search engine
by
freefind
advanced
CONTACT US
About Us
ASC Mission
Director
Facebook
Twitter
Contact Us
Enforcement
About Enforcement
Complaint Procedure
Adult Financial Exploitation
Administrative Actions
Legal
Registration
Auditing
Frequently Asked Questions
Examination Process
IA Compliance Materials
Deficiencies and Best Practices
Common Deficiencies
Best Practices
Broker Dealers
Investment Advisors
For Investors
Broker Check
Investor Education
She Can
Military Communities
Helpful Military Websites
Websites for Investors
Presentation Request
Press Room
Investor Alerts
News Releases
Annual Reports
Legislative Reports
Newsletters
About
Administrative Actions
Financial Exploitation Reporting
Filing Requirements
Stock and Bond Research
Helpful Websites
Latest News
5/30/2023 - Alabama Securities Commission Appoints Amanda Senn Director
5/2/2023 - Director Joseph Borg Retires from Alabama Securities Commission After 30 Years of Civil Service
4/11/2023 - Troy Man Pleads Guilty to Mail Fraud in Federal Court
4/6/2023 - Alabama Securities Commission Joins Multiple States in $10 Million Settlement with Robinhood for Failing Investors
4/4/2023 - State Regulators Stop Fraudulent Artificial Intelligence Investment Scheme
3/10/2023 - Don’t Let Fraudsters Clean Out Your Wallet This Spring
Key Events and Information
Helping Families Affected By COVID-19
Alabama Joins in National "Facts on Saving and Investing" Investor Education Initiative
CRYPTO-CURRENCY Investor ALERT
Are you An Informed Investor (Robo-Advisers)
Protect Alabama Troops