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Latest News
1/19/2023 - ASC Joins with Other State Securities Regulators to Settle with Nexo
1/12/2023 - Alabama Securities Commission Announces Stiff Sentence for Movie Production Scammer
1/10/2023 - New Market Man Pleads Guilty to Securities Fraud
12/29/2022 - FTX Signs Consent Order with Alabama Securities Commission to End Money Transmission in Alabama
11/29/2022 - Florida Couple Arrested for Alleged Financial Exploitation of the Elderly and Violations of the Alabama Securities Act
10/28/2022 - What Scams Are Knocking on Your Front Door This Halloween? Turn Off the Lights on these Tricksters!
Key Events and Information
Helping Families Affected By COVID-19
Alabama Joins in National "Facts on Saving and Investing" Investor Education Initiative
CRYPTO-CURRENCY Investor ALERT
Are you An Informed Investor (Robo-Advisers)
Protect Alabama Troops