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Alabama Securities Commission

Alabama Securities Commission

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ADMINISTRATIVE ACTIONS

ADMINISTRATIVE ACTIONS

FINANCIAL EXPLOITATION REPORTING

FINANCIAL EXPLOITATION REPORTING

FILING REQUIREMENTS

FILING REQUIREMENTS

LEARN HOW ALABAMIANS FIGHT FRAUD

LEARN HOW ALABAMIANS FIGHT FRAUD

Latest News

ASC Uncovers a Pig Butchering Operation and Arrests a Man Claiming to Reside in California Who Has Taiwanese Identification
August 22, 2025 / News, Pig Butchering
Beware of the “Gold Bar” Scam
August 20, 2025 / Commodities, Imposter Scam, Investor Alerts, News
As a New School Year Begins, ASC Warns Students to Be Cautious of Social Media Finfluencers
August 14, 2025 / Financial Exploitation, News
Secretary of State Wes Allen Calls for Return of Political Contributions Involved with Georgia Investment Fraud Scheme
July 21, 2025 / News
ASC Announces Inquiry into Georgia-Based Ponzi Scheme
July 21, 2025 / News
Jefferson County Man Indicted and Arrested for Alleged Securities Fraud and Theft by Deception
June 13, 2025 / News, Promissory Notes

ALABAMA SECURITIES COMMISSION
445 DEXTER AVENUE
SUITE 12000
MONTGOMERY, AL 36104
Phone: 1-800-222-1253 / (334) 242-2984
Fax: (334) 242-0240

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