Skip to content
Alabama Securities Commission
About
Director
Mission
For Industry
Financial Exploitation Reporting
Registration
Auditing
Enforcement
Statutes, Regulations, & Policy Statements
For Investors
Broker Check
Enforcement
Investor Education
Military Communities
Military Resource Websites
She Can
Presentation Request
Podcasts
Websites for Investors
Press Room
News Releases
Investor Alerts
Annual Reports
Legislative Reports
Newsletters
Complaints
Contact Us
Search for:
Search
LATEST NEWS
STAY UP TO DATE WITH THE
LATEST NEWS
Read more
INVESTOR EDUCATION
INVESTOR
EDUCATION
CLICK HERE
Fight Fraud
Fight Fraud
CLICK HERE
Military Families
Resources For
Military Families
Read more
She Can
She Can
Read more
Combo Slide
LATEST NEWS
Read more
INVESTOR
EDUCATION
Read More
Read more
Military Families
She Can
Read more
Fight
Fraud
Read More
ADMINISTRATIVE ACTIONS
FINANCIAL EXPLOITATION REPORTING
FILING REQUIREMENTS
LEARN HOW ALABAMIANS FIGHT FRAUD
Latest News
ASC Offers Tips to Help You Avoid Costly Tricks this Halloween
October 25, 2024
/
Imposter Scam
,
News
Alabama Securities Commission Issues Warning About DOXO Payment Platform
October 1, 2024
/
News
Josip Heit, GS Partners Global, and Affiliates Agree to Return Investments to Alabamians in Multimillion-Dollar Settlement
September 9, 2024
/
News
Jefferson County Man Indicted for Alleged Securities Fraud
August 16, 2024
/
News
Private Fund Adviser Exemption
July 8, 2024
/
News
Auburn Man Indicted for Alleged Financial Exploitation of an Elderly Alabama Resident
July 3, 2024
/
Financial Exploitation
,
News
