Skip to content
Alabama Securities Commission

Alabama Securities Commission

  • About
    • Director
    • Mission
  • For Industry
    • Financial Exploitation Reporting
    • Auditing
    • Enforcement
    • Financial Innovation
    • Registration
    • Statutes, Regulations, & Policy Statements
  • For Investors
    • Broker Check
    • Enforcement
    • Investor Education
    • Military Communities
    • Military Resource Websites
    • She Can
    • Presentation Request
    • Podcasts
    • Websites for Investors
  • Press Room
    • News Releases
    • Investor Alerts
    • Annual Reports
    • Legislative Reports
    • Newsletters
  • Complaints
  • Contact Us

Author: bevans

  • Home
  • bevans

Alabama Securities Commission Releases Top Investor Threats: Investors Urged to Approach Unsolicited Offers with Caution

November 15, 2023March 28, 2024 bevans

Alabama Securities Commission Releases Top Investor Threats: Investors Urged to Approach Unsolicited Offers with Caution. Click Here to read the […]

Investor Alerts

Financial Advice via Social Media: The Rise of the “Finfluencer”

August 31, 2022November 15, 2023 bevans

Social media has become one of the main ways in which people connect to one another. This has been especially […]

Investor Alerts

Investment Scams in the Metaverse

August 31, 2022November 15, 2023 bevans

For much of human existence, story tellers, science fiction writers, film makers, and technologists have fantasized about what virtual worlds […]

Investor Alerts

Romance Scams

May 2, 2022March 28, 2024 bevans

Dating apps and social media platforms may be good ways to meet new people but be cautious if someone turns […]

Investor Alerts Romance Scams

Affinity Fraud: How Blind Trust Can Break the Bank

November 12, 2019May 14, 2024 bevans

Affinity fraud occurs every day at places of worship, in tight-knit ethnic or immigrant communities, at country clubs, in professional […]

Investor Alerts Affinity Fraud

What to Know About ICOs

May 21, 2018November 15, 2023 bevans

Initial Coin Offerings (ICOs) are attracting investors interested in new trends in technology investing. Regulation of ICOs is evolving and […]

Investor Alerts

Be Cautions of the Crypto Investment Craze

May 21, 2018November 15, 2023 bevans

Cryptocurrencies burst into the investing mainstream in 2017 as the values of some virtual coins and tokens skyrocketed, led by […]

Investor Alerts

INFORMED INVESTOR ADVISORY – Are Unicorns a Myth?

March 7, 2018November 15, 2023 bevans

INFORMED INVESTOR ADVISORY – Are Unicorns a Myth? Click Here to read the full article.

Investor Alerts

Alabama Securities Commission Announces Top investor Threats – Promissory Notes, Real Estate Investments and Ponzi Schemes Top the List

December 13, 2017January 25, 2024 bevans

Alabama Securities Commission Announces Top investor Threats – Promissory Notes, Real Estate Investments and Ponzi Schemes Top the List. Click […]

Investor Alerts

Montgomery County Resident (Michael Joe Hardiman) Indicted for multiple alleged violations of the Alabama Securities Act

November 16, 2009November 8, 2023 bevans

Montgomery County Resident (Michael Joe Hardiman) Indicted for multiple alleged violations of the Alabama Securities Act. Click Here to read […]

News

Posts navigation

Older posts

Archives

Categories

ALABAMA SECURITIES COMMISSION
445 DEXTER AVENUE
SUITE 12000
MONTGOMERY, AL 36104
Phone: 1-800-222-1253 / (334) 242-2984
Fax: (334) 242-0240

  • Public Records
  • Contact Us
  • Employee Login

Copyright © 2025 Alabama Securities Commission All rights reserved. Theme: Flash Pro by ThemeGrill. Powered by WordPress