11-14T09:14:24-06:00https://asc.alabama.gov/14803/state-securities-regulators-file-action-against-morgan-keegan/2023-11-14T09:20:49-06:00https://asc.alabama.gov/14804/asc-participates-in-national-investor-awareness-campaign/2023-11-14T09:18:43-06:00https://asc.alabama.gov/14806/judy-morehead-pleads-guilty-to-securities-fraud-in-henry-county/2023-11-14T09:19:46-06:00https://asc.alabama.gov/14808/california-resident-terrell-chambers-pleads-guilty-to-theft-by-deception/2024-03-28T13:47:44-05:00https://asc.alabama.gov/14812/state-securities-regulators-are-unaffected-by-the-partial-shutdown-of-the-federal-government/2023-11-14T09:21:38-06:00https://asc.alabama.gov/14813/investors-receive-securities-settlement-from-american-general-securities-inc/2023-11-14T09:22:48-06:00https://asc.alabama.gov/14815/hoover-resident-kenneth-fitzgerald-lewis-to-repay-over-47000-after-securities-fraud-plea/2023-11-14T09:22:39-06:00https://asc.alabama.gov/14818/limestone-county-resident-rodney-jackson-arrested-for-alleged-financial-exploitation-of-the-elderly/2023-11-14T09:23:58-06:00https://asc.alabama.gov/14820/scottsdale-arizona-resident-gene-grobstein-sentenced-in-talladega-county-for-alabama-securities-act-violations/2024-05-15T07:58:33-05:00https://asc.alabama.gov/14824/insurance-agent-ronald-warren-powell-pleads-guilty-to-securities-and-insurance-fraud-in-colbert-county/2023-11-14T09:25:10-06:00https://asc.alabama.gov/14827/virginia-resident-rudolph-a-polson-is-ordered-to-pay-restitution-for-violation-of-the-alabama-securities-act/2024-05-15T07:59:32-05:00https://asc.alabama.gov/14828/alabama-securities-commission-announces-iard-system-fee-waiver-for-investment-adviser-firms-reduced-system-fees-continued-for-investment-adviser-representatives/2023-11-14T09:26:17-06:00https://asc.alabama.gov/14830/marijuana-related-investments-greener-pastures-or-just-another-scam/2023-11-15T14:03:58-06:00https://asc.alabama.gov/14832/tuscaloosa-county-resident-gene-thomas-tommy-legrone-jr-pleads-guilty-and-sentenced-for-multiple-violations-of-alabama-securities-act/2024-05-15T07:58:36-05:00https://asc.alabama.gov/14834/alabama-securities-commission-issues-advisory-marijuana-related-investments/2023-11-14T09:28:24-06:00https://asc.alabama.gov/14836/attorney-general-securities-commission-obtain-order-for-permanent-shutdown-of-one-of-the-largest-debt-settlement-schemes-in-the-nation/2023-11-14T09:29:29-06:00https://asc.alabama.gov/14838/california-resident-vahak-dino-awadisian-pleads-guilty-to-securities-fraud-in-baldwin-county/2023-11-14T09:29:31-06:00https://asc.alabama.gov/14850/madison-county-resident-mark-edward-doering-arrested-for-alleged-violations-of-alabama-securities-act/2023-11-14T09:30:51-06:00https://asc.alabama.gov/14851/alabama-securities-commission-cracks-down-on-unregulated-crypto-currency-initial-offerings/2024-03-28T13:11:02-05:00https://asc.alabama.gov/14854/arizona-resident-gene-grobstein-pleads-guilty-to-violations-of-alabama-securities-act/2023-11-14T09:32:15-06:00https://asc.alabama.gov/14855/watch-for-scams-in-florences-wake/2023-11-14T09:32:02-06:00https://asc.alabama.gov/14857/california-resident-daniel-scott-register-pleads-guilty-to-securities-fraud/2024-03-28T13:24:49-05:00https://asc.alabama.gov/14859/virginia-resident-rudolph-a-polson-pleads-guilty-to-violations-of-alabama-securities-act/2023-11-14T09:33:17-06:00https://asc.alabama.gov/14861/alabama-securities-commission-updates-coordinated-crypto-crackdown-2/2024-03-28T13:11:56-05:00https://asc.alabama.gov/14863/irs-and-alabama-securities-commission-warn-of-common-scams/2023-11-14T09:35:06-06:00https://asc.alabama.gov/14865/founder-of-lee-county-based-company-kyle-geoffrey-sandler-convicted-of-securities-fraud/2023-11-14T09:34:44-06:00https://asc.alabama.gov/14867/alabama-securities-commission-director-borg-receives-a-lifetime-achievement-award-from-the-alabama-senior-citizens-hall-of-fame/2023-11-14T09:35:58-06:00https://asc.alabama.gov/14869/madison-county-resident-harry-h-woody-duncan-arrested-for-multiple-alabama-securities-act-violations/2023-11-14T09:36:54-06:00https://asc.alabama.gov/14871/morgan-county-alabama-man-indicted-for-alleged-theft-forgery-and-securities-fraud/2023-11-14T09:37:01-06:00https://asc.alabama.gov/14873/california-resident-louis-john-mensonides-arrested-for-alleged-alabama-securities-violations-and-awaits-extradition/2023-11-14T09:37:59-06:00https://asc.alabama.gov/14875/alleged-securities-fraud-defendant-arrested-in-moldova-extradited-to-baldwin-county/2023-11-14T09:38:05-06:00https://asc.alabama.gov/14877/mobile-county-resident-ramon-antonio-richardson-pled-guilty-to-securities-fraud/2023-11-14T09:39:09-06:00https://asc.alabama.gov/14879/alabama-securities-commission-appoints-senn-to-deputy-director-of-enforcement/2023-11-14T09:39:04-06:00https://asc.alabama.gov/14882/alabama-securities-commission-recognizes-world-elder-abuse-awareness-day-june-15/2023-11-14T09:40:01-06:00https://asc.alabama.gov/14884/helping-to-stop-elderly-fraud-cold-alabama-securities-commission-doctors-financial-planners-others-to-launch-hotline-november-10th-to-fight-swindlers-targeting-older-alabama-residents/2024-05-10T12:26:27-05:00https://asc.alabama.gov/14887/alabama-securities-commission-participates-in-coordinated-international-crypto-crackdown/2023-11-15T14:04:18-06:00https://asc.alabama.gov/14891/federal-and-state-regulators-appoint-administrator-to-return-200-million-to-investors/2023-11-14T09:41:48-06:00https://asc.alabama.gov/14893/arizona-man-sentenced-for-securities-fraud-in-tuscaloosa-county/2023-11-14T09:41:47-06:00https://asc.alabama.gov/14897/two-men-arrested-and-face-charges-in-etowah-county-for-violations-of-the-alabama-securities-act/2023-11-14T09:43:01-06:00https://asc.alabama.gov/14898/secretary-galvin-and-alabama-director-borg-announce-26-million-dollar-settlement-with-lpl-financial/2023-11-14T09:42:49-06:00https://asc.alabama.gov/14901/former-financial-advisor-derek-neal-york-sentenced-to-prison-for-securities-fraud/2023-11-14T09:43:45-06:00https://asc.alabama.gov/14903/california-resident-james-a-vita-pleads-guilty-to-securities-fraud-in-limestone-county-circuit-court/2023-11-14T09:44:20-06:00https://asc.alabama.gov/14905/governor-ivey-proclaims-april-2018-as-facts-on-saving-and-investing-campaign-month/2023-11-14T09:44:38-06:00https://asc.alabama.gov/14907/alabama-securities-commission-announces-iard-system-fee-waiver-2/2023-11-14T09:47:27-06:00https://asc.alabama.gov/14909/colbert-county-man-arrested-for-alleged-securities-fraud-and-financial-exploitation-of-the-elderly/2023-11-14T09:45:30-06:00https://asc.alabama.gov/14911/dreamvision-promoter-pleads-guilty-to-securities-fraud/2023-11-14T09:46:32-06:00https://asc.alabama.gov/14913/informed-investor-advisory-are-unicorns-a-myth/2023-11-14T09:47:21-06:00https://asc.alabama.gov/14916/alabama-securities-commission-appoints-acting-deputy-director-and-announces-new-chief-litigation-counsel/2023-11-14T09:48:11-06:00https://asc.alabama.gov/14917/alabama-securities-commission-announces-settlement-with-raymond-james-related-to-auction-rate-securities-investigation/2023-11-14T09:48:41-06:00https://asc.alabama.gov/14919/jefferson-county-alabama-man-indicted-for-alleged-securities-fraud/2024-05-01T08:27:41-05:00https://asc.alabama.gov/14921/cheryl-baswell-guthrie-was-arrested-in-michigan-on-madison-county-warrant-for-alleged-violations-of-the-alabama-securities-act/2023-11-14T09:49:59-06:00https://asc.alabama.gov/14925/alert-alabama-securities-commission-cautions-investors-about-social-networking-fraud-social-networking-alert/2023-11-15T14:30:09-06:00https://asc.alabama.gov/14927/madison-county-alabama-man-indicted-arrested-for-alleged-violations-of-alabama-securites-act/2024-05-01T08:26:24-05:00https://asc.alabama.gov/14930/nasaa-and-alabama-securities-commission-spotlights-warning-signs-of-guardian-financial-abuse/2024-05-01T08:23:30-05:00https://asc.alabama.gov/14932/former-fbi-agent-and-attorney-sentenced-to-20-years-for-violations-of-the-alabama-securities-act/2023-11-14T09:53:22-06:00https://asc.alabama.gov/14934/madison-county-alabama-woman-pleads-guilty-sentenced-for-illegal-investment-scheme/2024-05-01T08:25:32-05:00https://asc.alabama.gov/14937/alabama-georgia-men-arrested-for-alleged-violations-of-alabama-securities-act/2024-05-01T08:25:03-05:00https://asc.alabama.gov/14938/alert-cons-find-profit-in-get-rich-quick-schemes-tied-to-economic-uncertainty/2023-11-15T14:30:38-06:00https://asc.alabama.gov/14940/alabamas-joseph-borg-begins-third-term-as-nasaa-president/2023-11-14T09:55:17-06:00https://asc.alabama.gov/14942/jefferson-county-resident-cary-alan-burdette-convicted-for-securities-act-violations/2024-05-10T12:25:09-05:00https://asc.alabama.gov/14944/investor-alert-alabama-securities-commission-issues-binary-options-advisory/2023-11-15T14:17:22-06:00https://asc.alabama.gov/14946/former-dallas-county-resident-jerome-yelder-arrested-in-south-carolina-for-securities-violations-in-alabama/2023-11-14T09:57:17-06:00https://asc.alabama.gov/14948/muscle-shoals-insurance-salesman-arrested-for-alleged-insurance-fraud-and-financial-exploitation-of-an-elderly-person/2024-05-01T08:22:48-05:00https://asc.alabama.gov/14950/warning-of-scams-surrounding-hurricane-harvey/2023-11-15T14:17:44-06:00https://asc.alabama.gov/14952/former-montgomery-county-resident-darren-oneal-maull-arrested-for-securities-violations/2023-11-14T09:58:26-06:00https://asc.alabama.gov/14954/alabama-veterans-face-a-serious-threat-financial-scammers/2023-11-14T09:58:58-06:00https://asc.alabama.gov/14956/mobile-county-resident-john-craig-dickson-sentenced-for-alabama-securities-act-violations/2023-11-14T09:59:36-06:00https://asc.alabama.gov/14958/community-education-program-for-seniors-held-in-robertsdale-alabama-special-guest-u-s-rep-bradley-byrnes-attends-and-addresses-key-issues/2023-11-14T10:00:12-06:00https://asc.alabama.gov/14960/restitution-ordered-for-tuscaloosa-county-resident-gene-thomas-tommy-legrone-jr-convicted-for-securities-fraud/2023-11-14T10:00:54-06:00https://asc.alabama.gov/14962/alabama-legislature-passes-bill-to-modernize-regulation-of-money-transfers-governor-ivey-signs-into-law-effective-on-august-1-2017/2023-11-14T10:01:18-06:00https://asc.alabama.gov/14964/former-ozark-resident-sam-j-carrol-iii-pleads-guilty-to-alabama-securities-act-violations/2023-11-14T10:02:03-06:00https://asc.alabama.gov/14966/henry-county-resident-judy-kay-morehead-arrested-for-alleged-alabama-securities-act-violations/2023-11-14T10:02:46-06:00https://asc.alabama.gov/14968/morgan-keegan-and-morgan-asset-management-agree-to-200-million-settlement-with-state-and-federal-regulators/2023-11-14T10:04:04-06:00https://asc.alabama.gov/14970/henry-county-resident-stanley-wayne-morehead-arrested-for-alleged-alabama-securities-act-violations/2023-11-14T10:03:44-06:00https://asc.alabama.gov/14972/henry-county-resident-benjamin-wayne-morehead-arrested-for-alleged-alabama-securities-act-violations/2023-11-14T10:05:19-06:00https://asc.alabama.gov/14974/alabama-securities-commission-investigating-possible-ponzi-scheme-involving-cornerstone-investment-group/2023-11-14T10:05:15-06:00https://asc.alabama.gov/14976/mobile-county-resident-john-craig-dickson-convicted-for-violations-of-alabama-securities-act/2024-05-10T12:25:10-05:00https://asc.alabama.gov/14978/madison-county-woman-kimberly-joy-dixson-scott-indicted-for-violations-of-alabama-securities-act/2024-05-01T08:21:44-05:00https://asc.alabama.gov/14982/etowah-county-resident-william-w-bush-pleads-guilty-to-alabama-securities-act-violations/2023-11-14T10:07:52-06:00https://asc.alabama.gov/14984/coffee-county-securities-fraud-trial-leads-to-prison-sentence-for-scott-alan-frye/2023-11-14T10:09:08-06:00https://asc.alabama.gov/14986/alert-beware-of-investment-scams-spawned-from-disasters/2023-11-15T14:30:58-06:00https://asc.alabama.gov/14988/kieffer-pled-guilty-to-violation-of-the-alabama-securities-act/2023-11-14T10:11:04-06:00https://asc.alabama.gov/14990/scott-alan-frye-who-fled-to-the-philippines-is-convicted-of-securities-violations-in-coffee-county/2023-11-14T10:12:42-06:00https://asc.alabama.gov/14992/louisiana-resident-michael-kieffer-arrested-for-alabama-securities-act-violations-related-to-baldwin-county-alabama-construction-project/2023-11-14T10:13:49-06:00https://asc.alabama.gov/14994/alabama-securities-commission-secures-fifth-arrest-related-to-synergy-finance-group-llc/2023-11-14T10:14:48-06:00https://asc.alabama.gov/14996/alabama-securities-commission-recognizes-world-elder-abuse-awareness-day/2023-11-14T10:15:50-06:00https://asc.alabama.gov/14998/terry-harris-sentenced-to-25-years-for-violations-of-the-alabama-securities-act/2023-11-14T10:17:24-06:00https://asc.alabama.gov/15000/james-w-strickhausen-of-baldwin-county-alabama-arrested-for-alleged-alabama-securities-act-violations/2024-05-01T08:18:31-05:00https://asc.alabama.gov/15003/auburn-university-retiree-association-aura-presents-wilford-s-bailey-award-to-director-joseph-p-borg/2023-11-14T10:17:39-06:00https://asc.alabama.gov/15005/jefferson-county-resident-deborah-faye-escott-lumpkin-arrested-for-alleged-violations-of-alabama-securities-act/2023-11-14T10:18:37-06:00https://asc.alabama.gov/15007/arizona-resident-larry-busch-pleads-guilty-to-conspiracy-to-commit-securities-fraud-in-baldwin-county-alabama/2024-05-01T08:19:16-05:00https://asc.alabama.gov/15010/warren-michigan-man-robert-craig-rudder-pleads-guilty-to-conspiracy-to-commit-securities-fraud/2024-05-01T08:20:10-05:00https://asc.alabama.gov/15011/the-alabama-securities-commission-helps-prospective-entrepreneurs-evaluate-franchise-opportunities/2023-11-14T10:19:40-06:00https://asc.alabama.gov/15013/michigan-man-robert-craig-rudder-arrested-for-alleged-violations-of-alabama-securities-act/2024-05-01T08:17:23-05:00https://asc.alabama.gov/15015/alabama-securities-commission-obtains-three-additional-arrests-related-to-synergy-finance-group-llc/2023-11-14T10:20:52-06:00https://asc.alabama.gov/15017/financial-field-manual-for-u-s-servicemen-and-women-and-their-families-now-available-from-alabama-securities-commission/2023-11-14T10:21:13-06:00https://asc.alabama.gov/15019/former-autauga-county-resident-jack-deck-weight-iii-sentenced-again-in-pike-county-for-alabama-securities-act-violations/2024-05-10T12:23:10-05:00https://asc.alabama.gov/15021/louisiana-man-bruce-alexander-gwyn-pleads-guilty-to-securities-registration-charge-in-baldwin-county-alabama/2024-05-01T08:15:27-05:00https://asc.alabama.gov/15023/terry-harris-found-guilty-of-securities-act-violations-in-jefferson-county-circuit-court/2024-05-10T12:22:39-05:00https://asc.alabama.gov/15025/south-carolina-man-michael-wallace-fullard-arrested-for-alabama-securities-act-violations/2023-11-14T10:23:43-06:00https://asc.alabama.gov/15027/mississippi-resident-george-louis-mccaw-arrested-for-violations-of-alabama-securities-act/2024-05-10T12:21:54-05:00https://asc.alabama.gov/15030/jefferson-county-man-casey-lance-arrested-for-alleged-violations-of-the-alabama-securities-act/2023-11-14T10:24:36-06:00https://asc.alabama.gov/15031/two-investment-fraud-con-men-patrick-daleiden-and-bruce-mabey-sentenced-to-prison/2023-11-14T10:48:39-06:00https://asc.alabama.gov/15033/california-resident-deshaun-williams-pleads-guilty-to-securities-violations-in-baldwin-county-alabama/2024-05-01T14:53:05-05:00https://asc.alabama.gov/15037/talladega-county-alabama-man-jason-todd-caudle-pleads-guilty-to-securities-fraud/2024-05-01T14:47:38-05:00https://asc.alabama.gov/15040/investor-alert-eb-5-fraud-immigrant-investors-beware/2023-11-15T14:18:22-06:00https://asc.alabama.gov/15042/when-im-65-documentary-about-saving-and-investing-for-retriement-to-air-july-17th-on-apt/2023-11-14T10:29:53-06:00https://asc.alabama.gov/15045/banks-alabama-man-terry-earl-hester-indicted-for-alleged-securities-fraud/2024-05-01T14:51:41-05:00https://asc.alabama.gov/15047/arizona-man-james-friend-liebes-indicted-for-alleged-securities-fraud-in-tuscaloosa-county/2024-05-01T14:51:15-05:00https://asc.alabama.gov/15049/alabama-securities-commission-recognizes-world-elder-abuse-awareness-day-by-asking-citizens-to-watch-for-signs-of-elder-financial-exploitation/2024-05-01T14:49:48-05:00https://asc.alabama.gov/15052/troy-man-jesse-morgan-hinson-pleads-guilty-to-securities-fraud-charges/2024-03-28T14:42:11-05:00https://asc.alabama.gov/15054/madison-county-alabama-man-keith-michael-rogers-guilty-of-securities-fraud-sentenced/2023-11-14T10:34:56-06:00https://asc.alabama.gov/15056/alabama-securities-commission-reaches-settlement-with-lpl-financial-firm-agrees-to-return-alabama-investors-money-for-inappropriate-real-estate-investment-sales/2023-11-14T10:35:51-06:00https://asc.alabama.gov/15058/talladega-county-alabama-man-jason-todd-caudle-indicted-for-alleged-securities-fraud/2024-05-01T14:52:43-05:00https://asc.alabama.gov/15060/alabama-legislature-passes-bill-to-help-protect-vulnerable-adults-from-financial-exploitation-governor-bentley-signs-into-law/2023-11-14T10:37:36-06:00https://asc.alabama.gov/15062/louisiana-man-bruce-alexander-gwyn-arrested-for-second-time-for-alleged-violations-of-alabama-securities-act/2024-05-01T14:45:36-05:00https://asc.alabama.gov/15064/when-im-65-an-hour-long-documentary-focusing-on-saving-and-investing-for-retirement-to-air-on-alabama-public-television-on-04-10-2016-at-6pm/2023-11-14T10:39:49-06:00https://asc.alabama.gov/15066/man-indicted-in-baldwin-county-in-2013-deshaun-williams-apprehended-and-arrested-in-palmdale-california/2024-05-01T14:44:36-05:00https://asc.alabama.gov/15068/madison-county-alabama-man-keith-michael-rogers-enters-guilty-plea-for-fraud-scheme/2023-11-14T10:41:46-06:00https://asc.alabama.gov/15070/alabama-securities-commission-assists-italian-law-enforcement-leading-to-six-arrests-for-worldwide-prime-bank-and-high-yield-investment-fraud/2024-05-01T14:42:06-05:00https://asc.alabama.gov/15072/investor-alert-third-party-asset-recovery-companies-are-they-advocating-for-you/2023-11-15T14:22:51-06:00https://asc.alabama.gov/15074/investor-alert-alabama-securities-commission-cautions-fraud-victims-about-third-party-asset-recovery-firms/2023-11-15T14:22:35-06:00https://asc.alabama.gov/15076/california-man-joseph-p-tufo-pled-guilty-to-alabama-securities-violations/2024-05-01T15:07:14-05:00https://asc.alabama.gov/15078/alabama-securities-commission-cautions-investors-to-be-wary-of-the-next-big-thing-when-it-comes-to-investing/2023-11-14T10:49:21-06:00https://asc.alabama.gov/15080/order-of-the-commission-provision-for-the-implementation-of-performance-fees/2023-11-14T10:49:45-06:00https://asc.alabama.gov/15082/are-you-an-informed-investor-the-next-big-thing/2023-11-14T10:50:17-06:00https://asc.alabama.gov/15084/former-california-resident-frederick-tayton-dencer-arrested-in-mexico-on-fugitive-warrant-faces-extradition-to-alabama-to-face-charges-related-to-securities-act-violations/2023-11-14T10:50:59-06:00https://asc.alabama.gov/15087/alabama-securities-commission-announces-iard-system-fee-waiver-for-investment-adviser-firms/2023-11-14T10:51:19-06:00https://asc.alabama.gov/15089/baldwin-county-resident-richard-james-tucker-ordered-to-pay-2-02-million-in-restitution-to-victims-of-advance-fee-loan-scam/2023-11-14T10:52:03-06:00https://asc.alabama.gov/15091/california-man-daniel-scott-register-arrested-for-alleged-outstanding-alabama-securities-violations/2024-05-01T15:05:56-05:00https://asc.alabama.gov/15093/florida-utah-men-patrick-michael-daleiden-and-bruce-j-mabey-enter-guilty-pleas-to-securities-violations-in-choctaw-county-alabama/2023-11-14T10:52:57-06:00https://asc.alabama.gov/15095/texas-man-richard-waskom-pleads-guilty-to-sale-of-unregistered-securities-in-jefferson-county-al-circuit-court/2024-05-01T15:11:11-05:00https://asc.alabama.gov/15097/lee-county-resident-thomas-washington-campbell-iii-denied-probation-after-guilty-plea-to-securities-charges/2023-11-14T10:53:59-06:00https://asc.alabama.gov/15099/mobile-county-man-richard-james-tucker-arrested-for-alleged-securities-violations/2023-11-14T10:54:23-06:00https://asc.alabama.gov/15101/former-shelby-county-resident-lysle-john-fleming-previously-arrested-for-securities-violations-has-bond-revoked/2023-11-14T10:55:12-06:00https://asc.alabama.gov/15103/louisiana-bruce-alexander-gwyn-and-alabama-james-anthony-ghio-men-arrested-in-baldwin-county-for-alleged-violations-of-alabama-securities-act/2023-11-14T10:55:29-06:00https://asc.alabama.gov/15105/florida-utah-and-alabama-men-patrick-michael-daleiden-bruce-j-mabey-matthew-arnold-gibson-pled-guilty-to-securities-violations-in-madison-county-alabama/2023-11-14T10:56:36-06:00https://asc.alabama.gov/15107/hoover-man-kevin-jerome-brown-pleads-guilty-to-securities-fraud-charges/2024-05-01T15:10:08-05:00https://asc.alabama.gov/15109/former-cypress-creek-ceo-james-albert-lawhorne-jr-pleads-guilty-to-securities-fraud/2023-11-14T10:57:12-06:00https://asc.alabama.gov/15111/cullman-county-resident-jerry-gibbs-carter-arrested-in-florida-for-securities-violations/2023-11-14T10:57:35-06:00https://asc.alabama.gov/15113/baldwin-county-man-henry-young-pled-guilty-to-involvement-in-prime-bank-scheme/2024-05-01T15:09:14-05:00https://asc.alabama.gov/15115/joseph-borg-joins-national-white-collar-crime-center-as-non-regional-board-director/2023-11-14T11:09:31-06:00https://asc.alabama.gov/15117/madison-county-alabama-man-arrested-for-multiple-counts-of-securities-fraud-court-sets-2-million-bond/2023-11-14T10:59:32-06:00https://asc.alabama.gov/15119/houston-texas-man-mark-e-rodgers-pleads-guilty-to-securities-fraud/2023-11-14T11:00:39-06:00https://asc.alabama.gov/15121/etowah-county-alabama-man-derek-neal-york-indicted-for-alleged-securities-violations/2023-11-14T11:02:00-06:00https://asc.alabama.gov/15123/commissioner-hart-of-the-alabama-securities-commission-is-reappointed-by-governor-bentley-and-confirmed-by-the-alabama-senate/2023-11-14T11:05:22-06:00https://asc.alabama.gov/15125/alabama-securities-commission-legal-staff-help-intercept-felons-assets-reroute-money-to-his-victims/2023-11-14T11:06:14-06:00https://asc.alabama.gov/15127/former-atlanta-georgia-attorney-hendrickx-toussaint-pleads-guilty-to-alabama-securities-act-violations/2024-05-01T15:08:22-05:00https://asc.alabama.gov/15129/winfield-alabama-man-timothy-lowell-franks-arrested-for-alleged-alabama-securities-act-violations/2024-05-01T15:05:10-05:00https://asc.alabama.gov/15131/synergy-finance-group-co-conspirator-scott-anthony-koster-enters-guilty-plea-of-conspiracy-to-commit-securities-violations-in-baldwin-county-alabama-circuit-court/2024-05-01T15:04:40-05:00https://asc.alabama.gov/15134/alabamians-begin-receiving-5837-checks-totaling-over-14200000-00-from-morgan-keegan-states-fund-settlement/2023-11-14T11:10:39-06:00https://asc.alabama.gov/15135/alabama-joins-in-national-facts-on-saving-and-investing-investor-education-initiative-governor-bentley-signs-proclamation/2023-11-14T11:12:32-06:00https://asc.alabama.gov/15137/morgan-keegan-states-fund-settlement-checks-to-be-distributed-november-5-2012/2023-11-14T11:11:40-06:00https://asc.alabama.gov/15139/madison-county-alabama-man-richard-david-hall-pleads-guilty-to-securities-violation/2024-05-01T15:03:01-05:00https://asc.alabama.gov/15141/alabama-securities-commission-warns-investors-to-watch-for-sandy-related-schemes/2023-11-14T11:12:51-06:00https://asc.alabama.gov/15146/florida-man-sentenced-for-securities-fraud-in-montgomery-county/2023-11-14T11:13:24-06:00https://asc.alabama.gov/15148/alabama-securities-commission-senior-special-agent-retires-with-distinction/2023-11-14T11:13:46-06:00https://asc.alabama.gov/15150/former-houston-county-alabama-attorney-frederick-mitchell-mitch-mcnab-sentenced-for-securities-violations/2023-11-14T11:14:22-06:00https://asc.alabama.gov/15152/lee-county-resident-thomas-washington-campbell-iii-pleads-guilty-to-securities-fraud/2023-11-14T11:14:52-06:00https://asc.alabama.gov/15154/florida-man-william-chris-blane-pled-guilty-to-securities-fraud-in-montgomery-county-alabama/2024-05-01T15:01:45-05:00https://asc.alabama.gov/15156/commissioner-hart-elected-to-serve-as-chairman-of-the-alabama-securities-commission/2023-11-14T11:15:50-06:00https://asc.alabama.gov/15158/investor-alert-alabama-securities-commission-reminds-investors-to-discuss-cybersecurity-with-their-financial-professionals/2023-11-15T14:23:38-06:00https://asc.alabama.gov/15160/utah-resident-bruce-mabey-pleads-guilty-to-choctaw-county-investment-scam/2023-11-14T11:17:07-06:00https://asc.alabama.gov/15162/california-man-joseph-p-tufo-arrested-for-alleged-alabama-securities-act-violations/2023-11-14T11:18:20-06:00https://asc.alabama.gov/15164/minnesota-resident-kevin-douglas-vickers-arrested-for-alleged-jefferson-county-securities-violations/2023-11-14T11:18:06-06:00https://asc.alabama.gov/15166/two-jefferson-county-residents-spero-x-vourliotis-and-carey-michael-billingsley-enter-guilty-pleas-related-to-unregistered-investment-clubs/2023-11-14T11:19:27-06:00https://asc.alabama.gov/15169/alabama-securities-commission-welcomes-new-commissioners-and-recognizes-contributions-of-former-members/2023-11-14T11:21:04-06:00https://asc.alabama.gov/15171/dothan-resident-edward-lincoln-forehand-indicted-in-securities-fraud-scheme/2024-05-09T10:02:05-05:00https://asc.alabama.gov/15173/iard-system-fee-waiver-for-investment-adviser-firms-remains-while-reduced-system-fees-reinstated-for-investment-adviser-representatives/2023-11-14T11:24:31-06:00https://asc.alabama.gov/15175/florida-resident-patrick-daleiden-pleads-guilty-to-choctaw-county-investment-scam/2023-11-14T11:25:39-06:00https://asc.alabama.gov/15177/jefferson-county-resident-jack-melvin-glover-arrested-for-alleged-securities-violations/2023-11-14T11:26:40-06:00https://asc.alabama.gov/15179/laws-provide-con-artists-with-personal-economic-growth-plan-alabama-securities-commission-identifies-emerging-and-persistent-investor-threats/2023-11-15T14:29:16-06:00https://asc.alabama.gov/15181/florida-resident-james-leonard-craft-pleads-guilty-to-securities-fraud-in-cullman-county/2023-11-14T11:28:53-06:00https://asc.alabama.gov/15183/madison-county-resident-harry-h-woody-duncan-sentenced-on-securities-fraud-charge/2024-05-09T10:01:27-05:00https://asc.alabama.gov/15185/california-resident-louis-john-mensonides-sentenced-for-conspiracy-to-sell-unregistered-securities/2023-11-14T11:30:58-06:00https://asc.alabama.gov/15187/utah-resident-bruce-jonathan-mabey-and-florida-resident-patrick-michael-daleiden-arrested-as-a-result-of-choctaw-county-indictments-alleging-illegal-investment-activities/2023-11-14T11:32:06-06:00https://asc.alabama.gov/15189/jefferson-county-indictments-allege-illegal-activities-surrounding-investment-clubs/2023-11-14T11:33:09-06:00https://asc.alabama.gov/15191/baldwin-county-resident-richard-james-tucker-sentenced-for-securities-violations-related-to-synergy-finance-group-llc/2024-05-09T10:33:41-05:00https://asc.alabama.gov/15193/deadline-to-claim-money-from-the-regions-morgan-keegan-bond-settlement/2023-11-14T11:37:16-06:00https://asc.alabama.gov/15195/california-man-pleads-guilty-to-conspiracy-to-sell-unregistered-securities/2023-11-14T11:38:21-06:00https://asc.alabama.gov/15197/lee-county-resident-john-david-stroud-arrested-in-baldwin-county-for-alleged-securities-violations/2023-11-14T11:39:15-06:00https://asc.alabama.gov/15199/alabama-securities-commission-warns-of-potential-dangers-of-crowdfunding-investment-opportunities/2023-11-14T11:40:40-06:00https://asc.alabama.gov/15201/south-carolina-resident-michael-kevin-mullen-sentenced-in-alabama-for-fraud-in-connection-with-the-sale-of-securities/2023-11-14T11:41:45-06:00https://asc.alabama.gov/15203/alert-alabama-securities-commission-warns-of-dangers-of-lottery-and-sweepstakes-scams/2023-11-14T11:42:52-06:00https://asc.alabama.gov/15205/lee-county-resident-thomas-washington-campbell-iii-arrested-and-charged-with-alleged-securities-act-violations/2024-05-09T10:03:34-05:00https://asc.alabama.gov/15207/former-montgomery-county-resident-darren-oneal-maull-sentenced-for-securities-violations/2023-11-14T11:44:56-06:00https://asc.alabama.gov/15209/california-resident-peter-george-szondy-enters-guilty-plea-for-alabama-securities-act-violations-second-man-louis-john-mensonides-was-extradited-to-alabama-on-similar-charges/2024-05-09T10:00:28-05:00https://asc.alabama.gov/15211/mississippi-resident-george-louis-mccaw-pleads-guilty-to-securities-fraud-in-baldwin-county/2024-05-09T09:59:32-05:00https://asc.alabama.gov/15213/shelby-county-resident-lysle-john-fleming-arrested-again-for-alabama-securities-violations/2024-05-09T09:58:51-05:00https://asc.alabama.gov/15215/one-of-five-charged-michael-david-judd-pled-guilty-to-crime-relating-to-synergy-finance-group-llc/2023-11-14T11:48:55-06:00https://asc.alabama.gov/15217/hon-governor-bentley-signs-proclamation-for-alabama-saves-week-feb-19-26/2023-11-14T11:49:56-06:00https://asc.alabama.gov/15219/alert-all-morgan-keegan-bond-fund-investors/2023-11-14T11:50:58-06:00https://asc.alabama.gov/15221/ten-hut-updated-financial-field-manual-for-military-families-personal-finances-now-available-from-alabama-securities-commission/2023-11-14T11:51:54-06:00https://asc.alabama.gov/15223/jefferson-county-woman-katherine-hope-lane-michigan-man-michael-w-pahl-sr-plead-guilty-to-alabama-securities-act-violations/2023-11-14T11:54:21-06:00https://asc.alabama.gov/15225/alabama-securities-commission-announces-key-appointments-and-administrative-changes-2/2023-11-14T11:55:29-06:00https://asc.alabama.gov/15227/one-alabama-resident-ann-forehand-two-florida-residents-debra-c-myers-lynn-haven-indicted-for-alabama-securities-act-violations/2023-11-14T11:56:41-06:00https://asc.alabama.gov/15229/one-alabama-resident-ann-forehand-two-florida-residents-debra-c-myers-lynn-haven-indicted-for-alabama-securities-act-violations-2/2023-11-14T11:59:37-06:00https://asc.alabama.gov/15231/alabama-securities-commission-cautions-investors-not-to-stumble-when-interest-rates-fall-flat/2023-11-14T12:03:53-06:00https://asc.alabama.gov/15233/former-blount-county-man-pleads-guilty-to-alabama-securities-act-violations/2024-05-09T09:57:55-05:00https://asc.alabama.gov/15238/california-resident-john-childs-indicted-for-prime-bank-scheme-in-baldwin-county/2023-11-14T13:36:38-06:00https://asc.alabama.gov/15240/former-montgomery-county-resident-martin-blane-indicted-for-alleged-securities-violations/2023-11-14T13:37:38-06:00https://asc.alabama.gov/15242/cullman-county-resident-jerry-gibbs-carter-sentenced-for-securities-act-violations/2023-11-14T13:38:39-06:00https://asc.alabama.gov/15244/proposed-bill-to-promote-raising-capital-for-small-business-in-alabama/2023-11-14T13:39:41-06:00https://asc.alabama.gov/15246/lee-county-resident-john-david-stroud-begins-ten-year-prison-sentence-for-securities-fraud/2023-11-14T13:40:41-06:00https://asc.alabama.gov/15248/canadian-resident-gregory-james-aziz-arrested-for-alleged-securities-fraud/2023-11-14T13:45:10-06:00https://asc.alabama.gov/15250/gregory-james-aziz-indictment/2023-11-14T13:43:20-06:00https://asc.alabama.gov/15253/two-morgan-county-residents-larry-arthur-coulter-and-eddie-dewayne-raines-enter-securities-fraud-related-pleas/2023-11-14T13:46:10-06:00https://asc.alabama.gov/15255/conecuh-county-resident-carey-stinson-salter-arrested-for-alleged-securities-fraud/2023-11-14T13:47:14-06:00https://asc.alabama.gov/15257/alabama-securities-commission-expands-annual-top-investor-threats-list/2023-11-14T13:48:08-06:00https://asc.alabama.gov/15259/securities-commission-partners-with-financial-planning-association-to-promote-sound-financial-planning/2023-11-14T13:49:08-06:00https://asc.alabama.gov/15261/lee-county-resident-john-david-stroud-pleads-guilty-to-securities-fraud-charges/2024-05-08T12:59:45-05:00https://asc.alabama.gov/15263/birmingham-physician-dr-scott-william-naley-sentenced-for-securities-violations/2024-05-08T12:58:10-05:00https://asc.alabama.gov/15265/alabama-securities-commission-welcomes-new-commissioner-and-recognizes-contributions-of-former-member/2023-11-14T13:52:26-06:00https://asc.alabama.gov/15267/dothan-resident-edward-lincoln-forehand-sentenced-to-90-months-for-securities-fraud-scheme/2023-11-14T13:53:24-06:00https://asc.alabama.gov/15269/montgomery-county-resident-reuben-max-burrow-arrested-for-securities-act-violations/2023-11-14T13:55:27-06:00https://asc.alabama.gov/15272/alabama-securities-commission-cautions-investors-to-be-wary-of-speculative-energy-investments/2023-11-14T13:57:19-06:00https://asc.alabama.gov/15274/what-are-the-common-ways-energy-investment-products-may-be-offered/2023-11-14T13:58:32-06:00https://asc.alabama.gov/15276/birmingham-area-physician-dr-scott-william-naley-pleads-guilty-to-securities-fraud-in-jefferson-county-circuit-court/2023-11-14T13:59:32-06:00https://asc.alabama.gov/15278/alabama-securities-commission-announces-restitution-payments-to-victims-of-advance-fee-loan-scam-related-to-synergy-finance-group-llc/2023-11-14T14:00:33-06:00https://asc.alabama.gov/15280/alabama-securities-commission-releases-report-on-investment-adviser-switch/2023-11-14T14:01:42-06:00https://asc.alabama.gov/15282/florida-resident-james-leonard-craft-sentenced-in-cullman-county-for-securities-fraud/2023-11-14T14:02:49-06:00https://asc.alabama.gov/15284/dothan-resident-edward-lincoln-forehand-convicted-in-securities-fraud-scheme/2024-05-08T12:57:19-05:00https://asc.alabama.gov/15286/texas-resident-chinagozi-nwankwo-arrested-for-alleged-violations-of-alabama-securities-act/2023-11-14T14:05:03-06:00https://asc.alabama.gov/15288/united-nations-commission-on-international-trade-law-invites-alabama-securities-director-to-attend-meeting-of-experts-on-international-commercial-fraud-in-vienna-uno-city-austria/2023-11-14T14:06:36-06:00https://asc.alabama.gov/15290/jefferson-county-resident-deborah-faye-escott-lumpkin-pleads-guilty-to-securities-act-violation/2023-11-14T14:09:16-06:00https://asc.alabama.gov/15292/alert-alabama-securities-commission-issues-investor-advisory-on-private-placement-offerings/2023-11-15T14:27:56-06:00https://asc.alabama.gov/15294/alert-are-you-an-informed-investor-private-placement-offerings/2023-11-15T14:28:19-06:00https://asc.alabama.gov/15296/alabama-joins-in-national-facts-on-saving-and-investing-investor-education-initiative/2023-11-14T14:12:37-06:00https://asc.alabama.gov/15298/securities-commission-announces-grant-funded-financial-education-programs-for-alabama-employees/2023-11-14T14:13:36-06:00https://asc.alabama.gov/15300/alabama-securities-commission-issues-cease-and-desist-order-for-british-based-profitable-sunrise/2024-05-08T12:56:02-05:00https://asc.alabama.gov/15302/alert-alabama-investors-cautioned-about-possible-fraud-tied-to-foreign-based-unregistered-investment-contracts/2023-11-15T14:28:46-06:00https://asc.alabama.gov/15304/alabama-securities-commission-appoints-kim-lewis-new-senior-special-agent/2023-11-14T14:16:39-06:00https://asc.alabama.gov/15306/securities-commission-announces-grant-funded-financial-education-programs-for-alabama-employees-2/2023-11-14T14:17:38-06:00https://asc.alabama.gov/15308/hoover-resident-spero-x-vourliotis-gets-ten-years-for-securities-fraud-scheme/2024-05-08T12:55:04-05:00https://asc.alabama.gov/15310/scott-alan-frye-who-fled-to-philippines-receives-additional-sentence-for-securities-violations/2023-11-14T14:19:35-06:00https://asc.alabama.gov/15312/massachusetts-resident-sean-h-mckinney-arrested-in-jefferson-county-for-securities-act-violations/2024-05-08T12:54:05-05:00https://asc.alabama.gov/15314/former-houston-county-alabama-attorney-frederick-mitchell-mitch-mcnab-pleads-guilty-to-alabama-securities-act-violations/2023-11-15T07:18:56-06:00https://asc.alabama.gov/15316/alabama-securities-commission-announces-launch-of-streamlined-electronic-filing-repository/2023-11-15T07:19:56-06:00https://asc.alabama.gov/15318/huntsville-alabama-woman-jacqueline-jackie-wilson-indicted-arrested-for-alleged-violations-of-alabama-securities-act/2024-05-08T12:38:50-05:00https://asc.alabama.gov/15320/huntsville-alabama-man-james-jaime-albert-lawhorne-jr-indicted-arrested-for-alleged-violations-of-alabama-securities-act/2023-11-15T07:22:00-06:00https://asc.alabama.gov/15322/alabama-securities-commission-announces-appointment-to-general-counsel/2023-11-15T07:23:14-06:00https://asc.alabama.gov/15324/state-of-alabama-v-gregory-aziz-results-in-settlement/2023-11-15T07:24:24-06:00https://asc.alabama.gov/15326/alert-alabama-securities-commission-announces-top-investor-threats-for-2015/2023-11-15T14:24:05-06:00https://asc.alabama.gov/15328/alert-alabama-securities-commission-issues-advisory-to-prepare-for-ebola-related-scams/2023-11-15T14:24:49-06:00https://asc.alabama.gov/15330/alabama-securities-commission-announces-iard-system-fee-waiver-for-investment-adviser-firms-2/2023-11-15T07:30:23-06:00https://asc.alabama.gov/15332/former-houston-county-alabama-attorney-frederick-mitchell-mcnab-indicted-arrested-for-alleged-violations-of-alabama-securities-act/2023-11-15T07:32:52-06:00https://asc.alabama.gov/15334/st-augustine-florida-resident-gregory-james-botolino-indicted-in-madison-county-alabama-for-alleged-violations-of-alabama-securities-act/2024-05-08T12:37:35-05:00https://asc.alabama.gov/15336/alabama-securities-commission-director-joseph-borg-appointed-to-finra-arbitration-task-force/2023-11-15T07:35:42-06:00https://asc.alabama.gov/15338/hunstville-alabama-resident-richard-david-hall-indicted-for-alabama-securities-act-violations/2024-05-08T12:36:32-05:00https://asc.alabama.gov/15340/atlanta-georgia-resident-hendrickx-toussaint-indicted-in-madison-county-alabama-for-alleged-violations-of-alabama-securities-act/2024-05-08T12:35:30-05:00https://asc.alabama.gov/15342/russell-county-man-jose-roberto-tores-pleads-guilty-to-violations-of-alabama-securities-act/2024-05-08T12:33:58-05:00https://asc.alabama.gov/15344/minneapolis-minnesota-and-birmingham-alabama-residents-kevin-douglas-vickers-and-jack-melvin-glover-plead-guilty-to-alabama-securities-act-violations/2024-05-08T12:32:46-05:00https://asc.alabama.gov/15346/ocean-springs-mississippi-and-pensacola-florida-residents-martin-franklin-blane-and-robert-neil-robinson-sentenced-in-montgomery-county-alabama-for-violations-of-alabama-securities-act/2023-11-15T07:49:53-06:00https://asc.alabama.gov/15348/vero-beach-florida-man-william-chris-blane-indicted-in-montgomery-county-alabama-for-alleged-violations-of-alabama-securities-act/2023-11-15T07:57:07-06:00https://asc.alabama.gov/15350/ridgeland-mississippi-man-indicted-in-madison-county-alabama-charged-with-alleged-securities-act-violations/2023-11-15T07:58:13-06:00https://asc.alabama.gov/15352/the-alabama-securities-commission-cautions-investors-to-consider-the-risks-associated-with-virtual-currencies/2023-11-15T07:59:10-06:00https://asc.alabama.gov/15354/investor-advisory-on-virtual-currency/2023-11-15T08:48:24-06:00https://asc.alabama.gov/15359/ocean-springs-mississippi-and-pensacola-florida-men-martin-franklin-blane-and-robert-neil-robinson-plead-guilty-to-securities-violations-in-montgomery-county-alabama/2023-11-15T08:49:52-06:00https://asc.alabama.gov/15361/alabama-joins-in-national-facts-on-saving-and-investing-investor-education-initiative-governor-bentley-signs-proclamation-2/2023-11-15T08:51:24-06:00https://asc.alabama.gov/15363/stone-mountain-georgia-resident-khatra-mohamed-indicted-in-baldwin-county-alabama-for-alleged-prime-bank-investment-scheme/2023-11-15T08:53:35-06:00https://asc.alabama.gov/15365/alabama-statute-of-limitations-bill-signed-by-governor-bentley-new-law-protects-citizens-against-financial-predators/2023-11-15T08:54:35-06:00https://asc.alabama.gov/15367/minnesota-man-scott-anthony-koster-indicted-for-alleged-prime-bank-investment-scam/2023-11-15T09:01:09-06:00https://asc.alabama.gov/15369/alabama-legislature-passes-bill-to-promote-raising-capital-for-small-business/2023-11-15T09:02:19-06:00https://asc.alabama.gov/15371/alabama-house-of-representatives-passes-new-statute-of-limitations-bill-hb-325/2023-11-15T09:03:48-06:00https://asc.alabama.gov/15373/alert-alabama-securities-commission-issues-investor-advisory-concerning-bitcoins-and-iraqi-dinar-issues/2024-05-08T12:18:54-05:00https://asc.alabama.gov/15375/russell-county-couple-jose-roberto-torres-and-tammy-torres-indicted-for-alleged-alabama-securities-act-violations/2024-05-08T12:21:45-05:00https://asc.alabama.gov/15377/alert-alabama-securities-commission-issues-investor-advisory-on-bitcoin-digital-currency/2024-05-08T12:19:52-05:00https://asc.alabama.gov/15379/florida-man-randy-stuart-webman-arrested-for-alleged-alabama-securities-act-violations/2024-05-08T12:20:56-05:00https://asc.alabama.gov/15381/arizona-man-donald-leroy-jenkins-pleads-guilty-to-securities-fraud/2023-11-15T09:09:11-06:00https://asc.alabama.gov/15383/former-attorney-christopher-shawn-linton-pleads-guilty-to-securities-and-bank-fraud/2023-11-15T09:10:23-06:00https://asc.alabama.gov/15385/new-alabama-statute-of-limitations-bill-is-up-for-vote-in-house-of-representatives/2023-11-15T09:11:24-06:00https://asc.alabama.gov/15387/new-york-resident-henry-young-jr-indicted-for-prime-bank-scheme-in-baldwin-county/2023-11-15T09:12:37-06:00https://asc.alabama.gov/15389/california-resident-vahak-dino-awadisian-indicted-in-baldwin-county-for-prime-bank-scheme/2023-11-15T09:13:59-06:00https://asc.alabama.gov/15391/southern-california-resident-brandon-colker-indicted-for-prime-bank-scheme-in-baldwin-county/2023-11-15T09:14:56-06:00https://asc.alabama.gov/15393/alabama-senate-unanimously-passed-bill-to-promote-raising-capital-for-small-business/2023-11-15T09:16:05-06:00https://asc.alabama.gov/15395/alabama-senate-confirms-hon-s-dagnal-rowe-as-commissioner/2023-11-15T09:17:17-06:00https://asc.alabama.gov/15397/arizona-resident-donald-leroy-jenkins-arrested-for-alleged-alabama-securities-act-violations/2024-05-08T12:16:15-05:00https://asc.alabama.gov/15399/conecuh-county-resident-carey-stinson-salter-pleads-guilty-to-securities-fraud-charges/2023-11-15T09:19:17-06:00https://asc.alabama.gov/15401/two-morgan-county-men-larry-arthur-coulter-and-eddie-dewayne-raines-sentenced-for-alabama-securities-act-violations/2023-11-15T09:20:15-06:00https://asc.alabama.gov/15403/arizona-resident-larry-j-busch-jr-indicted-for-prime-bank-scheme-in-baldwin-county/2023-11-15T09:21:10-06:00https://asc.alabama.gov/15405/florida-resident-robert-neil-robinson-indicted-arrested-for-alleged-alabama-securities-act-violations/2023-11-15T09:22:10-06:00https://asc.alabama.gov/15411/financial-advice-via-social-media-the-rise-of-the-finfluencer/2023-11-15T11:13:50-06:00https://asc.alabama.gov/15416/romance-scams/2024-03-28T12:45:42-05:00https://asc.alabama.gov/15419/investment-scams-in-the-metaverse-2/2023-11-15T11:16:23-06:00https://asc.alabama.gov/15422/affinity-fraud-how-blind-trust-can-break-the-bank/2024-05-14T16:37:20-05:00https://asc.alabama.gov/15425/crypto-craze/2023-11-15T14:09:12-06:00https://asc.alabama.gov/15428/what-to-know-about-icos/2023-11-15T14:11:37-06:00https://asc.alabama.gov/15430/informed-investor-advisory-are-unicorns-a-myth-2/2023-11-15T14:14:31-06:00https://asc.alabama.gov/15432/labama-securities-commission-announces-top-investor-threats-promissory-notes-real-estate-investments-and-ponzi-schemes-top-the-list/2024-01-25T16:09:13-06:00https://asc.alabama.gov/15434/alabama-securities-commission-releases-top-investor-threats-investors-urged-to-approach-unsolicited-offers-with-caution/2024-03-28T12:39:06-05:00https://asc.alabama.gov/16024/asc-issues-cease-and-desist-order-against-agridime-and-agridime-executive-director-joshua-link-for-violations-of-the-alabama-securities-act-associated-with-livestock-investment-contracts/2024-03-28T12:40:06-05:00https://asc.alabama.gov/16248/will-the-real-adviser-or-broker-please-stand-up/2024-03-28T09:02:39-05:00https://asc.alabama.gov/17057/alabama-securities-commission-states-and-sec-settle-with-tradestation-for-3-million-over-crypto-program/2024-03-27T16:41:38-05:00https://asc.alabama.gov/17199/alabama-securities-commission-warns-those-seeking-a-valentine-dont-rush-in/2024-03-28T08:59:51-05:00https://asc.alabama.gov/17236/other-peoples-money-investment-scams/2024-02-14T13:34:04-06:00https://asc.alabama.gov/17253/nicholas-houston-allen-sentenced/2024-03-28T08:53:11-05:00https://asc.alabama.gov/17426/tuscaloosa-man-arrested-for-multiple-alleged-violations-of-alabama-securities-law/2024-03-08T15:02:23-06:00https://asc.alabama.gov/17433/alabama-governor-declares-march-as-womens-financial-empowerment-month/2024-03-13T14:51:58-05:00https://asc.alabama.gov/17812/gs-partners-investor-questionnaire/2024-04-19T14:41:56-05:00https://asc.alabama.gov/17814/alabama-securities-commission-announces-the-appointments-of-christy-kuklinski-and-w-allen-carroll-jr/2024-04-19T14:45:31-05:00https://asc.alabama.gov/17824/asc-issues-cease-and-desist-order-against-gs-partners-global-wealth-builders-worldwide-josip-heit-nathaniel-hines-jr-jeanette-hines-del-lewis-and-diana-lewis/2024-04-23T16:07:39-05:00https://asc.alabama.gov/17861/alabama-securities-commission-boosts-financial-education-outreach/2024-04-30T13:09:26-05:00https://asc.alabama.gov/17875/nicholas-houston-allen-sentenced-for-financial-exploitation-of-the-elderly-securities-fraud-and-theft-of-property/2024-09-17T10:40:38-05:00https://asc.alabama.gov/17937/mobile-app-scams/2024-05-20T16:34:27-05:00https://asc.alabama.gov/18052/alabama-securities-commission-recognizes-world-elder-abuse-awareness-day-2/2024-06-12T16:14:50-05:00https://asc.alabama.gov/18110/alabama-securities-commissioner-w-allen-carroll-jr-was-elected-chairman-of-the-alabama-securities-commission/2024-06-27T10:01:36-05:00https://asc.alabama.gov/18117/artificial-intelligence-ai-and-investment-fraud/2024-07-01T15:53:04-05:00https://asc.alabama.gov/18123/auburn-man-indicted-for-alleged-financial-exploitation-of-an-elderly-alabama-resident/2024-07-03T14:00:29-05:00https://asc.alabama.gov/18129/private-fund-adviser-exemption/2024-07-08T10:53:39-05:00https://asc.alabama.gov/18441/jefferson-county-man-indicted-for-alleged-securities-fraud/2024-08-16T14:46:47-05:00https://asc.alabama.gov/18474/josip-heit-gs-partners-global-and-affiliates-agree-to-return-investments-to-alabamians-in-multimillion-dollar-settlement/2024-09-10T07:47:35-05:00https://asc.alabama.gov/18504/alabama-securities-commission-issues-warning-about-doxo-payment-platform/2024-09-30T16:41:36-05:00https://asc.alabama.gov/18521/registered-professional-crypto-trader-scams/2024-10-18T10:54:39-05:00https://asc.alabama.gov/18537/asc-offers-tips-to-help-you-avoid-costly-tricks-this-halloween/2024-10-25T11:30:51-05:00https://asc.alabama.gov/18567/relationship-investment-scams/2024-10-29T15:00:21-05:00https://asc.alabama.gov/18610/dont-let-cyber-criminals-steal-your-joy-and-money-this-holiday-season/2024-12-03T16:22:08-06:00https://asc.alabama.gov/18874/nasaa-efd-system-outage-january-1-5-2025/2025-01-03T08:06:47-06:00https://asc.alabama.gov/18899/auburn-man-sentenced-after-pleading-guilty-to-aggravated-theft-by-deception/2025-01-16T16:25:31-06:00https://asc.alabama.gov/18906/alabama-securities-commission-joins-106-million-multi-state-settlement-with-vanguard-over-big-tax-bills-remediation-to-investors/2025-01-17T15:05:52-06:00https://asc.alabama.gov/18914/investor-alert-gs-partners-to-reimburse-alabama-investors/2025-01-24T09:49:06-06:00https://asc.alabama.gov/18926/asc-warns-alabama-residents-dont-lose-your-life-savings-on-love-this-valentines-day/2025-02-27T10:55:32-06:00https://asc.alabama.gov/18936/alabama-man-pleads-guilty-to-securities-fraud-committed-against-elderly-mother/2025-02-24T16:57:38-06:00https://asc.alabama.gov/18958/nasaa-urges-congress-to-prioritize-capital-formation-policies-that-protect-investors/2025-03-25T09:18:18-05:00https://asc.alabama.gov/19057/alabama-securities-commission-recognizes-world-elder-abuse-awareness-day-3/2025-06-11T14:40:40-05:00https://asc.alabama.gov/19060/deatsville-alabama-man-sentenced-for-committing-securities-fraud/2025-06-11T14:45:49-05:00https://asc.alabama.gov/19071/asc-files-complaints-to-seize-over-125000-in-crypto-for-alabama-pig-butchering-victims/2025-06-13T13:08:35-05:00https://asc.alabama.gov/19080/jefferson-county-man-indicted-and-arrested-for-alleged-securities-fraud-and-theft-by-deception/2025-06-13T14:35:45-05:00https://asc.alabama.gov/19265/asc-announces-inquiry-into-georgia-based-ponzi-scheme/2025-07-21T08:04:17-05:00https://asc.alabama.gov/19269/secretary-of-state-wes-allen-calls-for-return-of-political-contributions-involved-with-georgia-investment-fraud-scheme/2025-07-21T09:13:58-05:00https://asc.alabama.gov/19294/as-a-new-school-year-begins-asc-warns-students-to-be-cautious-of-social-media-finfluencers/2025-08-14T09:58:36-05:00https://asc.alabama.gov/19313/what-to-know-about-crypto-etfs/2025-08-18T12:03:46-05:00https://asc.alabama.gov/19316/bitcoin-atms/2025-08-18T12:06:19-05:00https://asc.alabama.gov/19321/beware-of-the-gold-bar-scam/2025-10-27T16:40:28-05:00https://asc.alabama.gov/19325/asc-uncovers-a-pig-butchering-operation-and-arrests-a-man-claiming-to-reside-in-california-who-has-taiwanese-identification/2025-08-22T16:39:23-05:00https://asc.alabama.gov/19336/financial-exploitation-newsletter-vol-2-january-2026/2026-02-03T10:26:27-06:00https://asc.alabama.gov/19339/financial-exploitation-newsletter-vol-1-september-2025/2025-09-17T15:14:09-05:00https://asc.alabama.gov/19364/asc-and-cftc-secure-final-judgment-against-precious-metals-firm-that-defrauded-elderly-adults/2025-10-16T12:57:37-05:00https://asc.alabama.gov/19385/trick-or-treat-or-trick-and-scam-imposters-wear-disguises/2025-10-28T07:41:30-05:00https://asc.alabama.gov/19504/cyber-criminals-look-forward-to-the-holiday-season/2025-11-26T14:59:30-06:00https://asc.alabama.gov/19512/alabama-securities-commission-announcement-of-new-policy-and-investment-adviser-guidance/2025-12-04T11:27:17-06:00https://asc.alabama.gov/19523/registration-of-ma-brokers-under-the-alabama-securities-act/2025-12-18T13:59:36-06:00https://asc.alabama.gov/19538/policy-statement-regarding-suitability-standards-for-direct-participation-programs/2025-12-23T13:36:26-06:00https://asc.alabama.gov/19541/investor-alert-impersonation-scams/2025-12-22T12:03:28-06:00https://asc.alabama.gov/19558/relattachment-wp-att-195591-6-2026-montgomery-man-sentenced-for-committing-securities-fraud-fnlcommitting-securities-fraud/2026-01-08T16:05:14-06:00https://asc.alabama.gov/19565/start-your-new-year-with-financial-security/2026-01-08T16:05:47-06:00https://asc.alabama.gov/19578/proposed-bill-introduced-in-alabama-legislature-to-protect-consumers-from-cryptocurrency-kiosk-fraud/2026-01-21T16:09:28-06:00https://asc.alabama.gov/19596/romance-scammers-are-targeting-hearts-and-wallets-this-valentines-day/2026-02-10T12:26:58-06:00https://asc.alabama.gov/19727/alabama-lawmakers-advance-the-financial-innovation-market-expansion-act/2026-03-04T15:17:06-06:00