Alabama Securities Commission

ASC CORONAVIRUS NOTICE - Steps the Commission is Taking to Keep Our Staff and Our Stakeholders Safe

EMERGENCY ORDER (Extended through 6/15/2020) - NOTICE TO REGISTERED FINANCIAL PROFESSIONALS

COVID-19 Related Investment Schemes Anticipated - ASC Outlines What to Expect and How to Protect Yourself

Latest News

5/22/2020 - Alabama Securities Commission Halts Another COVID-19 Scheme Aiming to Defraud Alabama Investors

5/20/2020 - Alabama Securities Commission Issues Order to Thwart International COVID-19 Investment Scheme Aimed at Profiting off the Pandemic

5/15/2020 - Fighting financial scams during a pandemic! Join statewide Tele-Town Hall on May 18th with Alabama’s AARP, BBB, Attorney General, and Securities Commission.

5/8/2020 - Alabama Senate Confirms Hope S. Marshall to Serve as Commissioner for the Alabama Securities Commission

5/1/2020 - Alabama Securities Commission Flattening the Threat of COVID-19 Con Artists Targeting Alabama Investors

4/30/2020 - Scam Stoppers Provide Tips To Protect Alabamians During Pandemic

Key Events and Information