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Category: News

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Louisiana (Bruce Alexander Gwyn) and Alabama (James Anthony Ghio) Men Arrested in Baldwin County for Alleged Violations of Alabama Securities Act

September 22, 2015November 14, 2023 cnoftz

Louisiana (Bruce Alexander Gwyn) and Alabama (James Anthony Ghio) Men Arrested in Baldwin County for Alleged Violations of Alabama Securities […]

News

Hoover Man (Kevin Jerome Brown) Pleads Guilty to Securities Fraud Charges

September 9, 2015May 1, 2024 cnoftz

Hoover Man (Kevin Jerome Brown) Pleads Guilty to Securities Fraud Charges. Click Here to read the full article.

News Promissory Notes

Former Cypress Creek CEO (James Albert Lawhorne, Jr) Pleads Guilty to Securities Fraud

July 22, 2015November 14, 2023 cnoftz

Former Cypress Creek CEO (James Albert Lawhorne, Jr) Pleads Guilty to Securities Fraud. Click Here to read the full article.

News

Baldwin County Man (Henry Young) Pled Guilty to Involvement in Prime Bank Scheme

June 29, 2015May 1, 2024 cnoftz

Baldwin County Man (Henry Young) Pled Guilty to Involvement in Prime Bank Scheme. Click Here to read the full article.

News Promissory Notes

Houston, Texas Man (Mark E. Rodgers) Pleads Guilty to Securities Fraud

June 22, 2015November 14, 2023 cnoftz

Houston, Texas Man (Mark E. Rodgers) Pleads Guilty to Securities Fraud. Click Here to read the full article.

News

Madison County, Alabama Man Arrested for Multiple Counts of Securities Fraud, Court Sets $2 Million Bond

June 22, 2015November 14, 2023 cnoftz

Madison County, Alabama Man Arrested for Multiple Counts of Securities Fraud, Court Sets $2 Million Bond. Click Here to read […]

News

Etowah County, Alabama Man (Derek Neal York) Indicted for Alleged Securities Violations

May 20, 2015November 14, 2023 cnoftz

Etowah County, Alabama Man (Derek Neal York) Indicted for Alleged Securities Violations. Click Here to read the full article.

News

Alabama Securities Commission Legal Staff Help Intercept Felon’s Assets, reroute Money to his Victims

May 7, 2015November 14, 2023 cnoftz

Alabama Securities Commission Legal Staff Help Intercept Felon’s Assets, reroute Money to his Victims. Click Here to read the full […]

News

Commissioner Hart of the Alabama Securities Commission is Reappointed by Governor Bentley and Confirmed by the Alabama Senate

May 7, 2015November 14, 2023 cnoftz

Commissioner Hart of the Alabama Securities Commission is Reappointed by Governor Bentley and Confirmed by the Alabama Senate. Click Here […]

News

Former Atlanta, Georgia Attorney (Hendrickx Toussaint) Pleads Guilty to Alabama Securities Act Violations

April 15, 2015May 1, 2024 cnoftz

Former Atlanta, Georgia Attorney (Hendrickx Toussaint) Pleads Guilty to Alabama Securities Act Violations. Click Here to read the full article.

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ALABAMA SECURITIES COMMISSION
445 DEXTER AVENUE
SUITE 12000
MONTGOMERY, AL 36104
Phone: 1-800-222-1253 / (334) 242-2984
Fax: (334) 242-0240

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