Alabama Securities Commission Welcomes New Commissioner and Recognizes Contributions of Former Member. Click here to read the full article.

Dothan Resident (Edward Lincoln Forehand) Sentenced to 90 Months for Securities Fraud Scheme. Click here to read the full article.

Montgomery County Resident (Reuben max Burrow) Arrested for Securities Act Violations. Click here to read the full article.

Alabama Securities Commission Cautions Investors to be Wary of Speculative Energy investments Click here to read the full article.

What are the Common ways Energy investment Products may be Offered? Click here to read the full article.

Birmingham Area Physician (Dr. Scott William Naley) Pleads Guilty to Securities Fraud in Jefferson County Circuit Court Click here to […]

Alabama Securities Commission Announces Restitution Payments to Victims of Advance-Fee Loan Scam Related to Synergy Finance Group, LLC Click here […]

Alabama Securities Commission Releases Report on Investment Adviser Switch Click here to read the full article.

Florida Resident (James Leonard Craft) Sentenced in Cullman County for securities Fraud. Click here to read the full article.

Texas Resident (Chinagozi Nwankwo) Arrested for Alleged Violations of Alabama Securities Act Click here to read the full article.