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Category: News

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ALERT – Alabama Securities Commission Warns of Dangers of Lottery and Sweepstakes Scams.

April 11, 2012November 14, 2023 celex

ALERT – Alabama Securities Commission Warns of Dangers of Lottery and Sweepstakes Scams. Click here to read the full article.

News

Lee County Resident (Thomas Washington Campbell, III) Arrested and Charged With Alleged Securities Act Violations.

April 4, 2012May 9, 2024 celex

Lee County Resident (Thomas Washington Campbell, III) Arrested and Charged With Alleged Securities Act Violations. Click here to read the […]

News Imposter Scam

Former Montgomery County Resident (Darren O’Neal Maull) Sentenced for Securities Violations.

March 27, 2012November 14, 2023 celex

Former Montgomery County Resident (Darren O’Neal Maull) Sentenced for Securities Violations. Click here to read the full article.

News

California Resident (Peter George Szondy) Enters Guilty Plea for Alabama Securities Act Violations; Second Man (Louis John Mensonides) was Extradited to Alabama on Similar Charges.

March 5, 2012May 9, 2024 celex

California Resident (Peter George Szondy) Enters Guilty Plea for Alabama Securities Act Violations; Second Man (Louis John Mensonides) was Extradited […]

News Promissory Notes

Mississippi Resident (George Louis McCaw) Pleads Guilty to Securities Fraud in Baldwin County.

February 28, 2012May 9, 2024 celex

Mississippi Resident (George Louis McCaw) Pleads Guilty to Securities Fraud in Baldwin County. Click here to read the full article.

News Promissory Notes

Shelby County Resident (Lysle John Fleming) Arrested Again for Alabama Securities Violations.

February 24, 2012May 9, 2024 celex

Shelby County Resident (Lysle John Fleming) Arrested Again for Alabama Securities Violations. Click here to read the full article.

News Promissory Notes

One of five charged (Michael David Judd) pled guilty to crime relating to Synergy Finance Group, LLC.

February 23, 2012November 14, 2023 celex

One of five charged (Michael David Judd) pled guilty to crime relating to Synergy Finance Group, LLC. Click here to […]

News

Hon. Governor Bentley signs proclamation for Alabama Saves Week, Feb. 19-26.

February 22, 2012November 14, 2023 celex

Hon. Governor Bentley signs proclamation for Alabama Saves Week, Feb. 19-26. Click here to read the full article.

News

ALERT – All Morgan Keegan Bond Fund Investors

February 21, 2012November 14, 2023 celex

ALERT – All Morgan Keegan Bond Fund Investors Click here to read the full article.

News

TEN-HUT! Updated “Financial Field Manual” for Military Families’ Personal Finances Now Available From Alabama Securities Commission.

February 10, 2012November 14, 2023 celex

TEN-HUT! Updated “Financial Field Manual” for Military Families’ Personal Finances Now Available From Alabama Securities Commission. Click here to read […]

News

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ALABAMA SECURITIES COMMISSION
445 DEXTER AVENUE
SUITE 12000
MONTGOMERY, AL 36104
Phone: 1-800-222-1253 / (334) 242-2984
Fax: (334) 242-0240

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