The Financial Innovation Division (FID) serves as a central resource for industry, investors, entrepreneurs, and small businesses in Alabama. It works to build partnerships, conduct outreach and education, including educating innovators and small businesses on business practices and compliance requirements when offering private securities in Alabama, and provides strategic advice on policy issues for registrants and Exempt Reporting Advisors.

FID will also focus on industry outreach, primarily related to technology and the use of artificial intelligence, to determine how firms are utilizing these tools, how these tools can better serve investors, and how it may impact regulations governing the industry.

For more information, please email Faith Pierce or contact at 334-353-9115.