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Alabama Securities Commission

Alabama Securities Commission

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NASAA Urges Congress to Prioritize Capital Formation Policies that Protect Investors

March 25, 2025March 25, 2025 ASC

NASAA Urges Congress to Prioritize Capital Formation Policies that Protect Investors Click here to read the full article

News

Alabama Man Pleads Guilty to Securities Fraud Committed Against Elderly Mother

February 24, 2025 ASC

Alabama Man Pleads Guilty to Securities Fraud Committed Against Elderly Mother   Click here to read the full article

News

ASC Warns Alabama Residents: Don’t Lose Your Life Savings on Love this Valentine’s Day

February 13, 2025February 27, 2025 ASC

ASC Warns Alabama Residents: Don’t Lose Your Life Savings on Love this Valentine’s Day   Click here to read the […]

News Pig Butchering, Romance Scams

Investor Alert: GS Partners to Reimburse Alabama Investors

January 24, 2025January 24, 2025 ASC

Investor Alert: GS Partners to Reimburse Alabama Investors Click here to read the full article

Investor Alerts, News Cryptocurrency

Alabama Securities Commission Joins $106 Million Multi-State Settlement with Vanguard over Big Tax Bills, Remediation to Investors

January 17, 2025January 17, 2025 ASC

Alabama Securities Commission Joins $106 Million Multi-State Settlement with Vanguard over Big Tax Bills, Remediation to Investors Click here to […]

News

Auburn Man Sentenced After Pleading Guilty to Aggravated Theft by Deception

January 16, 2025 ASC

Man Sentenced After Pleading Guilty to Aggravated Theft by Deception Click here to read the full article

News

NASAA EFD System Outage January 1-5, 2025

January 1, 2025January 3, 2025 ASC

NASAA EFD System Outage January 1-5, 2025   Click here to read the full article

News

Don’t Let Cyber Criminals Steal Your Joy and Money this Holiday Season

December 3, 2024December 3, 2024 ASC

Don’t Let Cyber Criminals Steal Your Joy and Money this Holiday Season   Click here to read the full article

News

ASC Offers Tips to Help You Avoid Costly Tricks this Halloween

October 25, 2024 ASC

ASC Offers Tips to Help You Avoid Costly Tricks this Halloween   Click here to read the full article

News Imposter Scam

Alabama Securities Commission Issues Warning About DOXO Payment Platform

October 1, 2024September 30, 2024 ASC

Alabama Securities Commission Issues Warning About DOXO Payment Platform Click here to read the full article

News

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ALABAMA SECURITIES COMMISSION
445 DEXTER AVENUE
SUITE 12000
MONTGOMERY, AL 36104
Phone: 1-800-222-1253 / (334) 242-2984
Fax: (334) 242-0240

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