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Alabama Securities Commission

Alabama Securities Commission

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ADMINISTRATIVE ACTIONS

ADMINISTRATIVE ACTIONS

FINANCIAL EXPLOITATION REPORTING

FINANCIAL EXPLOITATION REPORTING

FILING REQUIREMENTS

FILING REQUIREMENTS

LEARN HOW ALABAMIANS FIGHT FRAUD

LEARN HOW ALABAMIANS FIGHT FRAUD

Latest News

NASAA Urges Congress to Prioritize Capital Formation Policies that Protect Investors
March 25, 2025 / News
Alabama Man Pleads Guilty to Securities Fraud Committed Against Elderly Mother
February 24, 2025 / News
ASC Warns Alabama Residents: Don’t Lose Your Life Savings on Love this Valentine’s Day
February 13, 2025 / News, Pig Butchering, Romance Scams
Investor Alert: GS Partners to Reimburse Alabama Investors
January 24, 2025 / Cryptocurrency, Investor Alerts, News
Alabama Securities Commission Joins $106 Million Multi-State Settlement with Vanguard over Big Tax Bills, Remediation to Investors
January 17, 2025 / News
Auburn Man Sentenced After Pleading Guilty to Aggravated Theft by Deception
January 16, 2025 / News

ALABAMA SECURITIES COMMISSION
445 DEXTER AVENUE
SUITE 12000
MONTGOMERY, AL 36104
Phone: 1-800-222-1253 / (334) 242-2984
Fax: (334) 242-0240

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