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Alabama Securities Commission

Alabama Securities Commission

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News Releases

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Jefferson County Man Indicted and Arrested for Alleged Securities Fraud and Theft by Deception

June 13, 2025 / News, Promissory Notes

ASC Files Complaints to Seize Over $125,000 in Crypto For Alabama Pig Butchering Victims

June 13, 2025 / News, Pig Butchering

Deatsville, Alabama Man Sentenced for Committing Securities Fraud

June 11, 2025 / Financial Exploitation, News

Alabama Securities Commission Recognizes World Elder Abuse Awareness Day

June 11, 2025 / Financial Exploitation, News

NASAA Urges Congress to Prioritize Capital Formation Policies that Protect Investors

March 25, 2025 / News

Alabama Man Pleads Guilty to Securities Fraud Committed Against Elderly Mother

February 24, 2025 / News

ASC Warns Alabama Residents: Don’t Lose Your Life Savings on Love this Valentine’s Day

February 13, 2025 / News, Pig Butchering, Romance Scams

Investor Alert: GS Partners to Reimburse Alabama Investors

January 24, 2025 / Cryptocurrency, Investor Alerts, News

Alabama Securities Commission Joins $106 Million Multi-State Settlement with Vanguard over Big Tax Bills, Remediation to Investors

January 17, 2025 / News

Auburn Man Sentenced After Pleading Guilty to Aggravated Theft by Deception

January 16, 2025 / News

NASAA EFD System Outage January 1-5, 2025

January 1, 2025 / News

Don’t Let Cyber Criminals Steal Your Joy and Money this Holiday Season

December 3, 2024 / News
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ALABAMA SECURITIES COMMISSION
445 DEXTER AVENUE
SUITE 12000
MONTGOMERY, AL 36104
Phone: 1-800-222-1253 / (334) 242-2984
Fax: (334) 242-0240

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