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ASC CORONAVIRUS NOTICE - Steps the Commission is Taking to Keep Our Staff and Our Stakeholders Safe

EMERGENCY ORDER (Extended through 9/7/2020) - NOTICE TO REGISTERED FINANCIAL PROFESSIONALS

COVID-19 Related Investment Schemes Anticipated - ASC Outlines What to Expect and How to Protect Yourself
About Issued Orders Financial Exploitation Reporting Filing Requirements Stock and Bond Research Helpful Websites
Latest News
1/14/2021 - Not Every Cryptocurrency Cloud Mine Has a Silver Lining, ASC Shuts Down Two Mines
1/11/2021 - Alabama Securities Commission Makes Big Strike on Texas Based Oil & Gas Investment Scams
12/28/2020 - Investors Need to Do More Than Eat Greens on New Year's Day to Prosper. Don't Fall for Fraudulent Cyber Investments Warns ASC
12/18/2020 - California man must stop doing business in Alabama; “to good to be true” offer turned out to be a scam!
12/17/2020 - Unregistered Agent Touting Banking System Expertise Ousted by Alabama Securities Commission
12/16/2020 - Unregistered Agent Selling Healthcare Securities Stopped by Alabama Securities Commission

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Key Events and Information
  • Summary of December 14,2020 Commission Meeting
  • Beware of the Coronavirus Con
  • Helping Families Affected By COVID-19
  • Investor Education Newsletter - November 2019
  • CRYPTO-CURRENCY Investor ALERT
  • Alabama Securities Commission Updates Coordinated Crypto Crackdown
  • Select to View Video on Common Crypto Investment Schemes
  • Alabama Securities Commission Issue Advisory on Contracts for Difference
  • Alabama Securities Commission Issues Advisory on Robo-Advisers
  • Are You An Informed Investor? (Robo-Advisers)
  • Alabama Joins in National "Facts on Saving and Investing" Investor Education Initiative
  • BITCOIN Advisory
  • Protect Alabama Troops
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