Alleged securities fraud defendant arrested in Moldova, extradited to Baldwin County. Click Here to read the full article.

Alabama Securities Commission Appoints Senn to Deputy Director of Enforcement. Click Here to read the full article.

Alabama Securities Commission Recognizes World Elder Abuse Awareness Day June 15. Click Here to read the full article.

Arizona Man Sentenced for Securities Fraud in Tuscaloosa County. Click Here to read the full article.

Secretary Galvin and Alabama Director Borg announce 26 Million Dollar Settlement with LPL Financial. Click Here to read the full […]

Former Financial Advisor, Derek Neal York, Sentenced to Prison for Securities Fraud. Click Here to read the full article.

Governor Ivey proclaims April 2018 as Facts on Saving and Investing Campaign Month. Click Here to read the full article.

Colbert County Man Arrested for Alleged Securities Fraud and Financial Exploitation of the Elderly. Click Here to read the full […]

DreamVision Promoter Pleads Guilty to Securities Fraud. Click Here to read the full article.