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Alabama Securities Commission

Alabama Securities Commission

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Author: cnoftz

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ASC Joins with Other State Securities Regulators to Settle with Nexo

January 19, 2023February 9, 2024 cnoftz

ASC Joins with Other State Securities Regulators to Settle with Nexo. Click Here to read the full article.

News

Alabama Securities Commission Announces Stiff Sentence for Movie Production Scammer

January 12, 2023March 28, 2024 cnoftz

Alabama Securities Commission Announces Stiff Sentence for Movie Production Scammer. Click Here to read the full article.

News Promissory Notes

New Market Man Pleads Guilty to Securities Fraud

January 7, 2023February 9, 2024 cnoftz

New Market Man Pleads Guilty to Securities Fraud Click Here to read the full article.

News

FTX Signs Consent Order with Alabama Securities Commission to End Money Transmission in Alabama

December 29, 2022November 8, 2023 cnoftz

FTX Signs Consent Order with Alabama Securities Commission to End Money Transmission in Alabama. Click Here to read the full […]

News

Florida Couple Arrested for Alleged Financial Exploitation of the Elderly and Violations of the Alabama Securities Act

November 29, 2022March 28, 2024 cnoftz

Florida Couple Arrested for Alleged Financial Exploitation of the Elderly and Violations of the Alabama Securities Act. Click Here to […]

News Financial Exploitation, Promissory Notes

What Scams Are Knocking on Your Front Door This Halloween? Turn Off the Lights on these Tricksters!

October 28, 2022March 28, 2024 cnoftz

What Scams Are Knocking on Your Front Door This Halloween? Turn Off the Lights on these Tricksters! Click Here to […]

News

Four State Securities Regulators File Enforcement Actions to Stop Sales of Fraudulent NFT Investments tied to the Metaverse

October 20, 2022November 8, 2023 cnoftz

Four State Securities Regulators File Enforcement Actions to Stop Sales of Fraudulent NFT Investments tied to the Metaverse. Click Here […]

News

Deatsville Couple Arrested for Alleged Financial Exploitation of an Elderly Person

October 17, 2022November 8, 2023 cnoftz

Deatsville Couple Arrested for Alleged Financial Exploitation of an Elderly Person. Click Here to read the full article.

News

Colbert County Man Arrested for Multiple Alleged Violations of Security Law

October 13, 2022November 8, 2023 cnoftz

Colbert County Man Arrested for Multiple Alleged Violations of Security Law. Click Here to read the full article.

News

Montgomery, Alabama Man Arrested for Financial Exploitation of the Elderly and Securities Fraud

October 3, 2022March 28, 2024 cnoftz

Montgomery, Alabama Man Arrested for Financial Exploitation of the Elderly and Securities Fraud. Click Here to read the full article.

News Financial Exploitation

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ALABAMA SECURITIES COMMISSION
445 DEXTER AVENUE
SUITE 12000
MONTGOMERY, AL 36104
Phone: 1-800-222-1253 / (334) 242-2984
Fax: (334) 242-0240

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