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Year: 2012

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  • 2012

Mississippi Resident (George Louis McCaw) Pleads Guilty to Securities Fraud in Baldwin County.

February 28, 2012May 9, 2024 celex

Mississippi Resident (George Louis McCaw) Pleads Guilty to Securities Fraud in Baldwin County. Click here to read the full article.

News Promissory Notes

Shelby County Resident (Lysle John Fleming) Arrested Again for Alabama Securities Violations.

February 24, 2012May 9, 2024 celex

Shelby County Resident (Lysle John Fleming) Arrested Again for Alabama Securities Violations. Click here to read the full article.

News Promissory Notes

One of five charged (Michael David Judd) pled guilty to crime relating to Synergy Finance Group, LLC.

February 23, 2012November 14, 2023 celex

One of five charged (Michael David Judd) pled guilty to crime relating to Synergy Finance Group, LLC. Click here to […]

News

Hon. Governor Bentley signs proclamation for Alabama Saves Week, Feb. 19-26.

February 22, 2012November 14, 2023 celex

Hon. Governor Bentley signs proclamation for Alabama Saves Week, Feb. 19-26. Click here to read the full article.

News

ALERT – All Morgan Keegan Bond Fund Investors

February 21, 2012November 14, 2023 celex

ALERT – All Morgan Keegan Bond Fund Investors Click here to read the full article.

News

TEN-HUT! Updated “Financial Field Manual” for Military Families’ Personal Finances Now Available From Alabama Securities Commission.

February 10, 2012November 14, 2023 celex

TEN-HUT! Updated “Financial Field Manual” for Military Families’ Personal Finances Now Available From Alabama Securities Commission. Click here to read […]

News

One Alabama Resident (Ann Forehand), Two Florida Residents (Debra C. Myers, Lynn Haven) Indicted for Alabama securities Act Violations.

February 3, 2012November 14, 2023 celex

One Alabama Resident (Ann Forehand), Two Florida Residents (Debra C. Myers, Lynn Haven) Indicted for Alabama securities Act Violations. Click […]

News

One Alabama Resident (Ann Forehand), Two Florida Residents (Debra C. Myers, Lynn Haven) Indicted for Alabama securities Act Violations.

February 3, 2012November 14, 2023 celex

One Alabama Resident (Ann Forehand), Two Florida Residents (Debra C. Myers, Lynn Haven) Indicted for Alabama securities Act Violations. Click […]

News

Alabama securities Commission Announces Key Appointments and Administrative Changes.

February 3, 2012November 14, 2023 celex

Alabama securities Commission Announces Key Appointments and Administrative Changes. Click here to read the full article.

News

Jefferson County Woman (Katherine Hope Lane), Michigan Man (Michael W. Pahl Sr.) Plead Guilty to Alabama Securities Act Violations.

February 3, 2012November 14, 2023 celex

Jefferson County Woman (Katherine Hope Lane), Michigan Man (Michael W. Pahl Sr.) Plead Guilty to Alabama Securities Act Violations. Click […]

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ALABAMA SECURITIES COMMISSION
445 DEXTER AVENUE
SUITE 12000
MONTGOMERY, AL 36104
Phone: 1-800-222-1253 / (334) 242-2984
Fax: (334) 242-0240

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