Open End Management Investment Company fees are based on total net assets.

• Less than or equal to $25 million  -  $350.00
• Greater than $25 million, less than $100 million  -  $700.00
• Greater than or equal to $100 million, but less than $250 million  -  $1,200.00
• Greater than or equal to $250 million  -  $2,000.00
• Unit Investment Trust (UIT)  -  $200.00

Licensure and Renewal Fees:
Broker Dealer Agents, Investment Advisor Representative & Issuer Agent  -  $70.00