Director's Office

Amanda SennDirector
Steve FeagaChief Deputy
Louis FranklinDeputy Director Enforcement
April McKayDeputy Director Administration
Anna JordanLegislative Director/External Affairs
Shana ProctorExecutive Assistant to the Director

Legal Division

Andrew SchiffChief Litigation Counsel
Beau BrownGeneral Counsel
Leslie WorrellAssistant Attorney General
Kim HinsonLegal Research Assistant

Enforcement Division

Ricky LocklarRegulatory Compliance Manager(334)-353-5299
Mike GanttRegulatory Compliance Manager(334)-353-8087
Chip HarrisonSenior Special Agent(334)-353-7076
Miles FaggertSenior Special Agent(334)-353-7925

Registration Division

Tina TellSecurities Registration Manager(334) 242-2984
Tim AdamsSecurities Analyst Supervisor(334) 353-7883
Ashlee GouldSenior Securities Analyst(334) 353-1057
Jenn KurtzSenior Securities Analyst(334) 353-9115
LaShonda MoultrieSenior Securities Analyst(334) 353-5084
Sonya DanielsSenior Securities Analyst(334) 242-2392
Heather PhillipsSenior Securities Analyst(334) 242-2372
Heather GrimesSecurities Analyst(334) 353-8051
April DunawayMutual Fund Filings(334) 242-4216

Auditing Division

Rena DavisSecurities Registration Manager(334) 242-2984
Lauren HittSecurities Analyst Supervisor(334) 242-2384
Marilyn BullardSenior Securities Analyst(334) 242-2375
Jayson RenzSenior Securities Analyst(334) 353-5025
Ja'Lisa GrissomSenior Securities Analyst(334) 353-7628
Booker JosephSenior Securities Analyst(334) 242-5795
Linnie MosleySecurities Analyst(334) 242-2391
Alex KelleySecurities Analyst(334) 353-1056

Education & Public Affairs

Nick VonderauCommunications and Public Relations Manager(334) 353-7697
Mikala McCurryCommunications and Public Relations Specialist, Senior(334) 353-7258

Financial Exploitation Division

Elizabeth PlanerSenior Special Agent(334) 242-0309
Kim BooherSenior Paralegal(334) 242-2398

Financial Innovation Division

Carrie HolmesSecurities Analyst Supervisor & Head of Financial Innovation(334) 353-7368
Sandra SmithSenior Securities Analyst(334) 353-7135

Administration Division

Renee SandersAccounting/Personnel/Purchasing Manager(334) 242-2378

Information Technology

Bryan SelixInformation Technology Manager
Andrew LoudermilkIT System Specialist II
Darren BoulwareIT System Technician II

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STREET ADDRESS
Alabama Securities Commission
RSA Dexter Avenue Building
445 Dexter Avenue
Suite 12000
Montgomery, AL 36104

MAILING ADDRESS
Alabama Securities Commission
P.O. Box 304700
Montgomery, AL 36130-4700

PHONE
1-800-222-1253
Local Call: (334) 242-2984
Fax: (334) 242-0240

EMAIL
ASC@asc.alabama.gov