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Alabama Securities Commission

Alabama Securities Commission

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ADMINISTRATIVE ACTIONS

ADMINISTRATIVE ACTIONS

FINANCIAL EXPLOITATION REPORTING

FINANCIAL EXPLOITATION REPORTING

FILING REQUIREMENTS

FILING REQUIREMENTS

LEARN HOW ALABAMIANS FIGHT FRAUD

LEARN HOW ALABAMIANS FIGHT FRAUD

Latest News

Jefferson County Man Indicted and Arrested for Alleged Securities Fraud and Theft by Deception
June 13, 2025 / News, Promissory Notes
ASC Files Complaints to Seize Over $125,000 in Crypto For Alabama Pig Butchering Victims
June 13, 2025 / News, Pig Butchering
Deatsville, Alabama Man Sentenced for Committing Securities Fraud
June 11, 2025 / Financial Exploitation, News
Alabama Securities Commission Recognizes World Elder Abuse Awareness Day
June 11, 2025 / Financial Exploitation, News
NASAA Urges Congress to Prioritize Capital Formation Policies that Protect Investors
March 25, 2025 / News
Alabama Man Pleads Guilty to Securities Fraud Committed Against Elderly Mother
February 24, 2025 / News

ALABAMA SECURITIES COMMISSION
445 DEXTER AVENUE
SUITE 12000
MONTGOMERY, AL 36104
Phone: 1-800-222-1253 / (334) 242-2984
Fax: (334) 242-0240

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