Skip to content
Alabama Securities Commission
About
Director
Mission
For Industry
Financial Exploitation Reporting
Auditing
Enforcement
Financial Innovation
Registration
Statutes, Regulations, & Policy Statements
For Investors
Broker Check
Enforcement
Investor Education
Military Communities
Military Resource Websites
She Can
Presentation Request
Podcasts
Websites for Investors
Press Room
News Releases
Investor Alerts
Annual Reports
Legislative Reports
Newsletters
Complaints
Contact Us
Search for:
Search
LATEST NEWS
STAY UP TO DATE WITH THE
LATEST NEWS
Read more
INVESTOR EDUCATION
INVESTOR
EDUCATION
CLICK HERE
Military Families
Resources For
Military Families
Read more
She Can
She Can
Read more
Fight Fraud
Fight Fraud
CLICK HERE
Combo Slide
LATEST NEWS
Read more
INVESTOR
EDUCATION
Read More
Read more
Military Families
She Can
Read more
Fight
Fraud
Read More
ADMINISTRATIVE ACTIONS
FINANCIAL EXPLOITATION REPORTING
FILING REQUIREMENTS
LEARN HOW ALABAMIANS FIGHT FRAUD
Latest News
Jefferson County Man Indicted and Arrested for Alleged Securities Fraud and Theft by Deception
June 13, 2025
/
News
,
Promissory Notes
ASC Files Complaints to Seize Over $125,000 in Crypto For Alabama Pig Butchering Victims
June 13, 2025
/
News
,
Pig Butchering
Deatsville, Alabama Man Sentenced for Committing Securities Fraud
June 11, 2025
/
Financial Exploitation
,
News
Alabama Securities Commission Recognizes World Elder Abuse Awareness Day
June 11, 2025
/
Financial Exploitation
,
News
NASAA Urges Congress to Prioritize Capital Formation Policies that Protect Investors
March 25, 2025
/
News
Alabama Man Pleads Guilty to Securities Fraud Committed Against Elderly Mother
February 24, 2025
/
News