Alabama Securities Commission Cautions Investors to be Wary of Speculative Energy investments Click here to read the full article.

What are the Common ways Energy investment Products may be Offered? Click here to read the full article.

Birmingham Area Physician (Dr. Scott William Naley) Pleads Guilty to Securities Fraud in Jefferson County Circuit Court Click here to […]

Alabama Securities Commission Announces Restitution Payments to Victims of Advance-Fee Loan Scam Related to Synergy Finance Group, LLC Click here […]

Alabama Securities Commission Releases Report on Investment Adviser Switch Click here to read the full article.

Florida Resident (James Leonard Craft) Sentenced in Cullman County for securities Fraud. Click here to read the full article.

Texas Resident (Chinagozi Nwankwo) Arrested for Alleged Violations of Alabama Securities Act Click here to read the full article.

Jefferson County Resident (Deborah Faye Escott Lumpkin) Pleads Guilty to Securities Act Violation Click here to read the full article.

United Nations Commission on International Trade Law Invites Alabama Securities Director to Attend Meeting of Experts on International Commercial Fraud […]