Alabama Securities Commission

ASC CORONAVIRUS NOTICE - Steps the Commission is Taking to Keep Our Staff and Our Stakeholders Safe

EMERGENCY ORDER (Extended through 9/7/2020) - NOTICE TO REGISTERED FINANCIAL PROFESSIONALS

COVID-19 Related Investment Schemes Anticipated - ASC Outlines What to Expect and How to Protect Yourself

Latest News

7/22/2021 - State Securities Regulators in Texas and Alabama Team Up to Protect Senior Investors and Put a Stop to Fraudulent Precious Metal Investments

7/21/2021 - Alabama Securities Commission Issues Show Cause Order to Cryptocurrency Company “BlockFi”

6/22/2021 - ASC ENCOURAGES CLEAN CYBER HYGIENE TO HELP PREVENT YOU FROM BECOMING A VICTIM OF A RANSOMWARE ATTACK

6/14/2021 - Alabama Securities Commission Recognizes World Elder Abuse Awareness Day; Explains the Warning Signs of Financial Abuse

4/21/2021 - You are Invited to Attend a Virtual Learning Event - “Investing: What’s New & What’s Not”

4/1/2021 - Governor Ivey Declares April as Facts on Saving and Investing Campaign Month; Alabama Securities Commission and Partners Provide Tips that Make Cents

Key Events and Information