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Alabama Securities Commission

Alabama Securities Commission

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Tag: Commodities

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ASC Issues Cease and Desist Order Against Agridime and Agridime Executive Director Joshua Link for Violations of the Alabama Securities Act Associated with Livestock Investment Contracts

December 22, 2023March 28, 2024 ASC

ASC Issues Cease and Desist Order Against Agridime and Agridime Executive Director Joshua Link for Violations of the Alabama Securities […]

News Commodities

Montgomery, ASC, CFTC, and 29 State Regulators Reach Settlement with Safeguard Metals in $68 Million Fraud Targeting Elderly Adults

October 25, 2023March 28, 2024 cnoftz

Montgomery, ASC, CFTC, and 29 State Regulators Reach Settlement with Safeguard Metals in $68 Million Fraud Targeting Elderly Adults. Click […]

News Commodities

States Recoup Overcharges For Investors in Commodity Firm Bankruptcy

August 2, 2023March 28, 2024 cnoftz

States Recoup Overcharges For Investors in Commodity Firm Bankruptcy. Click Here to read the full article.

News Commodities

Instead of Striking Oil, Fraudster Strikes with Deceit to an Alabama Investor

June 22, 2022March 28, 2024 cnoftz

Instead of Striking Oil, Fraudster Strikes with Deceit to an Alabama Investor. Click Here to read the full article.

News Commodities

Alabama Securities Commission Partners with CFTC and 26 State Securities Regulators to Stop $68 Million Precious Metals Scheme

February 1, 2022March 28, 2024 cnoftz

Alabama Securities Commission Partners with CFTC and 26 State Securities Regulators to Stop $68 Million Precious Metals Scheme. Click Here […]

News Commodities

Alabama and Texas Securities Regulators File Orders Against First Class Wealth Preservation for Precious Metals Investment Scheme

August 6, 2021March 28, 2024 cnoftz

Alabama and Texas Securities Regulators File Orders Against First Class Wealth Preservation for Precious Metals Investment Scheme. Click Here to […]

News Commodities

State Securities Regulators in Texas and Alabama Team Up to Protect Senior Investors and Put a Stop to Fraudulent Precious Metal Investments

July 22, 2021March 28, 2024 cnoftz

State Securities Regulators in Texas and Alabama Team Up to Protect Senior Investors and Put a Stop to Fraudulent Precious […]

News Commodities

Alabama Investors in Precious Metals Scheme Involving METALS.COM, TOWER EQUITY, CHASE METALS, AND BARRICK CAPITAL URGED TO FILE CLAIMS – CLAIM DEADLINE APRIL 30, 2021

March 15, 2021March 28, 2024 cnoftz

Alabama Investors in Precious Metals Scheme Involving METALS.COM, TOWER EQUITY, CHASE METALS, AND BARRICK CAPITAL URGED TO FILE CLAIMS – […]

Investor Alerts, News Commodities

Alabama Securities Commission Makes Big Strike on Texas Based Oil & Gas Investment Scams

January 11, 2021March 28, 2024 cnoftz

Alabama Securities Commission Makes Big Strike on Texas Based Oil & Gas Investment Scams. Click Here to read the full […]

News Commodities

Alabama Securities Commission Teams Up with Feds to Defend Seniors Lured to Trade Solid Investments for Empty Gold Mine

September 25, 2020March 28, 2024 cnoftz

Alabama Securities Commission Teams Up with Feds to Defend Seniors Lured to Trade Solid Investments for Empty Gold Mine. Click […]

News Commodities

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ALABAMA SECURITIES COMMISSION
445 DEXTER AVENUE
SUITE 12000
MONTGOMERY, AL 36104
Phone: 1-800-222-1253 / (334) 242-2984
Fax: (334) 242-0240

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