Alabama Securities Commission

ASC CORONAVIRUS NOTICE - Steps the Commission is Taking to Keep Our Staff and Our Stakeholders Safe

EMERGENCY ORDER (Extended through 9/7/2020) - NOTICE TO REGISTERED FINANCIAL PROFESSIONALS

COVID-19 Related Investment Schemes Anticipated - ASC Outlines What to Expect and How to Protect Yourself

Latest News

4/21/2021 - You are Invited to Attend a Virtual Learning Event - “Investing: What’s New & What’s Not”

4/1/2021 - Governor Ivey Declares April as Facts on Saving and Investing Campaign Month; Alabama Securities Commission and Partners Provide Tips that Make Cents

4/1/2021 - Alabama Securities Commission Welcomes Former U.S. Attorney Louis Franklin, SR. as Deputy Director of Enforcement

3/31/2021 - Governor Ivey's Proclamation - Facts on Saving and Investing Campaign Month

3/18/2021 - Join Us for “The COVID Effect” Virtual Event Rack Up Good Information on Restoring Your Financial Wellness

3/16/2021 - Alabama Investors in Precious Metals Scheme Involving METALS.COM, TOWER EQUITY, CHASE METALS, AND BARRICK CAPITAL URGED TO FILE CLAIMS - CLAIM DEADLINE APRIL 30, 2021

Key Events and Information