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Alabama Securities Commission

Alabama Securities Commission

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California Resident (James A. Vita) Pleads Guilty to Securities Fraud in Limestone County Circuit Court.

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  • California Resident (James A. Vita) Pleads Guilty to Securities Fraud in Limestone County Circuit Court.
California Resident (James A. Vita) Pleads Guilty to Securities Fraud in Limestone County Circuit Court.
September 27, 2011November 14, 2023 celex

California Resident (James A. Vita) Pleads Guilty to Securities Fraud in Limestone County Circuit Court.

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Alabama Securities Commission Announces Settlement with Raymond James Related to Auction Rate Securities Investigation.
Two Men Arrested and Face Charges in Etowah County for Violations of the Alabama Securities Act.

ALABAMA SECURITIES COMMISSION
445 DEXTER AVENUE
SUITE 12000
MONTGOMERY, AL 36104
Phone: 1-800-222-1253 / (334) 242-2984
Fax: (334) 242-0240

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