Florida, Utah and Alabama Men (Patrick Michael Daleiden, Bruce J. Mabey, Matthew Arnold Gibson) Pled Guilty to Securities Violations in […]

Former Shelby County Resident (Lysle John Fleming), Previously Arrested for Securities Violations, Has Bond Revoked. Click here to read the […]

Cullman County Resident (Jerry Gibbs Carter) Arrested in Florida for Securities Violations. Click here to read the full article.

Joseph Borg Joins National White Collar Crime Center As Non-Regional Board Director. Click here to read the full article.

Alabamians Begin Receiving 5,837 Checks Totaling Over $14,200,000.00 from Morgan Keegan States’ Fund Settlement. Click here to read the full […]

Morgan Keegan States’ Fund Settlement Checks to be Distributed November 5, 2012. Click here to read the full article.

Alabama Securities Commission Warns Investors to Watch for Sandy-Related Schemes. Click here to read the full article.

Alabama Securities Commission Senior Special Agent Retires With Distinction. Click here to read the full article.

Lee County Resident (Thomas Washington Campbell, III) Pleads Guilty to Securities Fraud. Click here to read the full article.

Commissioner Hart Elected to Serve as Chairman of the Alabama Securities Commission. Click here to read the full article.