Filing Requirements for Exemption of Church Bonds


{Ala. Code § 8-6-10, Blue Sky Regulations ¶ 7555}

  1. A copy of the organization’s articles of incorporation and any amendments thereto.
  2. A copy of the latest nonprofit corporation annual report.
  3. A draft copy of the issuer’s security.
  4. A copy of the executed underwriting agreement.
  5. A copy of the executed trust indenture.
  6. Copies of all advertising to be used in connection with the offering.
  7. A copy of the prospectus.
  8. An originally executed and originally notarized Consent to Service of Process, FORM U-2, appointing Alabama’s Secretary of State to accept service of process.
  9. An originally signed and sealed Corporate Resolution, FORM U-2A.
  10. Provide list detailing Alabama registered restricted agents or broker dealers.
  11. Complete NASAA Statement of Policy Guidelines Regarding Church Bonds and Church Bonds Cross Reference

NASAA Statement of Policy Regarding Church Bonds

NASAA Statement of Policy Regarding Church Bonds Cross Reference Sheet

 

 

Filing Requirements for Exemption of Church Extension Fund


{Ala. Code § 8-6-10, Blue Sky Regulations ¶ 7555}

  1. A copy of the organization’s articles of incorporation and any amendments thereto.
  2. A draft copy of the issuer’s security.
  3. Copies of all advertising to be used in connection with the offering.
  4. A copy of the prospectus.
  5. An originally executed and originally notarized Consent to Service of Process, FORM U-2, appointing Alabama’s Secretary of State to accept service of process.
  6. An originally signed and sealed Corporate Resolution, FORM U-2A.
  7. Provide list detailing Alabama registered restricted agents.
  8. Complete NASAA Statement of Policy Guidelines Regarding Church Extension Fund

NASAA Statement of Policy Regarding Church Extension Fund Securities